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Over the past years, topics ranging from climate change to human rights have seen increasing importance for investment decisions. Hence, investors (asset managers and asset owners) who wanted to incorporate these issues started to assess…

Artificial Intelligence · Computer Science 2021-09-22 Tim Krappel , Alex Bogun , Damian Borth

We propose a new volatility model based on two stylized facts of the volatility in the stock market: clustering and leverage effect. We calibrate our model parameters, in the leading order, with 77 years Dow Jones Industrial Average data.…

Statistical Finance · Quantitative Finance 2015-12-08 Xin Li , Carlos F. Tolmasky

The scale and terms of aggregate borrowing in an economy depend on the manner in which wealth is distributed across potential creditors with heterogeneous beliefs about the future. This distribution evolves over time as uncertainty is…

General Economics · Economics 2023-04-10 Bikramaditya Datta , Rajiv Sethi

Diversity in training data, architecture, and providers is assumed to mitigate homogeneity in LLMs. However, we lack empirical evidence on whether different LLMs differ meaningfully. We conduct a large-scale empirical evaluation on over 350…

Computation and Language · Computer Science 2025-06-10 Elliot Kim , Avi Garg , Kenny Peng , Nikhil Garg

This paper evaluates the impact of the German minimum wage policy on firms' financial leverage. By using a comprehensive firm-establishment-employee linked dataset and a difference-in-differences estimation with firm-level variation in…

General Economics · Economics 2024-08-08 Ying Liang

Corporate credit rating (CCR) plays a very important role in the process of contemporary economic and social development. How to use credit rating methods for enterprises has always been a problem worthy of discussion. Through reading and…

Machine Learning · Computer Science 2023-09-27 Bojing Feng , Xi Cheng , Dan Li , Zeyu Liu , Wenfang Xue

Random features provide a practical framework for large-scale kernel approximation and supervised learning. It has been shown that data-dependent sampling of random features using leverage scores can significantly reduce the number of…

Machine Learning · Computer Science 2019-03-21 Shahin Shahrampour , Soheil Kolouri

Marketing is an important mechanism to increase user engagement and improve platform revenue, and heterogeneous causal learning can help develop more effective strategies. Most decision-making problems in marketing can be formulated as…

Machine Learning · Computer Science 2022-12-01 Hao Zhou , Shaoming Li , Guibin Jiang , Jiaqi Zheng , Dong Wang

Infrastructure deterioration poses significant challenges for asset management, yet existing approaches rely on population-averaged models that overlook equipment-specific heterogeneity. We present a novel framework that combines Bayesian…

Applications · Statistics 2026-05-21 Takato Yasuno

Overrides of credit ratings are important correctives of ratings that are determined by statistical rating models. Financial institutions and banking regulators agree on this because on the one hand errors with ratings of corporates or…

Risk Management · Quantitative Finance 2012-12-24 Dirk Tasche

We present a simple agent-based model of a financial system composed of leveraged investors such as banks that invest in stocks and manage their risk using a Value-at-Risk constraint, based on historical observations of asset prices. The…

Economics · Quantitative Finance 2014-08-19 Christoph Aymanns , J. Doyne Farmer

Estimating how a treatment affects different individuals, known as heterogeneous treatment effect estimation, is an important problem in empirical sciences. In the last few years, there has been a considerable interest in adapting machine…

Machine Learning · Computer Science 2024-10-18 Christopher Tran , Keith Burghardt , Kristina Lerman , Elena Zheleva

Uncovering the heterogeneity of causal effects of policies and business decisions at various levels of granularity provides substantial value to decision makers. This paper develops new estimation and inference procedures for multiple…

Econometrics · Economics 2019-07-08 Michael Lechner

Credit risk assessment is a crucial aspect of financial decision-making, enabling institutions to predict the likelihood of default and make informed lending decisions. Two prominent methodologies in credit risk modeling are logistic…

Applications · Statistics 2026-04-30 Cheng Lee , Hsi Lee

The use of credit cards has recently increased, creating an essential need for credit card assessment methods to minimize potential risks. This study investigates the utilization of machine learning (ML) models for credit card default…

Machine Learning · Computer Science 2023-10-17 Anas Arram , Masri Ayob , Musatafa Abbas Abbood Albadr , Alaa Sulaiman , Dheeb Albashish

We use machine learning techniques to investigate whether it is possible to replicate the behavior of bank managers who assess the risk of commercial loans made by a large commercial US bank. Even though a typical bank already relies on an…

Econometrics · Economics 2022-02-10 Matthew Harding , Gabriel F. R. Vasconcelos

Risk and uncertainty will always be a matter of experience, luck, skills, and modelling. Leverage is another concept, which is critical for the investor decisions and results. Adaptive skills and quantitative probabilistic methods need to…

Risk Management · Quantitative Finance 2016-12-22 Mihail Turlakov

Decision tree and random forest classification and regression are some of the most widely used in machine learning approaches. Binary decision tree implementations commonly use conditioning in the form 'feature $\leq$ (or $<$) threshold',…

Machine Learning · Computer Science 2023-12-19 Gábor Timár , György Kovács

Bias can be introduced in diverse ways in machine learning datasets, for example via selection or label bias. Although these bias types in themselves have an influence on important aspects of fair machine learning, their different impact…

Machine Learning · Computer Science 2026-03-11 Magali Legast , Toon Calders , François Fouss

Algorithmic lending has transformed the consumer credit landscape, with complex machine learning models now commonly used to make or assist underwriting decisions. To comply with fair lending laws, these algorithms typically exclude legally…

Applications · Statistics 2025-12-25 Madison Coots , Robert Bartlett , Julian Nyarko , Sharad Goel