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In this work we introduce Heath-Jarrow-Morton (HJM) interest rate models driven by fractional Brownian motions. By using support arguments we prove that the resulting model is arbitrage free under proportional transaction costs in the same…

Pricing of Securities · Quantitative Finance 2009-09-09 Alberto Ohashi

In this paper, we provide non-parametric statistical tools to test stationarity of microstructure noise in general hidden Ito semimartingales, and discuss how to measure liquidity risk using high frequency financial data. In particular, we…

Statistical Finance · Quantitative Finance 2019-11-07 Richard Y. Chen , Per A. Mykland

Structural failure time models are causal models for estimating the effect of time-varying treatments on a survival outcome. G-estimation and artificial censoring have been proposed to estimate the model parameters in the presence of…

Methodology · Statistics 2019-02-19 Shu Yang , Karen Pieper , Frank Cools

We provide equivalence of numerous no-free-lunch type conditions for financial markets where the asset prices are modeled as exponential Levy processes, under possible convex constraints in the use of investment strategies. The general…

Pricing of Securities · Quantitative Finance 2008-12-02 Constantinos Kardaras

This article addresses structure-preserving smooth approximation of semiconcave functions. semiconcave functions are of particular interest because they naturally arise in a variety of variational problems, including {optimal feedback…

Optimization and Control · Mathematics 2026-02-10 Karl Kunisch , Donato Vásquez-Varas

We propose a semi-structured discrete-time multi-state model to analyse mortgage delinquency transitions. This model combines an easy-to-understand structured additive predictor, which includes linear effects and smooth functions of time…

Applications · Statistics 2026-03-30 Victor Medina-Olivares , Wangzhen Xia , Stefan Lessmann , Nadja Klein

In this article, we revisit the problem of fitting a mixture model under the assumption that the mixture components are symmetric and log-concave. To this end, we first study the nonparametric maximum likelihood estimation (NPMLE) of a…

Methodology · Statistics 2018-02-28 Xiao Pu , Ery Arias-Castro

No-arbitrage asset pricing characterizes valuation through the existence of equivalent martingale measures relative to a filtration and a class of admissible trading strategies. In practice, pricing is performed across multiple asset…

Mathematical Finance · Quantitative Finance 2026-01-21 Alejandro Rodriguez Dominguez

Let $L$ be a multidimensional L\'evy process under $P$ in its own filtration. The $f^q$-minimal martingale measure $Q_q$ is defined as that equivalent local martingale measure for $\mathcal {E}(L)$ which minimizes the $f^q$-divergence…

Probability · Mathematics 2009-09-29 Monique Jeanblanc , Susanne Klöppel , Yoshio Miyahara

A wealth-process set is abstractly defined to consist of nonnegative c\`{a}dl\`{a}g processes containing a strictly positive semimartingale and satisfying an intuitive re-balancing property. Under the condition of absence of arbitrage of…

Portfolio Management · Quantitative Finance 2013-07-23 Constantinos Kardaras

In the present work we formally extend the theory of port-Hamiltonian systems to include random perturbations. In particular, suitably choosing the space of flow and effort variables we will show how several elements coming from possibly…

Probability · Mathematics 2022-05-12 Francesco Cordoni , Luca Di Persio , Riccardo Muradore

In this paper we generalize the martingale of Kella and Whitt to the setting of L\'{e}vy-type processes and show that the (local) martingales obtained are in fact square integrable martingales which upon dividing by the time index converge…

Probability · Mathematics 2017-11-22 Offer Kella , Onno Boxma

In this article we show that a large class of infinite measure preserving dynamical systems that do not admit physical measures nevertheless exhibit strong statistical properties. In particular, we give sufficient conditions for existence…

Dynamical Systems · Mathematics 2026-04-30 Douglas Coates , Ian Melbourne , Amin Talebi

This work proposes a structure-preserving model reduction method for marginally stable linear time-invariant (LTI) systems. In contrast to Lyapunov-stability-based approaches---which ensure the poles of the reduced system remain in the open…

Dynamical Systems · Mathematics 2017-04-24 Liqian Peng , Kevin Carlberg

We identify the linear space spanned by the real-valued excessive functions of a Markov process with the set of those functions which are quasimartingales when we compose them with the process. Applications to semi-Dirichlet forms are…

Probability · Mathematics 2017-09-07 Iulian Cîmpean , Lucian Beznea

The linear fractional stable motion generalizes two prominent classes of stochastic processes, namely stable L\'evy processes, and fractional Brownian motion. For this reason it may be regarded as a basic building block for continuous time…

Statistics Theory · Mathematics 2022-08-17 Fabian Mies , Mark Podolskij

For a $d$-dimensional stochastic process $(S_n)_{n=0}^N$ we obtain criteria for the existence of an equivalent martingale measure, whose density $z$, up to a normalizing constant, is bounded from below by a given random variable $f$. We…

Probability · Mathematics 2008-04-11 Dmitry B. Rokhlin

We consider a finite state discrete time process X. Without loss of generality the finite state space can be identified with the set of unit vectors {e1, e2, . . . , eN} with ei = (0, . . . , 0, 1, 0, . . . , 0)0 2 RN. For a Markov chain…

Probability · Mathematics 2019-05-02 Robert J. Elliott

The condition for stationary increments, not scaling, detemines long time pair autocorrelations. An incorrect assumption of stationary increments generates spurious stylized facts, fat tails and a Hurst exponent H_s=1/2, when the increments…

Statistical Finance · Quantitative Finance 2008-12-02 Joseph L. McCauley , Kevin E. Bassler , Gemunu H. Gunaratne

In a semimartingale financial market model, it is shown that there is equivalence between absence of arbitrage of the first kind (a weak viability condition) and the existence of a strictly positive process that acts as a local martingale…

Pricing of Securities · Quantitative Finance 2010-07-27 Constantinos Kardaras
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