English

Do LLMs Know When to NOT Answer? Investigating Abstention Abilities of Large Language Models

Computation and Language 2024-09-25 v2

Abstract

Abstention Ability (AA) is a critical aspect of Large Language Model (LLM) reliability, referring to an LLM's capability to withhold responses when uncertain or lacking a definitive answer, without compromising performance. Although previous studies have attempted to improve AA, they lack a standardised evaluation method and remain unsuitable for black-box models where token prediction probabilities are inaccessible. This makes comparative analysis challenging, especially for state-of-the-art closed-source commercial LLMs. This paper bridges this gap by introducing a black-box evaluation approach and a new dataset, Abstain-QA, crafted to rigorously assess AA across varied question types (answerable and unanswerable), domains (well-represented and under-represented), and task types (fact centric and reasoning). We also propose a new confusion matrix, the ''Answerable-Unanswerable Confusion Matrix'' (AUCM) which serves as the basis for evaluating AA, by offering a structured and precise approach for assessment. Finally, we explore the impact of three prompting strategies-Strict Prompting, Verbal Confidence Thresholding, and Chain-of-Thought (CoT)-on improving AA. Our results indicate that even powerful models like GPT-4, Mixtral 8x22b encounter difficulties with abstention; however, strategic approaches such as Strict prompting and CoT can enhance this capability.

Keywords

Cite

@article{arxiv.2407.16221,
  title  = {Do LLMs Know When to NOT Answer? Investigating Abstention Abilities of Large Language Models},
  author = {Nishanth Madhusudhan and Sathwik Tejaswi Madhusudhan and Vikas Yadav and Masoud Hashemi},
  journal= {arXiv preprint arXiv:2407.16221},
  year   = {2024}
}

Comments

8 pages (excluding limitations, references and appendix) and 5 figures