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This paper provides a unified framework, which allows, in particular, to study the structure of dynamic monetary risk measures and dynamic acceptability indices. The main mathematical tool, which we use here, and which allows us to…

Probability · Mathematics 2014-08-22 Tomasz R. Bielecki , Igor Cialenco , Samuel Drapeau , Martin Karliczek

In this paper we consider the problem of inference on a class of sets describing a collection of admissible models as solutions to a single smooth inequality. Classical and recent examples include, among others, the Hansen-Jagannathan (HJ)…

Applications · Statistics 2012-11-20 Victor Chernozhukov , Emre Kocatulum , Konrad Menzel

Distributionally robust optimization involves various probability measures in its problem formulation. They can be bundled to constitute a risk functional. For this equivalence, risk functionals constitute a fundamental building block in…

Optimization and Control · Mathematics 2021-05-14 Alois Pichler , Alexander Shapiro

Obtaining guarantees on the convergence of the minimizers of empirical risks to the ones of the true risk is a fundamental matter in statistical learning. Instead of deriving guarantees on the usual estimation error, the goal of this paper…

Statistics Theory · Mathematics 2024-09-12 Paul Escande

We study issues of robustness in the context of Quantitative Risk Management and Optimization. We develop a general methodology for determining whether a given risk measurement related optimization problem is robust, which we call…

Risk Management · Quantitative Finance 2021-02-12 Paul Embrechts , Alexander Schied , Ruodu Wang

Set-valued risk measures on $L^p_d$ with $0 \leq p \leq \infty$ for conical market models are defined, primal and dual representation results are given. The collection of initial endowments which allow to super-hedge a multivariate claim…

Risk Management · Quantitative Finance 2014-05-22 Andreas H. Hamel , Frank Heyde , Birgit Rudloff

Identification and scoring functions are statistical tools to assess the calibration and the relative performance of risk measure estimates, e.g., in backtesting. A risk measures is called identifiable (elicitable) it it admits a strict…

Statistics Theory · Mathematics 2022-02-08 Tobias Fissler , Jana Hlavinová , Birgit Rudloff

The relationship between set-valued risk measures for processes and vectors on the optional filtration is investigated. The equivalence of risk measures for processes and vectors and the equivalence of their penalty function formulations…

Risk Management · Quantitative Finance 2021-11-30 Yanhong Chen , Zachary Feinstein

We study finite episodic Markov decision processes incorporating dynamic risk measures to capture risk sensitivity. To this end, we present two model-based algorithms applied to \emph{Lipschitz} dynamic risk measures, a wide range of risk…

Machine Learning · Computer Science 2023-06-06 Hao Liang , Zhi-quan Luo

Practical application of Reinforcement Learning (RL) often involves risk considerations. We study a generalized approximation scheme for risk measures, based on Monte-Carlo simulations, where the risk measures need not necessarily be…

Machine Learning · Computer Science 2019-08-23 Dotan Di Castro , Joel Oren , Shie Mannor

The purpose of this paper is to describe and extend the use of the newly-introduced measure, residual estimation risk. Following the seminal work of Bignozzi and Tsanakas, the quantification of residual estimation risk is proposed in a…

Risk Management · Quantitative Finance 2026-03-19 D. J. Manuge

In financial and actuarial research, distortion and Haezendonck-Goovaerts risk measures are attractive due to their strong properties. They have so far been treated separately. In this paper, following a suggestion by Goovaerts, Linders,…

Risk Management · Quantitative Finance 2025-12-04 Aline Goulard , Karl Grosse-Erdmann

We introduce the concept of partial law invariance, generalizing the concepts of law invariance and probabilistic sophistication widely used in decision theory, as well as statistical and financial applications. This new concept is…

Risk Management · Quantitative Finance 2025-06-24 Yi Shen , Zachary Van Oosten , Ruodu Wang

We introduce a new approach to modeling uncertainty based on plausibility measures. This approach is easily seen to generalize other approaches to modeling uncertainty, such as probability measures, belief functions, and possibility…

Artificial Intelligence · Computer Science 2016-08-31 Nir Friedman , Joseph Y. Halpern

Authentication in financial systems remains a uniquely high-stakes security challenge, where even marginal increases in false acceptance can result in catastrophic monetary loss. Existing deployments of adaptive authentication, which…

Cryptography and Security · Computer Science 2026-05-06 Supriya Khadka , Sanchari Das

In a capital adequacy framework, risk measures are used to determine the minimal amount of capital that a financial institution has to raise and invest in a portfolio of pre-specified eligible assets in order to pass a given capital…

Optimization and Control · Mathematics 2018-01-03 Michel Baes , Pablo Koch-Medina , Cosimo Munari

Classifiers with rejection are essential in real-world applications where misclassifications and their effects are critical. However, if no problem specific cost function is defined, there are no established measures to assess the…

Computer Vision and Pattern Recognition · Computer Science 2016-01-28 Filipe Condessa , Jelena Kovacevic , Jose Bioucas-Dias

We investigate to which extent the relevant features of (static) Systemic Risk Measures can be extended to a conditional setting. After providing a general dual representation result, we analyze in greater detail Conditional Shortfall…

Mathematical Finance · Quantitative Finance 2021-05-12 Alessandro Doldi , Marco Frittelli

We study a space of coherent risk measures M_phi obtained as certain expansions of coherent elementary basis measures. In this space, the concept of ``Risk Aversion Function'' phi naturally arises as the spectral representation of each risk…

Statistical Mechanics · Physics 2008-12-02 Carlo Acerbi

This paper presents non-parametric estimates of spectral risk measures applied to long and short positions in 5 prominent equity futures contracts. It also compares these to estimates of two popular alternative measures, the Value-at-Risk…

Risk Management · Quantitative Finance 2011-03-30 john cotter , kevin dowd