Related papers: Tracing Content Requirements in Financial Document…
Recent breakthroughs in large language models (LLMs) have led to the development of new benchmarks for evaluating their performance in the financial domain. However, current financial benchmarks often rely on news articles, earnings…
Despite the limitations of funding acknowledgment (FA) data in Web of Science (WoS), studies using FA information have increased rapidly over the last several years. Considering this WoS'recent practice of updating funding data, this paper…
Industrial standards and normative documents exhibit intricate hierarchical structures, domain-specific lexicons, and extensive cross-referential dependencies, which making it challenging to process them directly by Large Language Models…
Assessing regulatory compliance of personal financial advice is currently a complex manual process. In Australia, only 5%- 15% of advice documents are audited annually and 75% of these are found to be non-compliant(ASI 2018b). This paper…
Chart descriptions are essential for accessibility, cross-modal retrieval, and assisting readers in extracting insights from complex visualizations. As multimodal large language models (MLLMs) are increasingly adopted for automated chart…
Financial applications of large language models (LLMs) require factual reliability and computational efficiency, yet current systems often hallucinate details and depend on prohibitively large models. We propose FISCAL (Financial Synthetic…
Financial named entity recognition (FinNER) from literature is a challenging task in the field of financial text information extraction, which aims to extract a large amount of financial knowledge from unstructured texts. It is widely…
Large language models (LLMs) have demonstrated remarkable proficiency in understanding and generating human-like texts, which may potentially revolutionize the finance industry. However, existing LLMs often fall short in the financial…
In text documents such as news articles, the content and key events usually revolve around a subset of all the entities mentioned in a document. These entities, often deemed as salient entities, provide useful cues of the aboutness of a…
New regulations are introduced to ensure software development aligns with ethical concerns and protects public safety. Showing compliance requires tracing requirements to legal provisions. Requirements traceability is a key task where…
Retrieval-Augmented Generation (RAG) has emerged as a promising framework to mitigate hallucinations in Large Language Models (LLMs), yet its overall performance is dependent on the underlying retrieval system. In the finance domain,…
Audit transaction testing validates accuracy and completeness of customer-facing statements against internal systems of record. Traditional manual, sample-based review of unstructured PDF statements is labor-intensive and does not scale to…
Structured finance, which involves restructuring diverse assets into securities like MBS, ABS, and CDOs, enhances capital market efficiency but presents significant due diligence challenges. This study explores the integration of artificial…
Financial markets face growing threats from misinformation that can trigger billions in losses in minutes. Most existing approaches lack transparency in their decision-making and provide limited attribution to credible sources. We introduce…
Machine translation software has seen rapid progress in recent years due to the advancement of deep neural networks. People routinely use machine translation software in their daily lives, such as ordering food in a foreign restaurant,…
The dynamic propagation of social media has broadened the reach of financial advisory content through podcast videos, yet extracting insights from lengthy, multimodal segments (30-40 minutes) remains challenging. We introduce FASTER…
Financial analysis relies heavily on the interpretation of earnings reports to assess company performance and guide decision-making. Traditional methods for generating such analyzes require significant financial expertise and are often…
Large language models (LLMs) have demonstrated remarkable capabilities across various professional domains, with their performance typically evaluated through standardized benchmarks. In the financial field, the stringent demands for…
The paper describes the work that the team submitted to FinCausal 2020 Shared Task. This work is associated with the first sub-task of identifying causality in sentences. The various models used in the experiments tried to obtain a latent…
Recent progress in multimodal large language models (MLLMs) has substantially improved document understanding, yet strong optical character recognition (OCR) performance on surface metrics does not guarantee faithful preservation of…