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Price movement forecasting, aimed at predicting financial asset trends based on current market information, has achieved promising advancements through machine learning (ML) methods. Most existing ML methods, however, struggle with the…

Machine Learning · Computer Science 2024-07-11 Liang Zeng , Lei Wang , Hui Niu , Ruchen Zhang , Ling Wang , Jian Li

This paper presents AlphaOne ($\alpha$1), a universal framework for modulating reasoning progress in large reasoning models (LRMs) at test time. $\alpha$1 first introduces $\alpha$ moment, which represents the scaled thinking phase with a…

Computation and Language · Computer Science 2025-06-02 Junyu Zhang , Runpei Dong , Han Wang , Xuying Ning , Haoran Geng , Peihao Li , Xialin He , Yutong Bai , Jitendra Malik , Saurabh Gupta , Huan Zhang

We propose a new sequential procedure to detect change in the parameters of a process $ X= (X_t)_{t\in \Z}$ belonging to a large class of causal models (such as AR($\infty$), ARCH($\infty$), TARCH($\infty$), ARMA-GARCH processes). The…

Statistics Theory · Mathematics 2014-02-12 Jean-Marc Bardet , William Chakry Kengne

Recent results from the Wilkinson Microwave Anisotropy Probe have been called a corroboration, or even a confirmation, of inflation. Yet, the results include features that require, at least, a significant distortion of what is usually meant…

Astrophysics · Physics 2007-05-23 Arthur Lue , Glenn D. Starkman , Tanmay Vachaspati

In this paper we employ deep learning techniques to detect financial asset bubbles by using observed call option prices. The proposed algorithm is widely applicable and model-independent. We test the accuracy of our methodology in numerical…

Mathematical Finance · Quantitative Finance 2024-06-21 Francesca Biagini , Lukas Gonon , Andrea Mazzon , Thilo Meyer-Brandis

By combining (i) the economic theory of rational expectation bubbles, (ii) behavioral finance on imitation and herding of investors and traders and (iii) the mathematical and statistical physics of bifurcations and phase transitions, the…

General Finance · Quantitative Finance 2010-02-07 Wanfeng Yan , Ryan Woodard , Didier Sornette

Recently discovered Spectre and meltdown attacks affects almost all processors by leaking confidential information to other processes through side-channel attacks. These vulnerabilities expose design flaws in the architecture of modern…

Cryptography and Security · Computer Science 2020-06-03 Bilal Ali Ahmad

Data science pipelines to train and evaluate models with machine learning may contain bugs just like any other code. Leakage between training and test data can lead to overestimating the model's accuracy during offline evaluations, possibly…

Software Engineering · Computer Science 2022-09-08 Chenyang Yang , Rachel A Brower-Sinning , Grace A. Lewis , Christian Kästner

Protecting the confidentiality of private data and using it for useful collaboration have long been at odds. Modern cryptography is bridging this gap through rapid growth in secure protocols such as multi-party computation,…

Cryptography and Security · Computer Science 2023-06-12 Maximilian Zinkus , Yinzhi Cao , Matthew Green

Much research has been conducted arguing that tipping points at which complex systems experience phase transitions are difficult to identify. To test the existence of tipping points in financial markets, based on the alternating offer…

Computational Finance · Quantitative Finance 2016-08-24 Zvonko Kostanjcar , Stjepan Begusic , H. E. Stanley , Boris Podobnik

Abstention Ability (AA) is a critical aspect of Large Language Model (LLM) reliability, referring to an LLM's capability to withhold responses when uncertain or lacking a definitive answer, without compromising performance. Although…

Computation and Language · Computer Science 2024-09-25 Nishanth Madhusudhan , Sathwik Tejaswi Madhusudhan , Vikas Yadav , Masoud Hashemi

This article proposes a method for measuring the latent risks involved in the recovery process of non performing loans in financial institutions and business firms that deal with collection and recovery processes. To that end, we apply the…

Applications · Statistics 2014-08-20 Mauro R. Oliveira , Francisco Louzada

End-to-end LLM trading agents have moved quickly from research curiosity to a small ecosystem of named systems, including FinCon, FinMem, TradingAgents, FinAgent, QuantAgent, and FLAG-Trader. Several of these report headline Sharpe ratios…

Computational Engineering, Finance, and Science · Computer Science 2026-05-19 Yuxuan Ye , Jun Han , Ao Hu , Juncheng Bu , Yiyi Chen , Liangjian Wen , Danilo Mandic , Danny Dongning Sun , Xu Yinghui , Zenglin Xu

Money laundering is a global problem that concerns legitimizing proceeds from serious felonies (1.7-4 trillion euros annually) such as drug dealing, human trafficking, or corruption. The anti-money laundering systems deployed by financial…

Machine Learning · Computer Science 2022-06-20 Ahmad Naser Eddin , Jacopo Bono , David Aparício , David Polido , João Tiago Ascensão , Pedro Bizarro , Pedro Ribeiro

In normal times, it is assumed that financial institutions operating in non-overlapping sectors have complementary and distinct outcomes, typically reflected in mostly uncorrelated outcomes and asset returns. Such is the reasoning behind…

General Economics · Economics 2021-01-19 Sayuj Choudhari , Richard Licheng Zhu

Cryptographic research takes software timing side channels seriously. Approaches to mitigate them include constant-time coding and techniques to enforce such practices. However, recent attacks like Meltdown [42], Spectre [37], and…

Cryptography and Security · Computer Science 2025-04-29 Martin Dunsche , Patrick Bastian , Marcel Maehren , Nurullah Erinola , Robert Merget , Nicolai Bissantz , Holger Dette , Jörg Schwenk

While federated learning (FL) promises to preserve privacy, recent works in the image and text domains have shown that training updates leak private client data. However, most high-stakes applications of FL (e.g., in healthcare and finance)…

Machine Learning · Computer Science 2023-07-10 Mark Vero , Mislav Balunović , Dimitar I. Dimitrov , Martin Vechev

The No Free Lunch (NFL) theorem guarantees equal average performance only under uniform sampling of a function space closed under permutation (c.u.p.). We ask when this averaging ceases to reflect what benchmarking actually reports. We…

Machine Learning · Statistics 2026-03-05 Grzegorz Sroka

Backtesting large language models on historical events requires reasoning exclusively from information available before a specified cutoff date. Yet models routinely leak post-cutoff knowledge from pre-training into their reasoning,…

Machine Learning · Computer Science 2026-05-20 Zeyu Zhang , Bradly C. Stadie

Large language models (LLMs) achieve strong performance across benchmarks--from knowledge quizzes and math reasoning to web-agent tasks--but these tests occur in static settings, lacking real dynamics and uncertainty. Consequently, they…

Trading and Market Microstructure · Quantitative Finance 2025-11-06 Haofei Yu , Fenghai Li , Jiaxuan You