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This paper addresses the challenges faced in large-volume trading, where executing substantial orders can result in significant market impact and slippage. To mitigate these effects, this study proposes a volatility-volume-based order…

Computational Finance · Quantitative Finance 2024-12-18 Ritwika Chattopadhyay , Abhishek Malichkar , Zhixuan Ren , Xinyue Zhang

This paper studies the fill probabilities of limit orders placed at different price levels in a limit order book. These probabilities play a central role in execution optimization, as limit orders are not guaranteed to be executed and…

Trading and Market Microstructure · Quantitative Finance 2026-02-09 Felix Lokin , Fenghui Yu

The skew-stickiness-ratio (SSR), examined in detail by Bergomi in his book, is critically important to options traders, especially market makers. We present a model-free expression for the SSR in terms of the characteristic function. In the…

Mathematical Finance · Quantitative Finance 2024-06-25 Peter K. Friz , Jim Gatheral

We propose a microscopic model to describe the dynamics of the fundamental events in the limit order book (LOB): order arrivals and cancellations. It is based on an operator algebra for individual orders and describes their effect on the…

Trading and Market Microstructure · Quantitative Finance 2021-05-06 Johannes Bleher , Michael Bleher , Thomas Dimpfl

We study an agent-based stock market model with heterogeneous agents and friction. Our model is based on that of Foellmer-Schweizer(1993): The process of a stock price in a discrete-time framework is determined by temporary equilibria via…

Probability · Mathematics 2013-01-29 Takashi Kato

In this paper, we study various new Hawkes processes. Specifically, we construct general compound Hawkes processes and investigate their properties in limit order books. With regards to these general compound Hawkes processes, we prove a…

Trading and Market Microstructure · Quantitative Finance 2018-12-07 Anatoliy Swishchuk , Aiden Huffman

Market liquidity plays a vital role in the field of market micro-structure, because it is the vigor of the financial market. This paper uses a variable called convexity to measure the potential liquidity provided by order-book. Based on the…

Trading and Market Microstructure · Quantitative Finance 2012-11-12 Kenan Qiao

We investigate propagation of convexity and convex ordering on a typical discrete-time stochastic optimal control problem, namely the pricing of swing option. The dynamics of the underlying asset is modelled by the Euler scheme of a…

Mathematical Finance · Quantitative Finance 2025-08-05 Gilles Pagès , Christian Yeo

This paper introduces a discrete limit order book model where new orders are placed with a fixed displacement from the mid-price. Further, the trade event occurs whenever the mid-price hits the price level on which there is some volume.…

Probability · Mathematics 2020-07-16 Friedrich Hubalek , Dragana Radojicic

In high-frequency trading (HFT), leveraging limit order books (LOB) to model stock price movements is crucial for achieving profitable outcomes. However, this task is challenging due to the high-dimensional and volatile nature of the…

Trading and Market Microstructure · Quantitative Finance 2025-05-30 Jiahao Yang , Ran Fang , Ming Zhang , Jun Zhou

We study an extension of the Heston stochastic volatility model that incorporates rough volatility and jump clustering phenomena. In our model, named the rough Hawkes Heston stochastic volatility model, the spot variance is a rough…

Mathematical Finance · Quantitative Finance 2022-10-25 Alessandro Bondi , Sergio Pulido , Simone Scotti

This paper poses a few fundamental questions regarding the attributes of the volume profile of a Limit Order Books stochastic structure by taking into consideration aspects of intraday and interday statistical features, the impact of…

Statistical Finance · Quantitative Finance 2015-04-23 Kylie-Anne Richards , Gareth W. Peters , William Dunsmuir

The bid-ask spread, which is defined by the difference between the best selling price and the best buying price in a Limit Order Book at a given time, is a crucial factor in the analysis of financial securities. In this study, we propose a…

Trading and Market Microstructure · Quantitative Finance 2023-06-07 Ruihua Ruan , Emmanuel Bacry , Jean-François Muzy

Direct numerical simulation of Stokes flow through an impermeable, rigid body matrix by finite elements requires meshes fine enough to resolve the pore-size scale and is thus a computationally expensive task. The cost is significantly…

Machine Learning · Statistics 2019-09-10 Constantin Grigo , Phaedon-Stelios Koutsourelakis

Dynamic jumps in the price and volatility of an asset are modelled using a joint Hawkes process in conjunction with a bivariate jump diffusion. A state space representation is used to link observed returns, plus nonparametric measures of…

Applications · Statistics 2016-03-10 Worapree Maneesoonthorn , Catherine S. Forbes , Gael M. Martin

In this paper, we study the option pricing problems for rough volatility models. As the framework is non-Markovian, the value function for a European option is not deterministic; rather, it is random and satisfies a backward stochastic…

Mathematical Finance · Quantitative Finance 2020-08-05 Christian Bayer , Jinniao Qiu , Yao Yao

We present a novel approach to describing the microstructure of high frequency trading using two key elements. First we introduce a new notion of informed trader which we starkly contrast to current informed trader models. We describe the…

Trading and Market Microstructure · Quantitative Finance 2017-09-08 Rene Carmona , Kevin Webster

This paper extends the analysis of Muni Toke and Yoshida (2020) to the case of marked point processes. We consider multiple marked point processes with intensities defined by three multiplicative components, namely a common baseline…

Trading and Market Microstructure · Quantitative Finance 2022-01-04 Ioane Muni Toke , Nakahiro Yoshida

We consider a framework for solving optimal liquidation problems in limit order books. In particular, order arrivals are modeled as a point process whose intensity depends on the liquidation price. We set up a stochastic control problem in…

Trading and Market Microstructure · Quantitative Finance 2012-01-30 Erhan Bayraktar , Michael Ludkovski

Stablecoins, digital assets pegged to a specific currency or commodity value, are heavily involved in transactions of major cryptocurrencies. The effects of deviations from their desired fixed values (depeggings) on the cryptocurrencies for…

Statistical Finance · Quantitative Finance 2022-05-16 Connor Oxenhorn
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