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Large Language Models (LLMs) have recently been leveraged for asset pricing tasks and stock trading applications, enabling AI agents to generate investment decisions from unstructured financial data. However, most evaluations of LLM…

Trading and Market Microstructure · Quantitative Finance 2026-05-26 Weixian Waylon Li , Hyeonjun Kim , Mihai Cucuringu , Tiejun Ma

Financial sentiment analysis is critical for valuation and investment decision-making. Traditional NLP models, however, are limited by their parameter size and the scope of their training datasets, which hampers their generalization…

Computation and Language · Computer Science 2023-11-07 Boyu Zhang , Hongyang Yang , Tianyu Zhou , Ali Babar , Xiao-Yang Liu

Natural Language Processing has recently made understanding human interaction easier, leading to improved sentimental analysis and behaviour prediction. However, the choice of words and vocal cues in conversations presents an underexplored…

Computers and Society · Computer Science 2022-06-24 Amna Anwar , Eiman Kanjo , Dario Ortega Anderez

Large language models have demonstrated outstanding performance in various natural language processing tasks, but their security capabilities in the financial domain have not been explored, and their performance on complex tasks like…

Financial tasks are pivotal to global economic stability; however, their execution faces challenges including labor intensive processes, low error tolerance, data fragmentation, and tool limitations. Although large language models (LLMs)…

Artificial Intelligence · Computer Science 2025-05-21 Junzhe Jiang , Chang Yang , Aixin Cui , Sihan Jin , Ruiyu Wang , Bo Li , Xiao Huang , Dongning Sun , Xinrun Wang

This paper explores the application of Natural Language Processing (NLP) in financial risk detection. By constructing an NLP-based financial risk detection model, this study aims to identify and predict potential risks in financial…

Risk Management · Quantitative Finance 2024-06-21 Liyang Wang , Yu Cheng , Ao Xiang , Jingyu Zhang , Haowei Yang

As financial institutions and professionals increasingly incorporate Large Language Models (LLMs) into their workflows, substantial barriers, including proprietary data and specialized knowledge, persist between the finance sector and the…

Statistical Finance · Quantitative Finance 2024-05-28 Hongyang Yang , Boyu Zhang , Neng Wang , Cheng Guo , Xiaoli Zhang , Likun Lin , Junlin Wang , Tianyu Zhou , Mao Guan , Runjia Zhang , Christina Dan Wang

The financial domain poses substantial challenges for vision-language models (VLMs) due to specialized chart formats and knowledge-intensive reasoning requirements. However, existing financial benchmarks are largely single-turn and rely on…

Computer Vision and Pattern Recognition · Computer Science 2026-02-04 Chenxi Zhang , Ziliang Gan , Liyun Zhu , Youwei Pang , Qing Zhang , Rongjunchen Zhang

Large language models (LLMs) have demonstrated remarkable capabilities across various professional domains, with their performance typically evaluated through standardized benchmarks. In the financial field, the stringent demands for…

Computation and Language · Computer Science 2025-09-03 Feng Wang , Yiding Sun , Jiaxin Mao , Wei Xue , Danqing Xu

This paper introduces \textbf{FinMCP-Bench}, a novel benchmark for evaluating large language models (LLMs) in solving real-world financial problems through tool invocation of financial model context protocols. FinMCP-Bench contains 613…

Artificial Intelligence · Computer Science 2026-03-27 Jie Zhu , Yimin Tian , Boyang Li , Kehao Wu , Zhongzhi Liang , Junhui Li , Xianyin Zhang , Lifan Guo , Feng Chen , Yong Liu , Chi Zhang

A key challenge in security analysis is the manual evaluation of potential security weaknesses generated by static application security testing (SAST) tools. Numerous false positives (FPs) in these reports reduce the effectiveness of…

Cryptography and Security · Computer Science 2025-07-15 Jonas Wagner , Simon Müller , Christian Näther , Jan-Philipp Steghöfer , Andreas Both

Detecting toxic language including sexism, harassment and abusive behaviour, remains a critical challenge, particularly in its subtle and context-dependent forms. Existing approaches largely focus on isolated message-level classification,…

Malicious agents pose significant threats to the reliability and decision-making capabilities of Multi-Agent Systems (MAS) powered by Large Language Models (LLMs). Existing defenses often fall short due to reactive designs or centralized…

Cryptography and Security · Computer Science 2026-04-03 Yang Feng , Xudong Pan

The increasing use of Large Language Models (LLMs) for generating highly coherent and contextually relevant text introduces new risks, including misuse for unethical purposes such as disinformation or academic dishonesty. To address these…

Computation and Language · Computer Science 2024-10-16 Zhenyu Xu , Kun Zhang , Victor S. Sheng

Large Language Models (LLMs) are increasingly deployed in finance, where unsafe behavior can lead to serious regulatory risks. However, most red-teaming research focuses on overtly harmful content and overlooks attacks that appear…

Computation and Language · Computer Science 2026-04-28 Gang Cheng , Haibo Jin , Wenbin Zhang , Haohan Wang , Jun Zhuang

Recent studies demonstrate that tool-calling capability enables large language models (LLMs) to interact with external environments for long-horizon financial tasks. While existing benchmarks have begun evaluating financial tool calling,…

Financial risk prediction plays a crucial role in the financial sector. Machine learning methods have been widely applied for automatically detecting potential risks and thus saving the cost of labor. However, the development in this field…

Risk Management · Quantitative Finance 2023-08-02 Yuwei Yin , Yazheng Yang , Jian Yang , Qi Liu

The rapid adoption of large language models (LLMs) in financial services introduces new operational, regulatory, and security risks. Yet most red-teaming benchmarks remain domain-agnostic and fail to capture failure modes specific to…

Computational Finance · Quantitative Finance 2026-03-12 Fabrizio Dimino , Bhaskarjit Sarmah , Stefano Pasquali

Accurately forecasting stock price movements is critical for informed financial decision-making, supporting applications ranging from algorithmic trading to risk management. However, this task remains challenging due to the difficulty of…

As large language models (LLMs) rapidly evolve, they bring significant conveniences to our work and daily lives, but also introduce considerable safety risks. These models can generate texts with social biases or unethical content, and…

Computation and Language · Computer Science 2024-10-30 Zhihao Liu , Chenhui Hu