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We explore the expressive power of Transformers by establishing precise approximation error upper and lower bounds for H\"{o}lder class. Specifically, a new approximation upper bound is derived for the standard Transformer architecture…

Machine Learning · Computer Science 2026-05-11 Xin He , Yuling Jiao , Xiliang Lu , Jerry Zhijian Yang

We explore the approximation capabilities of Transformer networks for H\"older and Sobolev functions, and apply these results to address nonparametric regression estimation with dependent observations. First, we establish novel upper bounds…

Machine Learning · Statistics 2025-04-17 Yuling Jiao , Yanming Lai , Defeng Sun , Yang Wang , Bokai Yan

We study in-context learning for nonparametric regression with $\alpha$-H\"older smooth regression functions, for some $\alpha>0$. We prove that, with $n$ in-context examples and $d$-dimensional regression covariates, a pretrained…

Machine Learning · Statistics 2026-05-20 Michelle Ching , Ioana Popescu , Nico Smith , Tianyi Ma , William G. Underwood , Richard J. Samworth

The Transformer model is widely used in various application areas of machine learning, such as natural language processing. This paper investigates the approximation of the H\"older continuous function class…

Machine Learning · Computer Science 2025-04-21 Yuling Jiao , Yanming Lai , Yang Wang , Bokai Yan

Despite the great success of Transformer networks in various applications such as natural language processing and computer vision, their theoretical aspects are not well understood. In this paper, we study the approximation and estimation…

Machine Learning · Computer Science 2024-03-26 Shokichi Takakura , Taiji Suzuki

Large language models are capable of in-context learning, the ability to perform new tasks at test time using a handful of input-output examples, without parameter updates. We develop a universal approximation theory to elucidate how…

Machine Learning · Computer Science 2025-08-29 Gen Li , Yuchen Jiao , Yu Huang , Yuting Wei , Yuxin Chen

Despite their central role in the success of foundational models and large-scale language modeling, the theoretical foundations governing the operation of Transformers remain only partially understood. Contemporary research has largely…

Machine Learning · Computer Science 2025-06-02 Sagar Ghosh , Kushal Bose , Swagatam Das

Transformers have achieved great success in recent years. Interestingly, transformers have shown particularly strong in-context learning capability -- even without fine-tuning, they are still able to solve unseen tasks well purely based on…

Machine Learning · Computer Science 2024-11-19 Zihao Li , Yuan Cao , Cheng Gao , Yihan He , Han Liu , Jason M. Klusowski , Jianqing Fan , Mengdi Wang

Though Transformers have achieved promising results in many computer vision tasks, they tend to be over-confident in predictions, as the standard Dot Product Self-Attention (DPSA) can barely preserve distance for the unbounded input domain.…

Machine Learning · Computer Science 2023-07-19 Wenqian Ye , Yunsheng Ma , Xu Cao , Kun Tang

This paper investigates the learning theory of Transformer networks for regression tasks on the compact Euclidean domain $[0,1]^d$ and $d$-dimensional compact Riemannian manifolds. We propose a novel constructive approximation framework for…

Machine Learning · Statistics 2026-05-12 Zhongjie Shi , Wenjing Liao

Transfer learning has emerged as a powerful technique for improving the performance of machine learning models on new domains where labeled training data may be scarce. In this approach a model trained for a source task, where plenty of…

Machine Learning · Computer Science 2020-06-19 Seyed Mohammadreza Mousavi Kalan , Zalan Fabian , A. Salman Avestimehr , Mahdi Soltanolkotabi

Transformer based large-language models (LLMs) display extreme proficiency with language yet a precise understanding of how they work remains elusive. One way of demystifying transformer predictions would be to describe how they depend on…

Computation and Language · Computer Science 2024-11-06 Timothy Nguyen

We study the approximation capacity of deep ReLU recurrent neural networks (RNNs) and explore the convergence properties of nonparametric least squares regression using RNNs. We derive upper bounds on the approximation error of RNNs for…

Machine Learning · Statistics 2025-10-07 Yuling Jiao , Yang Wang , Bokai Yan

We consider nonparametric regression under covariate shift, where we observe samples from both the target distribution and a related but distinct source distribution. We introduce a novel object, the transfer function, and show that…

Statistics Theory · Mathematics 2026-03-09 Petr Zamolodtchikov

Transformers serve as the foundational architecture for large language and video generation models, such as GPT, BERT, SORA and their successors. Empirical studies have demonstrated that real-world data and learning tasks exhibit…

Machine Learning · Computer Science 2026-05-19 Zhaiming Shen , Alex Havrilla , Rongjie Lai , Alexander Cloninger , Wenjing Liao

Transformer has become the dominant architecture for sequence modeling, yet a detailed understanding of how its structural parameters influence expressive power remains limited. In this work, we study the approximation properties of…

Machine Learning · Computer Science 2026-04-01 Penghao Yu , Haotian Jiang , Zeyu Bao , Ruoxi Yu , Qianxiao Li

We study nonparametric regression under covariate shift with structured data, where a small amount of labeled target data is supplemented by a large labeled source dataset. In many real-world settings, the covariates in the target domain…

Statistics Theory · Mathematics 2025-07-02 Yuyao Wang , Nabarun Deb , Debarghya Mukherjee

Convolutional neural networks (CNNs) have been shown to achieve optimal approximation and estimation error rates (in minimax sense) in several function classes. However, previous analyzed optimal CNNs are unrealistically wide and difficult…

Machine Learning · Statistics 2023-08-15 Kenta Oono , Taiji Suzuki

Existing analyses of the expressive capacity of Transformer models have required excessively deep layers for data memorization, leading to a discrepancy with the Transformers actually used in practice. This is primarily due to the…

Machine Learning · Computer Science 2024-01-30 Tokio Kajitsuka , Issei Sato

We study the approximation capacity of some variation spaces corresponding to shallow ReLU$^k$ neural networks. It is shown that sufficiently smooth functions are contained in these spaces with finite variation norms. For functions with…

Machine Learning · Statistics 2024-06-05 Yunfei Yang , Ding-Xuan Zhou
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