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Large language models (LLMs) have demonstrated notable potential in conducting complex tasks and are increasingly utilized in various financial applications. However, high-quality sequential financial investment decision-making remains…

Large language models (LLMs) are increasingly applied in financial scenarios. However, they may produce harmful outputs, including facilitating illegal activities or unethical behavior, posing serious compliance risks. To systematically…

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Trading range breakout is a key method in the technical analysis of financial trading, widely employed by traders in financial markets such as stocks, futures, and foreign exchange. However, distinguishing between true and false breakout…

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Over the past three years, the financial services industry has witnessed Large Language Models (LLMs) and agents transitioning from the exploration stage to readiness and governance stages. Financial large language models (FinLLMs), such as…

Computational Engineering, Finance, and Science · Computer Science 2026-02-24 Shengyuan Lin , Kaiwen He , Jaisal Patel , Qinchuan Zhang , Chris Ding , James Tang , Keyi Wang , Yupeng Cao , Yan Wang , Kairong Xiao , Vincent Caldeira , Matt White , Xiao-Yang Liu Yanglet

Large language models (LLMs) are increasingly deployed in financial research workflows, where their role is evolving from single-model assistance for human analysts toward autonomous collaboration among multiple agents. Yet real-world…

Computation and Language · Computer Science 2026-05-11 Yiyun Zhu , Yidong Jiang , Ziwen Xu , Yinsheng Yao , Dawei Cheng , Jinru Ding , Jie Xu

Financial agents powered by large language models (LLMs) are increasingly deployed for investment analysis, risk assessment, and automated decision-making, where their abilities to plan, invoke tools, and manipulate mutable state introduce…

Financial decision-making requires processing vast amounts of real-time information while understanding their complex temporal relationships. While traditional search engines excel at providing real-time information access, they often…

Information Retrieval · Computer Science 2025-02-25 Jinzheng Li , Jingshu Zhang , Hongguang Li , Yiqing Shen

We introduce FinDebate, a multi-agent framework for financial analysis, integrating collaborative debate with domain-specific Retrieval-Augmented Generation (RAG). Five specialized agents, covering earnings, market, sentiment, valuation,…

Computation and Language · Computer Science 2025-09-23 Tianshi Cai , Guanxu Li , Nijia Han , Ce Huang , Zimu Wang , Changyu Zeng , Yuqi Wang , Jingshi Zhou , Haiyang Zhang , Qi Chen , Yushan Pan , Shuihua Wang , Wei Wang

Large language models (LLMs) have shown strong reasoning capabilities and are increasingly explored for financial trading. Existing LLM-based trading agents, however, largely focus on single-step prediction and lack integrated mechanisms…

Multiagent Systems · Computer Science 2025-11-18 Bijia Liu , Ronghao Dang

Recent breakthroughs in large language models (LLMs) have led to the development of new benchmarks for evaluating their performance in the financial domain. However, current financial benchmarks often rely on news articles, earnings…

Computation and Language · Computer Science 2025-08-19 Jie Zhu , Junhui Li , Yalong Wen , Xiandong Li , Lifan Guo , Feng Chen

Jailbreaking poses a significant risk to the deployment of Large Language Models (LLMs) and Vision Language Models (VLMs). VLMs are particularly vulnerable because they process both text and images, creating broader attack surfaces.…

Computation and Language · Computer Science 2026-02-23 Mirae Kim , Seonghun Jeong , Youngjun Kwak

Large language models (LLMs) are increasingly being applied to financial analysis, reporting, investment decision support, risk management, compliance, and professional training. However, robust evaluation of their domain competence in…

Large Language Models (LLMs) have demonstrated impressive capabilities across a wide range of tasks. However, their proficiency and reliability in the specialized domain of financial data analysis, particularly focusing on data-driven…

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Detecting fraud in financial transactions typically relies on tabular models that demand heavy feature engineering to handle high-dimensional data and offer limited interpretability, making it difficult for humans to understand predictions.…

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As large language models (LLMs) expose systemic security challenges in high risk applications, including privacy leaks, bias amplification, and malicious abuse, there is an urgent need for a dynamic risk assessment and collaborative defence…

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Large Language Models (LLMs) have demonstrated potential in cybersecurity applications but have also caused lower confidence due to problems like hallucinations and a lack of truthfulness. Existing benchmarks provide general evaluations but…

Recent advancements in Large Language Models (LLMs) have exhibited notable efficacy in question-answering (QA) tasks across diverse domains. Their prowess in integrating extensive web knowledge has fueled interest in developing LLM-based…

Computational Finance · Quantitative Finance 2023-12-05 Yangyang Yu , Haohang Li , Zhi Chen , Yuechen Jiang , Yang Li , Denghui Zhang , Rong Liu , Jordan W. Suchow , Khaldoun Khashanah

As large language models (LLMs) are increasingly deployed in financial services, a single non-compliant interaction can expose institutions to regulatory penalties and direct consumer harm. Existing guard models are built around general…

Computation and Language · Computer Science 2026-05-29 Huaixia Dou , Jie Zhu , Minghao Wu , Shuo Jiang , Junhui Li , Lifan Guo , Feng Chen , Chi Zhang

Financial institutions of all sizes are increasingly adopting Large Language Models (LLMs) to enhance credit assessments, deliver personalized client advisory services, and automate various language-intensive processes. However, effectively…

Computational Engineering, Finance, and Science · Computer Science 2025-04-04 Ahmadreza Tavasoli , Maedeh Sharbaf , Seyed Mohamad Madani

As large language models (LLMs) become high-privilege agents in risk-sensitive settings, they introduce systemic threats beyond hallucination, where minor compliance errors can cause critical data leaks. However, existing benchmarks focus…

Computational Engineering, Finance, and Science · Computer Science 2026-02-16 Jinru Ding , Chao Ding , Yidong Jiang , Wenrao Pang , Boyi Xiao , Zhiqiang Liu , Jiayuan Chen , Yun Zhong , Tiantian Yuan , Junming Guan , Dawei Cheng , Jie Xu
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