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Much theoretical work has described the ability of transformers to represent formal languages. However, linking theoretical results to empirical performance is not straightforward due to the complex interplay between the architecture, the…

Computation and Language · Computer Science 2024-10-07 Anej Svete , Nadav Borenstein , Mike Zhou , Isabelle Augenstein , Ryan Cotterell

Despite the empirical success of prompt tuning in adapting pretrained language models to new tasks, theoretical analyses of its capabilities remain limited. Existing theoretical work primarily addresses universal approximation properties,…

Machine Learning · Computer Science 2025-09-03 Maxime Meyer , Mario Michelessa , Caroline Chaux , Vincent Y. F. Tan

This paper concentrates on the approximation power of deep feed-forward neural networks in terms of width and depth. It is proved by construction that ReLU networks with width $\mathcal{O}\big(\max\{d\lfloor N^{1/d}\rfloor,\, N+2\}\big)$…

Machine Learning · Computer Science 2021-12-15 Zuowei Shen , Haizhao Yang , Shijun Zhang

Consider nonparametric function estimation under $L^p$-loss. The minimax rate for estimation of the regression function over a H\"older ball with smoothness index $\beta$ is $n^{-\beta/(2\beta+1)}$ if $1\leq p<\infty$ and $(n/\log…

Statistics Theory · Mathematics 2015-02-10 Johannes Schmidt-Hieber

It is shown that over-parameterized neural networks can achieve minimax optimal rates of convergence (up to logarithmic factors) for learning functions from certain smooth function classes, if the weights are suitably constrained or…

Machine Learning · Statistics 2024-06-05 Yunfei Yang , Ding-Xuan Zhou

Transformers have demonstrated exceptional performance across a wide range of domains. While their ability to perform reinforcement learning in-context has been established both theoretically and empirically, their behavior in…

Machine Learning · Statistics 2025-10-24 Baiyuan Chen , Shinji Ito , Masaaki Imaizumi

Large language models based on the Transformer architecture have demonstrated impressive capabilities to learn in context. However, existing theoretical studies on how this phenomenon arises are limited to the dynamics of a single layer of…

Machine Learning · Statistics 2024-06-04 Juno Kim , Taiji Suzuki

Transformers are a type of neural network that have demonstrated remarkable performance across various domains, particularly in natural language processing tasks. Motivated by this success, research on the theoretical understanding of…

Machine Learning · Computer Science 2025-02-18 Naoki Takeshita , Masaaki Imaizumi

Transformer-based models have demonstrated remarkable in-context learning capabilities, prompting extensive research into its underlying mechanisms. Recent studies have suggested that Transformers can implement first-order optimization…

Machine Learning · Computer Science 2024-03-06 Angeliki Giannou , Liu Yang , Tianhao Wang , Dimitris Papailiopoulos , Jason D. Lee

Transformers are state-of-the-art in a wide range of NLP tasks and have also been applied to many real-world products. Understanding the reliability and certainty of transformer model predictions is crucial for building trustable machine…

Computation and Language · Computer Science 2021-12-28 Jiahuan Pei , Cheng Wang , György Szarvas

We quantify the minimax rate for a nonparametric regression model over a star-shaped function class $\mathcal{F}$ with bounded diameter. We obtain a minimax rate of ${\varepsilon^{\ast}}^2\wedge\mathrm{diam}(\mathcal{F})^2$ where…

Statistics Theory · Mathematics 2025-08-20 Akshay Prasadan , Matey Neykov

In image and audio signal classification, a major problem is to build stable representations that are invariant under rigid motions and, more generally, to small diffeomorphisms. Translation invariant representations of signals in…

Functional Analysis · Mathematics 2019-03-08 Jameson Cahill , Andres Contreras , Andres Contreras Hip

Many practical problems need the output of a machine learning model to satisfy a set of constraints, $K$. Nevertheless, there is no known guarantee that classical neural network architectures can exactly encode constraints while…

Machine Learning · Computer Science 2022-02-10 Anastasis Kratsios , Behnoosh Zamanlooy , Tianlin Liu , Ivan Dokmanić

Estimation of convex functions finds broad applications in engineering and science, while convex shape constraint gives rise to numerous challenges in asymptotic performance analysis. This paper is devoted to minimax optimal estimation of…

Statistics Theory · Mathematics 2013-06-11 Teresa M. Lebair , Jinglai Shen , Xiao Wang

The Transformer architecture is widely applied in sequence modeling applications, yet the theoretical understanding of its working principles remains limited. In this work, we investigate the approximation rate for single-layer Transformers…

Machine Learning · Computer Science 2025-01-03 Haotian Jiang , Qianxiao Li

Transformers excel through content-addressable retrieval and the ability to exploit contexts of, in principle, unbounded length. We recast associative memory at the level of probability measures, treating a context as a distribution over…

Machine Learning · Statistics 2026-02-03 Ryotaro Kawata , Taiji Suzuki

Consider the case that we observe $n$ independent and identically distributed copies of a random variable with a probability distribution known to be an element of a specified statistical model. We are interested in estimating an infinite…

Statistics Theory · Mathematics 2017-09-20 Mark J. van der Laan , Aurélien F. Bibaut

Despite the widespread adoption of Transformer models for NLP tasks, the expressive power of these models is not well-understood. In this paper, we establish that Transformer models are universal approximators of continuous permutation…

Machine Learning · Computer Science 2020-02-26 Chulhee Yun , Srinadh Bhojanapalli , Ankit Singh Rawat , Sashank J. Reddi , Sanjiv Kumar

With the rise of Transformers as the standard for language processing, and their advancements in computer vision, there has been a corresponding growth in parameter size and amounts of training data. Many have come to believe that because…

Computer Vision and Pattern Recognition · Computer Science 2022-06-09 Ali Hassani , Steven Walton , Nikhil Shah , Abulikemu Abuduweili , Jiachen Li , Humphrey Shi

Transfer learning for nonparametric regression is considered. We first study the non-asymptotic minimax risk for this problem and develop a novel estimator called the confidence thresholding estimator, which is shown to achieve the minimax…

Machine Learning · Statistics 2024-01-24 T. Tony Cai , Hongming Pu