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We consider continuous-time stochastic optimal control problems featuring Conditional Value-at-Risk (CVaR) in the objective. The major difficulty in these problems arises from time-inconsistency, which prevents us from directly using…

Optimization and Control · Mathematics 2020-05-27 Christopher W. Miller , Insoon Yang

This paper derives a new semi closed-form approximation formula for pricing an up-and-out barrier option under a certain type of stochastic volatility model including SABR model by applying a rigorous asymptotic expansion method developed…

Computational Finance · Quantitative Finance 2014-06-16 Takashi Kato , Akihiko Takahashi , Toshihiro Yamada

Stochastic gradient methods for machine learning and optimization problems are usually analyzed assuming data points are sampled \emph{with} replacement. In practice, however, sampling \emph{without} replacement is very common, easier to…

Machine Learning · Computer Science 2016-10-18 Ohad Shamir

System reliability assessment(SRA) is a challenging task due to the limited experimental data and the complex nature of the system structures. Despite a long history dating back to \cite{buehler1957confidence}, exact methods have only been…

Methodology · Statistics 2025-06-06 Junpeng Gong , Xu He , Zhaohui Li

The SABR model is shortly presented and the volatility swap explained. The fair value for a volatility swap is then computed using the usual theory in financial mathematics. An analytical solution using confluent hypergeometric functions is…

Pricing of Securities · Quantitative Finance 2013-03-26 Simon Bossoney

In this note we propose a new variant of the hybrid variance-reduced proximal gradient method in [7] to solve a common stochastic composite nonconvex optimization problem under standard assumptions. We simply replace the independent…

Optimization and Control · Mathematics 2020-08-21 Deyi Liu , Lam M. Nguyen , Quoc Tran-Dinh

Exact simulation schemes under the Heston stochastic volatility model (e.g., Broadie-Kaya and Glasserman-Kim) suffer from computationally expensive modified Bessel function evaluations. We propose a new exact simulation scheme without the…

Mathematical Finance · Quantitative Finance 2023-12-18 Jaehyuk Choi , Yue Kuen Kwok

This paper considers variational inequalities (VI) defined by the conditional value-at-risk (CVaR) of uncertain functions and provides three stochastic approximation schemes to solve them. All methods use an empirical estimate of the CVaR…

Optimization and Control · Mathematics 2022-11-16 Jasper Verbree , Ashish Cherukuri

Stochastic variance reduced optimization methods are known to be globally convergent while they suffer from slow local convergence, especially when moderate or high accuracy is needed. To alleviate this problem, we propose an optimization…

Optimization and Control · Mathematics 2021-11-15 Hamed Sadeghi , Pontus Giselsson

Nested simulation is a natural approach to tackle nested estimation problems in operations research and financial engineering. The outer-level simulation generates outer scenarios and the inner-level simulations are run in each outer…

Risk Management · Quantitative Finance 2022-03-31 Kun Zhang , Ben Mingbin Feng , Guangwu Liu , Shiyu Wang

Exact path simulation of the underlying state variable is of great practical importance in simulating prices of financial derivatives or their sensitivities when there are no analytical solutions for their pricing formulas. However, in…

Computational Finance · Quantitative Finance 2018-08-23 Lancelot F. James , Dohyun Kim , Zhiyuan Zhang

Robotic assembly presents a long-standing challenge due to its requirement for precise, contact-rich manipulation. While simulation-based learning has enabled the development of robust assembly policies, their performance often degrades…

Robotics · Computer Science 2026-02-27 Yijie Guo , Iretiayo Akinola , Lars Johannsmeier , Hugo Hadfield , Abhishek Gupta , Yashraj Narang

In this paper, we consider an exponential scalar auxiliary variable (E-SAV) approach to obtain energy stable schemes for a class of phase field models. This novel auxiliary variable method based on exponential form of nonlinear free energy…

Numerical Analysis · Mathematics 2019-12-30 Zhengguang Liu , Xiaoli Li

This Ph.D. thesis explores approximations and regularity for the Heston stochastic volatility model through three interconnected works. The first work focuses on developing high-order weak approximations for the Cox-Ingersoll-Ross (CIR)…

Numerical Analysis · Mathematics 2025-05-01 Edoardo Lombardo

We tackle the calibration of the so-called Stochastic-Local Volatility (SLV) model. This is the class of financial models that combines the local and stochastic volatility features and has been subject of the attention by many researchers…

Computational Finance · Quantitative Finance 2017-11-09 Yuri F. Saporito , Xu Yang , Jorge P. Zubelli

Sample average approximation (SAA), a popular method for tractably solving stochastic optimization problems, enjoys strong asymptotic performance guarantees in settings with independent training samples. However, these guarantees are not…

Optimization and Control · Mathematics 2021-12-13 Yafei Wang , Bo Pan , Wei Tu , Peng Liu , Bei Jiang , Chao Gao , Wei Lu , Shangling Jui , Linglong Kong

The rising demand for electric vehicles (EVs) worldwide necessitates the development of robust and accessible charging infrastructure, particularly in developing countries where electricity disruptions pose a significant challenge. Earlier…

Optimization and Control · Mathematics 2023-07-12 Mansur Arief , Yan Akhra , Iwan Vanany

We consider stochastic strongly-convex-strongly-concave (SCSC) saddle point (SP) problems which frequently arise in applications ranging from distributionally robust learning to game theory and fairness in machine learning. We focus on the…

Optimization and Control · Mathematics 2023-07-17 Yassine Laguel , Necdet Serhat Aybat , Mert Gürbüzbalaban

In mathematical finance, a process of calibrating stochastic volatility (SV) option pricing models to real market data involves a numerical calculation of integrals that depend on several model parameters. This optimization task consists of…

Numerical Analysis · Mathematics 2020-06-24 Josef Daněk , J. Pospíšil

Soil organic carbon (SOC) sequestration projects require unbiased, precise and cost-effective Monitoring, Reporting, and Verification (MRV) systems that balance sampling costs against uncertainty deductions imposed by regulatory frameworks.…

Applications · Statistics 2025-10-16 Ahmad Awad , Erik Scharwächter