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The use of machine learning for statistical modeling (and thus, generative modeling) has grown in popularity with the proliferation of time series models, text-to-image models, and especially large language models. Fundamentally, the goal…

Statistical Finance · Quantitative Finance 2024-08-06 Achintya Gopal

Data tensors of orders 2 and greater are now routinely being generated. These data collections are increasingly huge and growing. Many scientific and medical data tensors are tensor fields (e.g., images, videos, geographic data) in which…

Machine Learning · Computer Science 2024-03-12 Taemin Heo , Chandrajit Bajaj

Motivated by the practical challenge in monitoring the performance of a large number of algorithmic trading orders, this paper provides a methodology that leads to automatic discovery of the causes that lie behind a poor trading…

Trading and Market Microstructure · Quantitative Finance 2013-03-04 Robert Azencott , Arjun Beri , Yutheeka Gadhyan , Nicolas Joseph , Charles-Albert Lehalle , Matthew Rowley

Tensor time series data appears naturally in a lot of fields, including finance and economics. As a major dimension reduction tool, similar to its factor model counterpart, the idiosyncratic components of a tensor time series factor model…

Methodology · Statistics 2022-08-09 Weilin Chen , Clifford Lam

Managing high-frequency data in a limit order book (LOB) is a complex task that often exceeds the capabilities of conventional time-series forecasting models. Accurately predicting the entire multi-level LOB, beyond just the mid-price, is…

Computational Finance · Quantitative Finance 2024-11-05 Jiwon Jung , Kiseop Lee

Most factor modelling research in vector or matrix-valued time series assume all factors are pervasive/strong and leave weaker factors and their corresponding series to the noise. Weaker factors can in fact be important to a group of…

Methodology · Statistics 2024-05-14 Weilin Chen , Clifford Lam

It is shown analytically how a neural network can be used optimally to encode input data that is derived from a toroidal manifold. The case of a 2-layer network is considered, where the output is assumed to be a set of discrete neural…

Machine Learning · Computer Science 2007-05-23 Stephen Luttrell

Hourly consumption from multiple providers displays pronounced intra-day, intra-week, and annual seasonalities, as well as strong cross-sectional correlations. We introduce a novel approach for forecasting high-dimensional U.S. electricity…

Applications · Statistics 2026-04-15 Mattia Banin , Matteo Barigozzi , Luca Trapin

Long-term user behavior sequences are a goldmine for businesses to explore users' interests to improve Click-Through Rate. However, it is very challenging to accurately capture users' long-term interests from their long-term behavior…

Information Retrieval · Computer Science 2025-08-20 Wenji Zhou , Yuhang Zheng , Yinfu Feng , Yunan Ye , Rong Xiao , Long Chen , Xiaosong Yang , Jun Xiao

Various informative factors mixed in speech signals, leading to great difficulty when decoding any of the factors. An intuitive idea is to factorize each speech frame into individual informative factors, though it turns out to be highly…

Audio and Speech Processing · Electrical Eng. & Systems 2018-03-05 Lantian Li , Dong Wang , Yixiang Chen , Ying Shi , Zhiyuan Tang , Thomas Fang Zheng

The use of Reinforcement Learning in real-world scenarios is strongly limited by issues of scale. Most RL learning algorithms are unable to deal with problems composed of hundreds or sometimes even dozens of possible actions, and therefore…

Machine Learning · Computer Science 2012-03-02 Gabriel Dulac-Arnold , Ludovic Denoyer , Philippe Preux , Patrick Gallinari

Managing software development productivity and effort are key issues in software organizations. Identifying the most relevant factors influencing project performance is essential for implementing business strategies by selecting and…

Software Engineering · Computer Science 2014-01-22 Adam Trendowicz , Michael Ochs , Axel Wickenkamp , Jürgen Münch , Yasushi Ishigai , Takashi Kawaguchi

In traditional quantitative trading practice, navigating the complicated and dynamic financial market presents a persistent challenge. Fully capturing various market variables, including long-term information, as well as essential signals…

Mathematical Finance · Quantitative Finance 2026-02-24 Zhaofeng Zhang , Banghao Chen , Shengxin Zhu , Nicolas Langrené

We propose a novel approach to sentiment data filtering for a portfolio of assets. In our framework, a dynamic factor model drives the evolution of the observed sentiment and allows to identify two distinct components: a long-term…

General Finance · Quantitative Finance 2020-09-08 Danilo Vassallo , Giacomo Bormetti , Fabrizio Lillo

Stock price prediction is of significant importance in quantitative investment. Existing approaches encounter two primary issues: First, they often overlook the crucial role of capturing short-term stock fluctuations for predicting…

Computational Engineering, Finance, and Science · Computer Science 2024-11-12 Chengqi Dong , Zhiyuan Cao , S Kevin Zhou , Jia Liu

Understanding the micro-dynamics of asset prices in modern electronic order books is crucial for investors and regulators. In this paper, we use an order by order Eurostoxx database spanning over 3 years to analyze the joint dynamics of…

Statistical Finance · Quantitative Finance 2024-05-20 Salma Elomari-Kessab , Guillaume Maitrier , Julius Bonart , Jean-Philippe Bouchaud

Predicting unobserved entries of a partially observed matrix has found wide applicability in several areas, such as recommender systems, computational biology, and computer vision. Many scalable methods with rigorous theoretical guarantees…

Machine Learning · Statistics 2018-02-15 Vatsal Shah , Nikhil Rao , Weicong Ding

In the rapidly evolving world of financial markets, understanding the dynamics of limit order book (LOB) is crucial for unraveling market microstructure and participant behavior. We introduce ClusterLOB as a method to cluster individual…

Trading and Market Microstructure · Quantitative Finance 2025-05-13 Yichi Zhang , Mihai Cucuringu , Alexander Y. Shestopaloff , Stefan Zohren

Managing stock efficiently remains a core issue in modern logistics, where companies must reconcile cost efficiency with dependable service despite unpredictable market conditions. Conventional models often overlook the direct connection…

Optimization and Control · Mathematics 2026-04-14 Tianxiao Sun , Noah Schwarzkopf

Algorithmic trading relies on extracting meaningful signals from diverse financial data sources, including candlestick charts, order statistics on put and canceled orders, traded volume data, limit order books, and news flow. While deep…

Machine Learning · Computer Science 2025-04-22 Kasymkhan Khubiev , Mikhail Semenov