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We discuss a simple extension of the Ho and Lee model with generic time-dependent drift in which: 1) we compute bond prices analytically; 2) the yield curve is sensible and the asymptotic yield is positive; and 3) our analytical solution…

Mathematical Finance · Quantitative Finance 2016-01-26 Zura Kakushadze

The classical DICE model is a widely accepted integrated assessment model for the joint modeling of economic and climate systems, where all model state variables evolve over time deterministically. We reformulate and solve the DICE model as…

General Economics · Economics 2024-12-13 Pavel V. Shevchenko , Daisuke Murakami , Tomoko Matsui , Tor A. Myrvoll

We propose a new financial model, the stochastic volatility model with sticky drawdown and drawup processes (SVSDU model), which enables us to capture the features of winning and losing streaks that are common across financial markets but…

Mathematical Finance · Quantitative Finance 2025-03-20 Yuhao Liu , Pingping Jiang , Gongqiu Zhang

We study a multivariate autoregressive stochastic volatility model for the first 3 principal components (level, slope, curvature) of 10 series of zero-coupon Treasury bond rates with maturities from 1 to 10 years. We fit this model using…

Statistical Finance · Quantitative Finance 2025-01-22 Jihyun Park , Andrey Sarantsev

This paper offers a new class of models of the term structure of interest rates. We allow each instantaneous forward rate to be driven by a different stochastic shock, constrained in such a way as to keep the forward rate curve continuous.…

Statistical Mechanics · Physics 2008-12-02 P. Santa-Clara , D. Sornette

We propose a novel strategy for multivariate extreme value index estimation. In applications such as finance, volatility and risk present in the components of a multivariate time series are often driven by the same underlying factors, such…

Statistics Theory · Mathematics 2020-03-24 Joni Virta , Niko Lietzén , Lauri Viitasaari , Pauliina Ilmonen

Within the context of the banking-related literature on contingent convertible bonds, we comprehensively formalise the design and features of a relatively new type of insurance-linked security, called a contingent convertible catastrophe…

Pricing of Securities · Quantitative Finance 2018-04-24 Krzysztof Burnecki , Mario Nicoló Giuricich , Zbigniew Palmowski

Markov decision models (MDM) used in practical applications are most often less complex than the underlying `true' MDM. The reduction of model complexity is performed for several reasons. However, it is obviously of interest to know what…

Optimization and Control · Mathematics 2019-09-18 Patrick Kern , Axel Simroth , Henryk Zähle

We propose a model which can be jointly calibrated to the corporate bond term structure and equity option volatility surface of the same company. Our purpose is to obtain explicit bond and equity option pricing formulas that can be…

Computational Engineering, Finance, and Science · Computer Science 2008-09-21 Erhan Bayraktar , Bo Yang

In this paper we modify the model of Itkin, Shcherbakov and Veygman, (2019) (ISV2019), proposed for pricing Quanto Credit Default Swaps (CDS) and risky bonds, in several ways. First, it is known since the Lehman Brothers bankruptcy that the…

Computational Finance · Quantitative Finance 2019-12-19 Andrey Itkin , Fazlollah Soleymani

We calibrate and test various variants of field theory models of the interest rate with data from eurodollars futures. A model based on a simple psychological factor are seen to provide the best fit to the market. We make a model…

Soft Condensed Matter · Physics 2009-11-07 Belal E. Baaquie , Marakani Srikant

This paper explores the implications of using machine learning models in the pricing of catastrophe (CAT) bonds. By integrating advanced machine learning techniques, our approach uncovers nonlinear relationships and complex interactions…

Computational Finance · Quantitative Finance 2024-08-27 Xiaowei Chen , Hong Li , Yufan Lu , Rui Zhou

This paper presents an axiomatic scheme for interest rate models in discrete time. We take a pricing kernel approach, which builds in the arbitrage-free property and provides a link to equilibrium economics. We require that the pricing…

Pricing of Securities · Quantitative Finance 2009-11-05 Lane P. Hughston , Andrea Macrina

Survival analysis has become a standard approach for modelling time to default by time-varying covariates in credit risk. Unlike most existing methods that implicitly assume a stationary data-generating process, in practise, mortgage…

Machine Learning · Statistics 2026-01-29 Jianwei Peng , Stefan Lessmann

We study hedging and pricing of unattainable contingent claims in a non-Markovian regime-switching financial model. Our financial market consists of a bank account and a risky asset whose dynamics are driven by a Brownian motion and a…

Pricing of Securities · Quantitative Finance 2013-03-19 Łukasz Delong , Antoon Pelsser

The paper studies a system of Hamilton-Jacobi equations, arising from a stochastic optimal debt management problem in an infinite time horizon with exponential discount, modeled as a noncooperative interaction between a borrower and a pool…

Optimization and Control · Mathematics 2019-10-29 Rossana Capuani , Steven Gilmore , Khai T. Nguyen

Dynamic input-output models are standard tools for understanding inter-industry dependencies and how economies respond to shocks like disasters and pandemics. However, traditional approaches often assume fixed prices, limiting their ability…

General Economics · Economics 2025-05-16 Jan Hurt , Stefan Thurner , Peter Klimek

We address the problem of asset pricing in a market where there is no risky asset. Previous work developed a theoretical model for a shadow riskless rate (SRR) for such a market in terms of the drift component of the state-price deflator…

Mathematical Finance · Quantitative Finance 2024-11-13 Davide Lauria , JiHo Park , Yuan Hu , W. Brent Lindquist , Svetlozar T. Rachev , Frank J. Fabozzi

We analyze the possibility of realizing inflation with a subsequent dS vacuum in the K\"ahler uplifting scenario. The inclusion of several quantum corrections to the 4d effective action evades previous no-go theorems and allows for…

High Energy Physics - Theory · Physics 2015-06-17 Ido Ben-Dayan , Shenglin Jing , Alexander Westphal , Clemens Wieck

We implemented a Soft Decision Tree (SDT) and a Short-term Memory Soft Decision Tree (SM-SDT) using PyTorch. The methods were extensively tested on simulated and clinical datasets. The SDT was visualized to demonstrate the potential for its…

Machine Learning · Computer Science 2025-12-16 Reuben R Shamir