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Understanding the training dynamics of transformers is important to explain the impressive capabilities behind large language models. In this work, we study the dynamics of training a shallow transformer on a task of recognizing…

Machine Learning · Computer Science 2024-10-15 Hongru Yang , Bhavya Kailkhura , Zhangyang Wang , Yingbin Liang

Transformer-based models have achieved remarkable success across a wide range of domains, yet our understanding of their training dynamics remains limited. In this work, we identify a recurrent focus-dilution cycle in attention learning and…

Machine Learning · Computer Science 2026-05-05 Zheng-An Chen , Pengxiao Lin , Zhi-Qin John Xu , Tao Luo

The phenomenon of distinct behaviors exhibited by neural networks under varying scales of initialization remains an enigma in deep learning research. In this paper, based on the earlier work by Luo et al.~\cite{luo2021phase}, we present a…

Machine Learning · Computer Science 2026-04-02 Zhengan Chen , Yuqing Li , Tao Luo , Zhangchen Zhou , Zhi-Qin John Xu

Finding the right initialisation for neural networks is crucial to ensure smooth training and good performance. In transformers, the wrong initialisation can lead to one of two failure modes of self-attention layers: rank collapse, where…

Machine Learning · Statistics 2026-05-22 Alessio Giorlandino , Sebastian Goldt

Empirical and theoretical works show that the input weights of two-layer neural networks, when initialized with small values, converge towards isolated orientations. This phenomenon, referred to as condensation, indicates that the gradient…

Machine Learning · Computer Science 2024-02-28 Zheng-An Chen , Tao Luo

Transformers have achieved extraordinary success in modern machine learning due to their excellent ability to handle sequential data, especially in next-token prediction (NTP) tasks. However, the theoretical understanding of their…

Machine Learning · Computer Science 2024-10-01 Ruiquan Huang , Yingbin Liang , Jing Yang

The training process of ReLU neural networks often exhibits complicated nonlinear phenomena. The nonlinearity of models and non-convexity of loss pose significant challenges for theoretical analysis. Therefore, most previous theoretical…

Machine Learning · Computer Science 2023-12-29 Mingze Wang , Chao Ma

Transformers have recently revolutionized many domains in modern machine learning and one salient discovery is their remarkable in-context learning capability, where models can solve an unseen task by utilizing task-specific prompts without…

Machine Learning · Computer Science 2023-10-10 Yu Huang , Yuan Cheng , Yingbin Liang

Transformers have achieved remarkable success in several domains, ranging from natural language processing to computer vision. Nevertheless, it has been recently shown that stacking self-attention layers - the distinctive architectural…

Machine Learning · Computer Science 2022-06-08 Lorenzo Noci , Sotiris Anagnostidis , Luca Biggio , Antonio Orvieto , Sidak Pal Singh , Aurelien Lucchi

Transformers may exhibit two-stage training dynamics during the real-world training process. For instance, when training GPT-2 on the Counterfact dataset, the answers progress from syntactically incorrect to syntactically correct to…

Computation and Language · Computer Science 2025-10-14 Zixuan Gong , Shijia Li , Yong Liu , Jiaye Teng

This paper introduces a high-order Markov chain task to investigate how transformers learn to integrate information from multiple past positions with varying statistical significance. We demonstrate that transformers learn this task…

Machine Learning · Computer Science 2026-02-24 Oğuz Kaan Yüksel , Rodrigo Alvarez Lucendo , Nicolas Flammarion

Transformer models have emerged as fundamental tools across various scientific and engineering disciplines, owing to their outstanding performance in diverse applications. Despite this empirical success, the theoretical foundations of…

Machine Learning · Computer Science 2026-04-14 Zhen Qin , Jinxin Zhou , Jiachen Jiang , Zhihui Zhu

Gradient-flow analyses show that simplified linear transformers can learn the in-context linear-regression algorithm, but they do not explain the finite-step behavior of gradient descent at large learning rates. Motivated by empirical work…

Machine Learning · Statistics 2026-05-21 Krishnakumar Balasubramanian

Previous research has shown that fully-connected networks with small initialization and gradient-based training methods exhibit a phenomenon known as condensation during training. This phenomenon refers to the input weights of hidden…

Machine Learning · Computer Science 2023-05-18 Zhangchen Zhou , Hanxu Zhou , Yuqing Li , Zhi-Qin John Xu

The incredible success of transformers on sequence modeling tasks can be largely attributed to the self-attention mechanism, which allows information to be transferred between different parts of a sequence. Self-attention allows…

Machine Learning · Computer Science 2024-08-14 Eshaan Nichani , Alex Damian , Jason D. Lee

We identify incremental learning dynamics in transformers, where the difference between trained and initial weights progressively increases in rank. We rigorously prove this occurs under the simplifying assumptions of diagonal weight…

Machine Learning · Computer Science 2023-12-12 Enric Boix-Adsera , Etai Littwin , Emmanuel Abbe , Samy Bengio , Joshua Susskind

Empirical works show that for ReLU neural networks (NNs) with small initialization, input weights of hidden neurons (the input weight of a hidden neuron consists of the weight from its input layer to the hidden neuron and its bias term)…

Machine Learning · Computer Science 2022-10-20 Hanxu Zhou , Qixuan Zhou , Tao Luo , Yaoyu Zhang , Zhi-Qin John Xu

We study the approximation capabilities, convergence speeds and on-convergence behaviors of transformers trained on in-context recall tasks -- which requires to recognize the \emph{positional} association between a pair of tokens from…

Machine Learning · Computer Science 2025-10-22 Quan Nguyen , Thanh Nguyen-Tang

The capacity of neural networks like the widely adopted transformer is known to be very high. Evidence is emerging that they learn successfully due to inductive bias in the training routine, typically a variant of gradient descent (GD). To…

Machine Learning · Computer Science 2023-03-09 William Merrill , Vivek Ramanujan , Yoav Goldberg , Roy Schwartz , Noah Smith

Transformer-based Large Language Models (LLMs) have revolutionized Natural Language Processing by demonstrating exceptional performance across diverse tasks. This study investigates the impact of the parameter initialization scale on the…

Computation and Language · Computer Science 2025-05-22 Junjie Yao , Zhongwang Zhang , Zhi-Qin John Xu
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