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Risk-averse investors often wish to exclude stocks from their portfolios that bear high credit risk, which is a measure of a firm's likelihood of bankruptcy. This risk is commonly estimated by constructing signals from quarterly accounting…

Computational Finance · Quantitative Finance 2025-03-06 Maksim Papenkov , Beau Robinette

Valuing corporate bonds in systemic economies is challenging due to intricate webs of inter-institutional exposures. When a bank defaults, cascading losses propagate through the network, with payments determined by a system of fixed-point…

Computational Finance · Quantitative Finance 2026-02-16 Dohyun Ahn , Agostino Capponi

This article deals with the problem of optimal allocation of capital to corporate bonds in fixed income portfolios when there is the possibility of correlated defaults. Under fairly general assumptions for the distribution of the total net…

Adaptation and Self-Organizing Systems · Physics 2008-12-10 Mark B. Wise , Vineer Bhansali

The credit rating is an evaluation of a company's credit risk that values the ability to pay back the debt and predict the likelihood of the debtor defaulting. There are various features influencing credit rating. Therefore, it is essential…

Statistical Finance · Quantitative Finance 2020-12-22 Shenghuan Yang , lonut Florescu , Md Tariqul Islam

Reproducibility problems that have long affected machine learning and reinforcement learning are now surfacing in agent research: papers compare systems by reported scores while leaving the rollout records behind those scores difficult to…

Artificial Intelligence · Computer Science 2026-05-13 Charlie Masters , Ziyuan Liu , Stefano V. Albrecht

We consider a conditional factor model for a multivariate portfolio of United States equities in the context of analysing a statistical arbitrage trading strategy. A state space framework underlies the factor model whereby asset returns are…

Statistical Finance · Quantitative Finance 2023-09-06 Trent Spears , Stefan Zohren , Stephen Roberts

We develop factor copula models for analysing the dependence among mixed continuous and discrete responses. Factor copula models are canonical vine copulas that involve both observed and latent variables, hence they allow tail, asymmetric…

Methodology · Statistics 2020-11-18 Sayed H. Kadhem , Aristidis K. Nikoloulopoulos

Query rewriting (QR) systems are widely used to reduce the friction caused by errors in a spoken language understanding pipeline. However, the underlying supervised models require a large number of labeled pairs, and these pairs are hard…

Computation and Language · Computer Science 2020-12-22 Yunmo Chen , Sixing Lu , Fan Yang , Xiaojiang Huang , Xing Fan , Chenlei Guo

This paper explores vulnerabilities in RSA cryptosystems that arise from improper prime number selection during key generation. We examine two primary attack vectors: Fermat's factorization method, which exploits RSA keys generated with…

Cryptography and Security · Computer Science 2025-12-30 Murtaza Nikzad , Kerem Atas

We introduce When Alpha Disappears, a paired evaluation benchmark for diagnosing decision-time leakage in financial machine-learning backtests. Rather than treating leakage as a binary property, the benchmark estimates protocol-induced…

Risk Management · Quantitative Finance 2026-05-26 Fan Zhang , Zhen Li , Sijia Peng , Yu Chen

Estimating the covariance of asset returns, i.e., the risk model, is a key component of financial portfolio construction and evaluation. Most risk modeling approaches produce a factor model that decomposes the asset variability into two…

This paper studies an online replication problem for distributed data access. The goal is to dynamically create and delete data copies in a multi-server system as time passes to minimize the total storage and network cost of serving access…

Data Structures and Algorithms · Computer Science 2024-04-26 Tianyu Zuo , Xueyan Tang , Bu Sung Lee

The risk of a credit portfolio depends crucially on correlations between the probability of default (PD) in different economic sectors. Often, PD correlations have to be estimated from relatively short time series of default rates, and the…

Statistical Mechanics · Physics 2008-12-02 Bernd Rosenow , Rafael Weissbach , Frank Altrock

The use of machine learning for statistical modeling (and thus, generative modeling) has grown in popularity with the proliferation of time series models, text-to-image models, and especially large language models. Fundamentally, the goal…

Statistical Finance · Quantitative Finance 2024-08-06 Achintya Gopal

Software development, despite all the significant improvements it contributes to society, is a very expensive high-risk venture. Every software project commences with the intention to deliver a software product on time and within budget,…

Software Engineering · Computer Science 2020-07-24 Sergey Viktorovich Zykov , Joseph Afriyie Attakorah

The solution to science's replication crisis is a new ecosystem in which scientists sell what they learn from their research. In each pairwise transaction, the information seller makes (loses) money if he turns out to be correct…

Economics · Quantitative Finance 2016-09-13 Bruce Knuteson

While Indices, Index tracking funds and ETFs have grown in popularity during then last ten years, there are many structural problems inherent in Index calculation methodologies and the legal/economic structure of ETFs. These problems raise…

General Finance · Quantitative Finance 2020-05-05 Michael C. Nwogugu

According to theoretical models of valuing risky corporate securities, risk of default is primary component in overall yield spread. However, sizable empirical literature considers it otherwise by giving more importance to non-default risk…

Pricing of Securities · Quantitative Finance 2013-03-15 Syed Muhammad Noaman Ahmed Shah , Mazen Kebewar

In this paper, we investigate the butterfly factorization problem, i.e., the problem of approximating a matrix by a product of sparse and structured factors. We propose a new formal mathematical description of such factors, that encompasses…

Optimization and Control · Mathematics 2025-03-28 Quoc-Tung Le , Léon Zheng , Elisa Riccietti , Rémi Gribonval

In regulatory proceedings, few issues are more hotly debated than the cost of capital. This article formalises the theoretical foundation of cost of capital estimation for regulatory purposes. Several common regulatory practices lack a…

General Economics · Economics 2023-03-21 Darryl Biggar