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Machine learning is central to empirical asset pricing, but portfolio construction still relies on point predictions and largely ignores asset-specific estimation uncertainty. We propose a simple change: sort assets using…

Portfolio Management · Quantitative Finance 2026-01-05 Yan Liu , Ye Luo , Zigan Wang , Xiaowei Zhang

Bank credit rating classifies banks into different levels based on publicly disclosed and internal information, serving as an important input in financial risk management. However, domain experts have a vague idea of exploring and comparing…

Machine Learning · Computer Science 2021-08-09 Qiangqiang Liu , Quan Li , Zhihua Zhu , Tangzhi Ye , Xiaojuan Ma

Existing work on value alignment typically characterizes value relations statically, ignoring how alignment interventions, such as prompting, fine-tuning, or preference optimization, reshape the broader value system. In practice, aligning a…

Artificial Intelligence · Computer Science 2026-04-28 Jiajun Chen , Hua Shen

Personalisation of products and services is fast becoming the driver of success in banking and commerce. Machine learning holds the promise of gaining a deeper understanding of and tailoring to customers' needs and preferences. Whereas…

Machine Learning · Computer Science 2022-06-30 Charl Maree , Christian Omlin

The basic financial purpose of a firm is to maximize its value. An inventory management system should also contribute to realization of this basic aim. Many current asset management models currently found in financial management literature…

Portfolio Management · Quantitative Finance 2013-02-25 Grzegorz Michalski

We present an analytical model to study the role of expectation feedbacks and overlapping portfolios on systemic stability of financial systems. Building on [Corsi et al., 2016], we model a set of financial institutions having Value at Risk…

General Economics · Economics 2018-07-23 Piero Mazzarisi , Fabrizio Lillo , Stefano Marmi

A new framework for asset pricing based on modelling the information available to market participants is presented. Each asset is characterised by the cash flows it generates. Each cash flow is expressed as a function of one or more…

Pricing of Securities · Quantitative Finance 2008-12-02 Andrea Macrina

The bandit paradigm provides a unified modeling framework for problems that require decision-making under uncertainty. Because many business metrics can be viewed as rewards (a.k.a. utilities) that result from actions, bandit algorithms…

Machine Learning · Computer Science 2023-02-03 Bram van den Akker , Olivier Jeunen , Ying Li , Ben London , Zahra Nazari , Devesh Parekh

Over the past few decades, machine learning models have been extremely successful. As a result of axiomatic attribution methods, feature contributions have been explained more clearly and rigorously. There are, however, few studies that…

Computational Finance · Quantitative Finance 2024-07-15 Dangxing Chen , Yuan Gao

We propose a method to evaluate and improve the validity of required specifications by comparing models from different viewpoints. Inconsistencies are automatically extracted from the model in which the analyst defines the service procedure…

Software Engineering · Computer Science 2021-03-02 Hikaru Morita , Saeko Matsuura

In this work we will develop a new approach to solve the non repayment problem in microfinance due to the problem of asymmetric information. This approach is based on modeling and simulation of ordinary differential systems where time…

Risk Management · Quantitative Finance 2019-07-12 Mohammed Kaicer , Abdelilah Kaddar

Invoice or payment dilution is the gap between the approved invoice amount and the actual collection is a significant source of non credit risk and margin loss in supply chain finance. Traditionally, this risk is managed through the buyer's…

Artificial Intelligence · Computer Science 2026-02-18 Pavel Koptev , Vishnu Kumar , Konstantin Malkov , George Shapiro , Yury Vikhanov

Many real-world planning domains involve diverse information sources, external entities, and variable-reliability agents, all of which may impact the confidence, risk, and sensitivity of plans. Humans reviewing a plan may lack context about…

Artificial Intelligence · Computer Science 2020-11-04 Scott E. Friedman , Robert P. Goldman , Richard G. Freedman , Ugur Kuter , Christopher Geib , Jeffrey Rye

We consider a non-stationary variant of a sequential stochastic optimization problem, in which the underlying cost functions may change along the horizon. We propose a measure, termed variation budget, that controls the extent of said…

Probability · Mathematics 2019-06-07 O. Besbes , Y. Gur , A. Zeevi

This paper shows how we can build a model for transactions when goods are given away in the expectation of a later settlement. In settings where people keep track of their social accounts we are able to redefine concepts like account…

General Finance · Quantitative Finance 2014-11-10 W. P. Weijland

The valuation process that economic agents undergo for investments with uncertain payoff typically depends on their statistical views on possible future outcomes, their attitudes toward risk, and, of course, the payoff structure itself.…

Pricing of Securities · Quantitative Finance 2010-01-11 Constantinos Kardaras

Machine learning models typically focus on specific targets like creating classifiers, often based on known population feature distributions in a business context. However, models calculating individual features adapt over time to improve…

Machine Learning · Computer Science 2024-02-23 Emanuele Luzio , Moacir Antonelli Ponti , Christian Ramirez Arevalo , Luis Argerich

In this paper we extend the existing literature on xVA along three directions. First, we enhance current BSDE-based xVA frameworks to include initial margin in presence of defaults. Next, we solve the consistency problem that arises when…

Pricing of Securities · Quantitative Finance 2021-07-07 Francesca Biagini , Alessandro Gnoatto , Immacolata Oliva

This article expands Milton Friedman's spending matrix to analyse 'spending efficiency' and 'preference compatibility' across different economic systems against five key outcome criteria. By generalising Friedman's typology, it compares…

General Economics · Economics 2025-12-24 Ali Zeytoon-Nejad

In prediction-based decision-making systems, different perspectives can be at odds: The short-term business goals of the decision makers are often in conflict with the decision subjects' wish to be treated fairly. Balancing these two…

Computers and Society · Computer Science 2023-05-03 Corinna Hertweck , Joachim Baumann , Michele Loi , Eleonora Viganò , Christoph Heitz