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We study the obstacle problem associated with the American chooser option. The obstacle is given by the maximum of an American call option and an American put option, which, in turn, can be expressed as the maximum of the solutions to the…

Analysis of PDEs · Mathematics 2026-03-18 Gugyum Ha , Junkee Jeon , Jihoon Ok

We consider the problem of portfolio optimization in a simple incomplete market and under a general utility function. By working with the associated Hamilton-Jacobi-Bellman partial differential equation (HJB PDE), we obtain a closed-form…

Probability · Mathematics 2018-02-22 Rohini Kumar , Hussein Nasralah

Financial networks are characterized by complex structures of mutual obligations. These obligations are fulfilled entirely or in part (when defaults occur) via a mechanism called clearing, which determines a set of payments that settle the…

Optimization and Control · Mathematics 2025-10-09 Giuseppe Calafiore , Giulia Fracastoro , Anton V. Proskurnikov

We consider the optimal investment problem when the traded asset may default, causing a jump in its price. For an investor with constant absolute risk aversion, we compute indifference prices for defaultable bonds, as well as a price for…

Mathematical Finance · Quantitative Finance 2017-03-02 Tetsuya Ishikawa , Scott Robertson

In this work we study the price-hedge issue for general defaultable contracts characterized by the presence of a contingent CSA of switching type. This is a contingent risk mitigation mechanism that allow the counterparties of a defaultable…

Pricing of Securities · Quantitative Finance 2015-03-02 Giovanni Mottola

We consider the martingale optimal transport duality for c\`adl\`ag processes with given initial and terminal laws. Strong duality and existence of dual optimizers (robust semi-static superhedging strategies) are proved for a class of…

Probability · Mathematics 2019-04-10 Sebastian Herrmann , Florian Stebegg

We study the upper and lower bounds for prices of European and American style options with the possibility of an external termination, meaning that the contract may be terminated at some random time. Under the assumption that the underlying…

Mathematical Finance · Quantitative Finance 2022-12-27 Libo Li , Ruyi Liu , Marek Rutkowski

The optimal stopping problem is one of the core problems in financial markets, with broad applications such as pricing American and Bermudan options. The deep BSDE method [Han, Jentzen and E, PNAS, 115(34):8505-8510, 2018] has shown great…

Probability · Mathematics 2023-08-28 Chengfan Gao , Siping Gao , Ruimeng Hu , Zimu Zhu

We propose a deep learning approach to study the minimal variance pricing and hedging problem in an incomplete jump diffusion market. It is based upon a rigorous stochastic calculus derivation of the optimal hedging portfolio, optimal…

Trading and Market Microstructure · Quantitative Finance 2024-07-19 Nacira Agram , Bernt Øksendal , Jan Rems

We adress the maximization problem of expected utility from terminal wealth. The special feature of this paper is that we consider a financial market where the price process of risky assets can have a default time. Using dynamic…

Computational Finance · Quantitative Finance 2010-07-13 Thomas Lim , Marie-Claire Quenez

We study the existence of optimal actions in a zero-sum game $\inf_{\tau}\sup_PE^P[X_{\tau}]$ between a stopper and a controller choosing a probability measure. This includes the optimal stopping problem $\inf_{\tau}\mathcal{E}(X_{\tau})$…

Optimization and Control · Mathematics 2015-09-10 Marcel Nutz , Jianfeng Zhang

In the paper we consider the problem of valuation and hedging of American options written on dividend-paying assets whose price dynamics follow the multidimensional diffusion model. We derive a stochastic balance equation for the American…

Pricing of Securities · Quantitative Finance 2021-02-26 Malkhaz Shashiashvili

This paper is devoted to a study of robust fundamental theorems of asset pricing in discrete time and finite horizon settings. Uncertainty is modelled by a (possibly uncountable) family of price processes on the same probability space. Our…

Mathematical Finance · Quantitative Finance 2024-04-04 Huy N. Chau

We consider the framework proposed by Burgard and Kjaer (2011) that derives the PDE which governs the price of an option including bilateral counterparty risk and funding. We extend this work by relaxing the assumption of absence of…

Mathematical Finance · Quantitative Finance 2018-02-15 P. Amster , A. P. Mogni

We propose the Compound BSDE method, a fully forward, deep-learning-based approach for solving a broad class of problems in financial mathematics, including optimal stopping. The method is based on a reformulation of option pricing problems…

Computational Finance · Quantitative Finance 2026-02-02 Zhipeng Huang , Cornelis W. Oosterlee

Paper is based on "The cost of illiquidity and its effects on hedging", L. C. G. Rogers and Surbjeet Singh, 2010. We generalize its thesis to constant elasticity model, which own previously used Black-Schoels model as a special case. The…

Mathematical Finance · Quantitative Finance 2014-09-23 Krzysztof Turek

We introduce and discuss a general criterion for the derivative pricing in the general situation of incomplete markets, we refer to it as the No Almost Sure Arbitrage Principle. This approach is based on the theory of optimal strategy in…

Disordered Systems and Neural Networks · Physics 2008-12-10 E. Aurell , R. Baviera , O. Hammarlid , M. Serva , A. Vulpiani

We pursue robust approach to pricing and hedging in mathematical finance. We consider a continuous time setting in which some underlying assets and options, with continuous paths, are available for dynamic trading and a further set of…

Mathematical Finance · Quantitative Finance 2015-07-07 Zhaoxu Hou , Jan Obloj

We consider an optimal liquidation problem with instantaneous price impact and stochastic resilience for small instantaneous impact factors. Within our modelling framework, the optimal portfolio process converges to the solution of an…

Mathematical Finance · Quantitative Finance 2023-07-07 Ulrich Horst , Evgueni Kivman

American put options are among the most frequently traded single stock options, and their calibration is computationally challenging since no closed-form expression is available. Due to the higher flexibility in comparison to European…

Numerical Analysis · Mathematics 2016-11-22 Olena Burkovska , Kathrin Glau , Mirco Mahlstedt , Barbara Wohlmuth