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We study an optimal control problem for the heat equation with a prescribed terminal state. To circumvent the difficulty of enforcing a hard terminal constraint, we analyze a penalized formulation and prove that the corresponding optimal…

Optimization and Control · Mathematics 2026-05-15 Sung-Sik Kwon

We revisit two classical problems: the determination of the law of the underlying with respect to a risk-neutral measure on the basis of option prices, and the pricing of options with convex payoffs in terms of prices of call options with…

Pricing of Securities · Quantitative Finance 2021-09-14 Carlo Marinelli

We solve a physically significant extension of a classic problem in the theory of diffusion, namely the Ornstein-Uhlenbeck process [G. E. Ornstein and L. S. Uhlenbeck, Phys. Rev. 36, 823, (1930)]. Our generalised Ornstein-Uhlenbeck systems…

Statistical Mechanics · Physics 2009-11-11 V. Bezuglyy , B. Mehlig , M. Wilkinson , K. Nakamura , E. Arvedson

The supercooled Stefan problem and its variants describe the freezing of a supercooled liquid in physics, as well as the large system limits of systemic risk models in finance and of integrate-and-fire models in neuroscience. Adopting the…

Probability · Mathematics 2022-03-21 Vadim Kaushansky , Christoph Reisinger , Mykhaylo Shkolnikov , Zhuo Qun Song

There is much interest in providing probabilistic semantics for defaults but most approaches seem to suffer from one of two problems: either they require numbers, a problem defaults were intended to avoid, or they generate peculiar side…

Artificial Intelligence · Computer Science 2013-04-10 Eric Neufeld , David L Poole

We consider the problem faced by a central bank which bails out distressed financial institutions that pose systemic risk to the banking sector. In a structural default model with mutual obligations, the central agent seeks to inject a…

Optimization and Control · Mathematics 2022-10-20 Christa Cuchiero , Christoph Reisinger , Stefan Rigger

We study an optimal investment/consumption problem in a model capturing market and credit risk dependencies. Stochastic factors drive both the default intensity and the volatility of the stocks in the portfolio. We use the martingale…

Mathematical Finance · Quantitative Finance 2018-06-20 Lijun Bo , Agostino Capponi

We consider a one-dimensional one-phase inverse Stefan problem for the heat equation. It consists in recovering a boundary influx condition from the knowledge of the position of the moving front, and the initial state. We derived a…

Analysis of PDEs · Mathematics 2020-02-24 Chifaa Ghanmi , Saloua Mani-Aouadi , Faouzi Triki

In this article it is proved the existence of similarity solutions for a one-phase Stefan problem with temperature-dependent thermal conductivity and a Robin condition at the fixed face. The temperature distribution is obtained through a…

Analysis of PDEs · Mathematics 2017-06-22 Andrea N. Ceretani , Natalia N. Salva , Domingo A. Tarzia

The non-commutativity of the position and momentum operators is formulated as an effective potential in classical phase space and expanded as a series of successive many-body terms, with the pair term being dominant. A non-linear partial…

Quantum Physics · Physics 2020-08-11 Phil Attard

We introduce a linear space of finitely additive measures to treat the problem of optimal expected utility from consumption under a stochastic clock and an unbounded random endowment process. In this way we establish existence and…

General Finance · Quantitative Finance 2008-12-10 Gordan Zitkovic

We consider the Ornstein-Uhlenbeck (OU) process, a stochastic process widely used in finance, physics, and biology. Parameter estimation of the OU process is a challenging problem. Thus, we review traditional tracking methods and compare…

Computational Finance · Quantitative Finance 2024-04-24 Jacob Fein-Ashley

By means of topological methods, we provide new results on the existence, non-existence, localization and multiplicity of nontrivial solutions for systems of perturbed Hammerstein integral equations. In order to illustrate our theoretical…

Classical Analysis and ODEs · Mathematics 2016-08-30 Filomena Cianciaruso , Gennaro Infante , Paolamaria Pietramala

An analytical model of high frequency oscillations of the kinetic and potential energies in a one-dimensional harmonic crystal with a substrate potential is obtained by introducing the nonlocal energies [1]. A generalization of the kinetic…

Statistical Mechanics · Physics 2018-02-07 Mikhail B. Babenkov , Anton M. Krivtsov , Denis V. Tsvetkov

Two active hypothesis testing problems are formulated. In these problems, the agent can perform a fixed number of experiments and then decide on one of the hypotheses. The agent is also allowed to declare its experiments inconclusive if…

Systems and Control · Electrical Eng. & Systems 2019-11-19 Dhruva Kartik , Ashutosh Nayyar , Urbashi Mitra

The obstacle problem is a class of free boundary problems which finds applications in many disciplines such as porous media, financial mathematics and optimal control. In this paper, we propose two operator-splitting methods to solve the…

Numerical Analysis · Mathematics 2023-02-08 Hao Liu , Dong Wang

Motivated by optimal investment problems in mathematical finance, we consider a variational problem of Neyman-Pearson type for law-invariant robust utility functionals and convex risk measures. Explicit solutions are found for…

Probability · Mathematics 2008-12-10 Alexander Schied

An intriguing link between a wide range of problems occurring in physics and financial engineering is presented. These problems include the evolution of small perturbations of linear flows in hydrodynamics, the movements of particles in…

Mathematical Finance · Quantitative Finance 2024-03-18 Alexander Lipton

We introduce a linear space of finitely additive measures to treat the problem of optimal expected utility from consumption under a stochastic clock and an unbounded random endowment process. In this way we establish existence and…

Probability · Mathematics 2008-12-10 Gordan Zitkovic

An efficient time-stepping algorithm is proposed based on operator-splitting and the space-time discontinuous Galerkin finite element method for problems in the non-classical theory of thermoelasticity. The non-classical theory incorporates…

Numerical Analysis · Mathematics 2015-05-05 Mebratu F. Wakeni , B. D. Reddy , A. T. McBride