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Related papers: Grokking and Generalization Collapse: Insights fro…

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This two-part work considers the minimum means square error (MMSE) estimation problem for a high dimensional multi-layer generalized linear model (ML-GLM), which resembles a feed-forward fully connected deep learning network in that each of…

Information Theory · Computer Science 2020-07-21 Haochuan Zhang , Qiuyun Zou , Hongwen Yang

We present a SemiEmpirical Theory of Learning (SETOL) that explains the remarkable performance of State-Of-The-Art (SOTA) Neural Networks (NNs). We provide a formal explanation of the origin of the fundamental quantities in the…

Machine Learning · Computer Science 2025-07-29 Charles H Martin , Christopher Hinrichs

Studying the sensitivity of weight perturbation in neural networks and its impacts on model performance, including generalization and robustness, is an active research topic due to its implications on a wide range of machine learning tasks…

Machine Learning · Computer Science 2021-12-20 Yu-Lin Tsai , Chia-Yi Hsu , Chia-Mu Yu , Pin-Yu Chen

We investigate forward signal propagation and gradient back propagation in deep, randomly initialized transformers, yielding simple necessary and sufficient conditions on initialization hyperparameters that ensure trainability of deep…

Disordered Systems and Neural Networks · Physics 2024-03-06 Aditya Cowsik , Tamra Nebabu , Xiao-Liang Qi , Surya Ganguli

Neural collapse describes the geometry of activation in the final layer of a deep neural network when it is trained beyond performance plateaus. Open questions include whether neural collapse leads to better generalization and, if so, why…

Machine Learning · Computer Science 2024-06-28 Siwei Wang , Stephanie E Palmer

Critical-data-size accounts of grokking suggest a natural post-threshold intuition: once training data is sufficient to identify the underlying rule, additional data should accelerate validation convergence. We show that this intuition can…

Machine Learning · Computer Science 2026-05-15 Shin So , Kyelim Lee , Albert No

Label smoothing loss is a widely adopted technique to mitigate overfitting in deep neural networks. This paper studies label smoothing from the perspective of Neural Collapse (NC), a powerful empirical and theoretical framework which…

Machine Learning · Computer Science 2025-09-30 Li Guo , George Andriopoulos , Zifan Zhao , Shuyang Ling , Zixuan Dong , Keith Ross

Consider the use of $\ell_{1}/\ell_{\infty}$-regularized regression for joint estimation of a $\pdim \times \numreg$ matrix of regression coefficients. We analyze the high-dimensional scaling of $\ell_1/\ell_\infty$-regularized quadratic…

Statistics Theory · Mathematics 2009-05-12 S. Negahban , M. J. Wainwright

We present a comprehensive analysis of how two-layer neural networks learn features to solve the modular addition task. Our work provides a full mechanistic interpretation of the learned model and a theoretical explanation of its training…

Machine Learning · Computer Science 2026-02-20 Jianliang He , Leda Wang , Siyu Chen , Zhuoran Yang

We study the log-alignment ratio (LAR), a measure of parameter-activation alignment, introduced in parameterization theory. We reformulate it as the overlap between a weight spectrum $p$ of the normalized squared singular values of a matrix…

Machine Learning · Computer Science 2026-05-29 Ali Shehper , Ashish Vaswani

We examine the pre-training dynamics of language models, focusing on their ability to copy text from preceding context--a fundamental skill for various LLM applications, including in-context learning (ICL) and retrieval-augmented generation…

Computation and Language · Computer Science 2025-02-07 Ang Lv , Ruobing Xie , Xingwu Sun , Zhanhui Kang , Rui Yan

We investigate clustering properties of dark matter halos and galaxies to search for optimal statistics and scales where possible departures from general relativity (GR) could be found. We use large N-body cosmological simulations to…

Cosmology and Nongalactic Astrophysics · Physics 2021-05-26 Jorge Enrique García-Farieta , Wojciech A. Hellwing , Suhani Gupta , Maciej Bilicki

Last-layer retraining (LLR) methods -- wherein the last layer of a neural network is reinitialized and retrained on a held-out set following ERM training -- have garnered interest as an efficient approach to rectify dependence on spurious…

Machine Learning · Computer Science 2026-05-15 John C. Hill , Tyler LaBonte , Xinchen Zhang , Vidya Muthukumar

Neural networks readily learn a subset of the modular arithmetic tasks, while failing to generalize on the rest. This limitation remains unmoved by the choice of architecture and training strategies. On the other hand, an analytical…

Machine Learning · Computer Science 2024-06-06 Darshil Doshi , Tianyu He , Aritra Das , Andrey Gromov

Recent research shows that for training with $\ell_2$ loss, convolutional neural networks (CNNs) whose width (number of channels in convolutional layers) goes to infinity correspond to regression with respect to the CNN Gaussian Process…

Machine Learning · Computer Science 2019-11-05 Zhiyuan Li , Ruosong Wang , Dingli Yu , Simon S. Du , Wei Hu , Ruslan Salakhutdinov , Sanjeev Arora

The two-stage fine-tuning (FT) method, linear probing (LP) then fine-tuning (LP-FT), outperforms linear probing and FT alone. This holds true for both in-distribution (ID) and out-of-distribution (OOD) data. One key reason for its success…

Machine Learning · Computer Science 2024-10-23 Akiyoshi Tomihari , Issei Sato

Neural collapse ($\mathcal{NC}$) is a phenomenon observed in classification tasks where top-layer representations collapse into their class means, which become equinorm, equiangular and aligned with the classifiers. These behaviours --…

Machine Learning · Computer Science 2024-11-27 Robert Wu , Vardan Papyan

Machine unlearning, the ability to erase the effect of specific training samples without retraining from scratch, is critical for privacy, regulation, and efficiency. However, most progress in unlearning has been empirical, with little…

Machine Learning · Computer Science 2026-02-04 Wei-Kai Chang , Rajiv Khanna

Larger and deeper networks generalise well despite their increased capacity to overfit. Understanding why this happens is theoretically and practically important. One recent approach looks at the infinitely wide limits of such networks and…

Machine Learning · Computer Science 2023-10-13 Adrian Goldwaser , Hong Ge

Modern deep learning models employ considerably more parameters than required to fit the training data. Whereas conventional statistical wisdom suggests such models should drastically overfit, in practice these models generalize remarkably…

Machine Learning · Statistics 2020-08-18 Ben Adlam , Jeffrey Pennington