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Bias in financial language models constitutes a major obstacle to their adoption in real-world applications. Detecting such bias is challenging, as it requires identifying inputs whose predictions change when varying properties unrelated to…

Artificial Intelligence · Computer Science 2026-03-10 Firas Hadj Kacem , Ahmed Khanfir , Mike Papadakis

Latent factor models have achieved great success in personalized recommendations, but they are also notoriously difficult to explain. In this work, we integrate regression trees to guide the learning of latent factor models for…

Information Retrieval · Computer Science 2019-06-06 Yiyi Tao , Yiling Jia , Nan Wang , Hongning Wang

While asset-pricing models increasingly recognize that factor risk premia are subject to structural change, existing literature typically assumes that investors correctly account for such instability. This paper studies how investors…

Portfolio Management · Quantitative Finance 2026-04-02 Yimeng Qiu

A central challenge in financial economics is understanding how credit networks form under informational noise. We introduce the concept of topological capital, arguing that banks increasingly rely on topological certification, interpreting…

General Economics · Economics 2026-03-16 Anna Pirogova , Anna Mancini , Tiziano Squartini , Giulio Cimini

A negative basis trade enters a long bond position and buys protection on the issuer of the bond through credit default swap (CDS), aiming at arbitrage profit due to the bond-CDS basis. To classic reduced form model theorists, the existence…

Pricing of Securities · Quantitative Finance 2020-05-05 Wujiang Lou

Financial fraud is the cause of multi-billion dollar losses annually. Traditionally, fraud detection systems rely on rules due to their transparency and interpretability, key features in domains where decisions need to be explained.…

Machine Learning · Computer Science 2024-08-26 João Lucas Martins , João Bravo , Ana Sofia Gomes , Carlos Soares , Pedro Bizarro

On a periodic basis, publicly traded companies report fundamentals, financial data including revenue, earnings, debt, among others. Quantitative finance research has identified several factors, functions of the reported data that…

Statistical Finance · Quantitative Finance 2020-07-16 Lakshay Chauhan , John Alberg , Zachary C. Lipton

Systematic differences in experimental materials, methods, measurements, and data handling between labs, over time, and among personnel can sabotage experimental reproducibility. Uncovering such differences can be difficult and time…

Applications · Statistics 2018-07-18 Bert Gunter

In the present paper, the primal-dual problem consisting of the investment risk minimization problem and the expected return maximization problem in the mean-variance model is discussed using replica analysis. As a natural extension of the…

Portfolio Management · Quantitative Finance 2016-12-20 Takashi Shinzato

We propose a modified time lag random matrix theory in order to study time lag cross-correlations in multiple time series. We apply the method to 48 world indices, one for each of 48 different countries. We find long-range power-law…

Statistical Finance · Quantitative Finance 2015-05-27 Duan Wang , Boris Podobnik , Davor Horvatić , H. Eugene Stanley

The widespread co-existence of misspecification and weak identification in asset pricing has led to an overstated performance of risk factors. Because the conventional Fama and MacBeth (1973) methodology is jeopardized by misspecification…

Econometrics · Economics 2022-06-29 Frank Kleibergen , Zhaoguo Zhan

As frontier AI models are deployed in high-stakes decision pipelines, their ability to maintain metacognitive stability (knowing what they do not know, detecting errors, seeking clarification) under adversarial pressure is a critical safety…

Artificial Intelligence · Computer Science 2026-05-15 Rahul Kumar

A core element in decision-making under uncertainty is the feedback on the quality of the performed actions. However, in many applications, such feedback is restricted. For example, in recommendation systems, repeatedly asking the user to…

Machine Learning · Computer Science 2021-07-13 Yonathan Efroni , Nadav Merlis , Aadirupa Saha , Shie Mannor

In the field of quantitative finance, volatility models, such as ARCH, GARCH, FIGARCH, SV, EWMA, play the key role in risk and portfolio management. Meanwhile, factor investing is more and more famous since mid of 20 century. CAPM, Fama…

Risk Management · Quantitative Finance 2023-04-25 Ke Zhang

This study investigates whether international equity markets systematically price global macroeconomic risks. The empirical analysis is conducted using monthly excess returns for ten G20 countries over the period 2000-2024. A Dynamic Factor…

Applications · Statistics 2026-04-30 Vivek Mishra

In the trading process, financial signals often imply the time to buy and sell assets to generate excess returns compared to a benchmark (e.g., an index). Alpha is the portion of an asset's return that is not explained by exposure to this…

Computational Engineering, Finance, and Science · Computer Science 2024-10-25 Yining Wang , Jinman Zhao , Yuri Lawryshyn

Capturing the workload of a database and replaying this workload for a new version of the database can be an effective approach for regression testing. However, false positive errors caused by many factors such as data privacy limitations,…

Machine Learning · Computer Science 2024-12-19 Neetha Jambigi , Joshua Hammesfahr , Moritz Mueller , Thomas Bach , Michael Felderer

We study a generic model for self-referential behaviour in financial markets, where agents attempt to use some (possibly fictitious) causal correlations between a certain quantitative information and the price itself. This correlation is…

Condensed Matter · Physics 2007-05-23 Matthieu Wyart , Jean-Philippe Bouchaud

There is a growing interest in the analysis of replication studies of original findings across many disciplines. When testing a hypothesis for an effect size, two Bayesian approaches stand out for their principled use of the Bayes factor…

Methodology · Statistics 2024-01-02 Guido Consonni , Leonardo Egidi

We compare two models of corporate default by calculating the Jeffreys-Kullback-Leibler divergence between their predicted default probabilities when asset correlations are either high or low. Our main results show that the divergence…

Risk Management · Quantitative Finance 2017-04-05 Sylvia Gottschalk