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Emphasizing the statistics of jumps crossing the strike and local time, we develop a decomposition of equity option risk premiums. Operationalizing this theoretical treatment, we equip the pricing kernel process with unspanned risks, embed…

Mathematical Finance · Quantitative Finance 2023-03-30 Gurdip Bakshi , John Crosby , Xiaohui Gao

Bond rating Transition Probability Matrices (TPMs) are built over a one-year time-frame and for many practical purposes, like the assessment of risk in portfolios or the computation of banking Capital Requirements (e.g. the new IFRS 9…

Risk Management · Quantitative Finance 2017-10-17 Greig Smith , Goncalo dos Reis

We consider plain vanilla European options written on an underlying asset that follows a continuous time semi-Markov multiplicative process. We derive a formula and a renewal type equation for the martingale option price. In the case in…

Probability · Mathematics 2021-08-06 Enrico Scalas , Bruno Toaldo

We study the statistics of near-extreme events of Brownian motion (BM) on the time interval [0,t]. We focus on the density of states (DOS) near the maximum \rho(r,t) which is the amount of time spent by the process at a distance r from the…

Statistical Mechanics · Physics 2013-12-16 Anthony Perret , Alain Comtet , Satya N. Majumdar , Gregory Schehr

This work focuses on financial risks from a probabilistic point of view. The value of a firm is described as a geometric Brownian motion and default emerges as a first passage time event. On the technical side, the critical threshold that…

Mathematical Finance · Quantitative Finance 2025-07-14 Carlos Bouthelier-Madre , Carlos Escudero

Risk management is an important practice in the banking industry. In this paper we develop a new methodology to estimate and predict the probability of default (PD) based on the rating transition matrices, which relates the rating…

Risk Management · Quantitative Finance 2018-03-28 Jinghai Shao , Siming Li , Yong Li

Statistical analysis of financial data most focused on testing the validity of Brownian motion (Bm). Analysis performed on several time series have shown deviation from the Bm hypothesis, that is at the base of the evaluation of many…

Statistical Finance · Quantitative Finance 2009-11-13 Filippo Petroni , Giulia Rotundo

Fractional Brownian motion is a self-affine, non-Markovian and translationally invariant generalization of Brownian motion, depending on the Hurst exponent $H$. Here we investigate fractional Brownian motion where both the starting and the…

Statistical Mechanics · Physics 2016-11-09 Mathieu Delorme , Kay Jörg Wiese

In this paper we give an explicit expression for the local time of the classical risk process and associate it with the density of an occupational measure. To do so, we approximate the local time by a suitable sequence of absolutely…

Probability · Mathematics 2008-01-15 F. Cortes , J. A. León , J. Villa

It is known from Bramson (1983) that the maximum of branching Brownian motion at time $t$ is asymptotically around an explicit function $m_t$, which involves a first ballistic order and a logarithmic correction. In this paper, we give an…

Probability · Mathematics 2025-11-11 Louis Chataignier

We prove that the default times (or any of their minima) in the dynamic Gaussian copula model of Cr{\'e}pey, Jeanblanc, and Wu (2013) are invariance times in the sense of Cr{\'e}pey and Song (2017), with related invariance probability…

Computational Finance · Quantitative Finance 2017-02-13 Stéphane Crépey , Shiqi Song

We study the extremes of variable speed branching Brownian motion (BBM) where the time-dependent "speed functions", which describe the time-inhomogeneous variance, converge to the identity function. We consider general speed functions lying…

Probability · Mathematics 2025-03-03 Alexander Alban , Anton Bovier , Annabell Gros , Lisa Hartung

The distribution of a time integral of geometric Brownian motion is not well understood. To price an Asian option and to obtain measures of its dependence on the parameters of time, strike price, and underlying market price, it is essential…

Pricing of Securities · Quantitative Finance 2008-12-02 Jungmin Choi , Kyounghee Kim

We study the problem of finding the worst-case joint distribution of a set of risk factors given prescribed multivariate marginals and a nonlinear loss function. We show that when the risk measure is CVaR, and the distributions are…

Risk Management · Quantitative Finance 2016-10-31 Amir Memartoluie , David Saunders , Tony Wirjanto

Diffusion processes driven by Fractional Brownian motion (FBM) have often been considered in modeling stock price dynamics in order to capture the long range dependence of stock price observed in reality. Option prices for such models had…

Statistics Theory · Mathematics 2024-05-29 Ananya Lahiri , Rituparna Sen

Brownian motion whose infinitesimal variance changes according to a three-state continuous time Markov Chain is studied. This Markov Chain can be viewed as a telegraph process with one on state and two off states. We first derive the…

Methodology · Statistics 2020-08-25 Vladimir Pozdnyakov , L. Mark Elbroch , Chaoran Hu , Thomas Meyer , Jun Yan

Recent studies have identified long-range dependence as a key feature in the dynamics of both mortality and interest rates. Building on this insight, we develop a novel bi-variate stochastic framework based on mixed fractional Brownian…

Risk Management · Quantitative Finance 2025-08-26 Kenneth Q. Zhou , Hongjuan Zhou

We propose a model for the credit markets in which the random default times of bonds are assumed to be given as functions of one or more independent "market factors". Market participants are assumed to have partial information about each of…

Pricing of Securities · Quantitative Finance 2012-01-31 Dorje C. Brody , Lane P. Hughston , Andrea Macrina

This paper studies the risk-adjusted optimal timing to liquidate an option at the prevailing market price. In addition to maximizing the expected discounted return from option sale, we incorporate a path-dependent risk penalty based on…

Mathematical Finance · Quantitative Finance 2015-03-31 Tim Leung , Yoshihiro Shirai

We show that the distribution of the square of the supremum of reflected fractional Brownian motion up to time a, with Hurst parameter-H greater than 1/2, is related to the distribution of its hitting time to level $1,$ using the self…

Probability · Mathematics 2012-08-14 Ceren Vardar