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In this paper, we study various new Hawkes processes. Specifically, we construct general compound Hawkes processes and investigate their properties in limit order books. With regards to these general compound Hawkes processes, we prove a…

Trading and Market Microstructure · Quantitative Finance 2018-12-07 Anatoliy Swishchuk , Aiden Huffman

In this paper, we study various new Hawkes processes, namely, so-called general compound and regime-switching general compound Hawkes processes to model the price processes in the limit order books. We prove Law of Large Numbers (LLN) and…

Mathematical Finance · Quantitative Finance 2017-06-29 Anatoliy Swishchuk

In this paper, we focus on a new generalization of multivariate general compound Hawkes process (MGCHP), which we referred to as the multivariate general compound point process (MGCPP). Namely, we applied a multivariate point process to…

Mathematical Finance · Quantitative Finance 2020-08-21 Qi Guo , Bruno Remillard , Anatoliy Swishchuk

High frequency financial data is burdened by a level of randomness that is unavoidable and obfuscates the task of modelling. This idea is reflected in the intraday evolution of limit orders book data for many financial assets and suggests…

Trading and Market Microstructure · Quantitative Finance 2021-10-15 Myles Sjogren , Timothy DeLise

In this paper, we define a compound generalized fractional counting process (CGFCP) which is a generalization of the compound versions of several well-known fractional counting processes. We obtain its mean, variance, and the fractional…

Probability · Mathematics 2024-05-21 Ritik Soni , Ashok Kumar Pathak

In this paper we introduce two new Hawkes processes, namely, compound and regime-switching compound Hawkes processes, to model the price processes in limit order books. We prove Law of Large Numbers and Functional Central Limit Theorems…

Mathematical Finance · Quantitative Finance 2017-12-11 Anatoliy Swishchuk , Bruno Remillard , Robert Elliott , Jonathan Chavez-Casillas

In this paper, we introduce a risk process, namely, the mixed fractional risk process (MFRP) in which the number of claims in the associated claim process are modelled using the mixed fractional Poisson process (MFPP). The covariance…

Probability · Mathematics 2021-06-23 K. K. Kataria , M. Khandakar

We consider a classical risk process with arrival of claims following a non-stationary Hawkes process. We study the asymptotic regime when the premium rate and the baseline intensity of the claims arrival process are large, and claim size…

Risk Management · Quantitative Finance 2019-08-22 Zailei Cheng , Youngsoo Seol

We give functional laws of large numbers for a class of marked Hawkes processes and marked compound Hawkes processes with a general mark space. Our results provide some complement to those presented previously in the literature. As an…

Probability · Mathematics 2025-10-29 Tomasz R. Bielecki , Jacek Jakubowski , Mariusz iewȩgłowski , Anatoliy Swishchuk

This paper focuses on limit theorems for linear Hawkes processes with random marks. We prove a large deviation principle, which answers the question raised by Bordenave and Torrisi. A central limit theorem is also obtained. We conclude with…

Probability · Mathematics 2015-09-15 Dmytro Karabash , Lingjiong Zhu

In this paper, we establish a large deviations principle for a multivariate compound process induced by a multivariate Hawkes process with random marks. Our proof hinges on showing essential smoothness of the limiting cumulant of the…

Probability · Mathematics 2023-06-29 Raviar S. Karim , Roger J. A. Laeven , Michel R. H. Mandjes

We show how to solve Merton optimal investment stochastic control problem for Hawkes-based models in finance and insurance, i.e., for a wealth portfolio X(t) consisting of a bond and a stock price described by general compound Hawkes…

Portfolio Management · Quantitative Finance 2021-05-04 Anatoliy Swishchuk

In this paper we determine bounds and exact asymptotics of the ruin probability for risk process with arrivals given by a linear marked Hawkes process. We consider the light-tailed and heavy-tailed case of the claim sizes. Main technique is…

Probability · Mathematics 2023-04-07 Zbigniew Palmowski , Simon Pojer , Stefan Thonhauser

The marked Hawkes risk process is a compound point process for which the occurrence and amplitude of past events impact the future. Thanks to its autoregressive properties, it found applications in various fields such as neuosciences,…

Probability · Mathematics 2024-09-11 Laure Coutin , Mahmoud Khabou

This work contributes to the theory and applications of Hawkes processes. We introduce and examine a new class of Hawkes processes that we call generalized Hawkes processes, and their special subclass -- the generalized multivariate Hawkes…

Probability · Mathematics 2020-04-30 Tomasz R. Bielecki , Jacek Jakubowski , Mariusz Nieweglowski

A uniform law of large numbers and a central limit theorem are established via a martingale approach for a univariate Hawkes process with immigration given by a renewal process. The results are obtained for renewal processes with absolutely…

Probability · Mathematics 2025-07-01 Luis Iván Hernández Ruíz

In a discrete-time setting, we consider an arrival process $\left\{\xi_n \, \middle| \, n = 1, 2, \ldots \right\}$, which models the occurrence of events, and a corresponding point process $\left\{H_n \, \middle| \, n = 1, 2, \ldots…

Probability · Mathematics 2026-03-10 Utpal Jyoti Deba Sarma , Dharmaraja Selvamuthu

This paper introduces the Generalized Fractional Compound Poisson Process (GFCPP), which claims to be a unified fractional version of the compound Poisson process (CPP) that encompasses existing variations as special cases. We derive its…

Probability · Mathematics 2023-07-25 Neha Gupta , Aditya Maheshwari

We give a construction of the Hawkes process as a piecewise competing risks model. We argue that the most natural interpretation of the self-excitation kernel is the hazard function of a defective random variable. This establishes a link…

Methodology · Statistics 2021-05-04 Maximilian Aigner , Valérie Chavez-Demoulin

In this work, we study the event occurrences of individuals interacting in a network. To characterize the dynamic interactions among the individuals, we propose a group network Hawkes process (GNHP) model whose network structure is observed…

Methodology · Statistics 2023-08-31 Guanhua Fang , Ganggang Xu , Haochen Xu , Xuening Zhu , Yongtao Guan
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