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Related papers: Shrinkage = Factor Model

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One of the major challenges in multivariate analysis is the estimation of population covariance matrix from sample covariance matrix (SCM). Most recent covariance matrix estimators use either shrinkage transformations or asymptotic results…

Methodology · Statistics 2019-12-10 Samruddhi Deshmukh , Amartansh Dubey

The comovement phenomenon in financial markets creates decision scenarios with positively correlated asset returns. This paper addresses covariance matrix estimation under such conditions, motivated by observations of significant positive…

Econometrics · Economics 2025-07-03 Weilong Liu , Yanchu Liu

Covariance matrix estimation and principal component analysis (PCA) are two cornerstones of multivariate analysis. Classic textbook solutions perform poorly when the dimension of the data is of a magnitude similar to the sample size, or…

Statistics Theory · Mathematics 2014-06-25 Olivier Ledoit , Michael Wolf

The model implied by factor score predictors does not reproduce the non-diagonal elements of the observed covariance matrix as well as the factor loadings. It is therefore investigated whether it is possible to estimate factor loadings for…

Applications · Statistics 2019-09-26 André Beauducel , Norbert Hilger

In many regression settings the unknown coefficients may have some known structure, for instance they may be ordered in space or correspond to a vectorized matrix or tensor. At the same time, the unknown coefficients may be sparse, with…

Methodology · Statistics 2023-04-28 Maryclare Griffin , Peter D. Hoff

The scalar difference equation $x_{n+1}=f_{n}(x_{n},x_{n-1},...,x_{n-k})$ may exhibit symmetries in its form that allow for reduction of order through substitution or a change of variables. Such form symmetries can be defined generally…

Dynamical Systems · Mathematics 2008-05-28 H. Sedaghat

A recent model showed how a clay shrinkage curve is step-by-step transformed into the shrinkage curve of an aggregated soil at any clay content if it is measured on samples so small that cracks do not occur at shrinkage. Such a shrinkage…

Geophysics · Physics 2014-04-08 V. Y. Chertkov

The univariate Birnbaum-Saunders distribution has been used quite effectively to model times to failure for materials subject to fatigue and for modeling lifetime data. In this article, we define a skewed version of the Birnbaum-Saunders…

Methodology · Statistics 2012-04-30 Artur J. Lemonte , Guillermo Martínez-Florez , Germán Moreno-Arenas

Factor-based Structural Equation Modeling (SEM) relies on likelihood-based estimation assuming a nonsingular sample covariance matrix, which breaks down in small-sample settings with $p>n$. To address this, we propose a novel estimation…

Machine Learning · Computer Science 2026-04-21 Hiroki Hasegawa , Aoba Tamura , Yukihiko Okada

The Random Parameters model was proposed to explain the structure of the covariance matrix in problems where most, but not all, of the eigenvalues of the covariance matrix can be explained by Random Matrix Theory. In this article, we…

Statistical Finance · Quantitative Finance 2008-12-02 Camilo Rodrigues Neto , Andr\' e C. R. Martins

Estimation of covariance matrices or their inverses plays a central role in many statistical methods. For these methods to work reliably, estimated matrices must not only be invertible but also well-conditioned. In this paper we present an…

Methodology · Statistics 2014-08-06 Eric C. Chi , Kenneth Lange

In this work, the estimation of the multivariate normal mean by different classes of shrinkage estimators is investigated. The risk associated with the balanced loss function is used to compare two estimators. We start by considering…

Statistics Theory · Mathematics 2021-07-30 Abdelkader Benkhaled , Mekki Terbeche , Abdenour Hamdaoui

We study shrinkage estimation of the mean parameters of a class of multivariate distributions for which the diagonal entries of the corresponding covariance matrix are certain quadratic functions of the mean parameter. This class of…

Statistics Theory · Mathematics 2022-07-04 Nikolas Siapoutis , Donald Richards , Bharath K. Sriperumbudur

The mixture of factor analyzers (MFA) model provides a powerful tool for analyzing high-dimensional data as it can reduce the number of free parameters through its factor-analytic representation of the component covariance matrices. This…

Methodology · Statistics 2013-07-09 Tsung-I Lin , Geoffrey J. McLachlan , Sharon X. Lee

The cumulative shrinkage process is an increasing shrinkage prior that can be employed within models in which additional terms are supposed to play a progressively negligible role. A natural application is to Gaussian factor models, where…

Computation · Statistics 2020-08-13 Sirio Legramanti

Parameter shrinkage applied optimally can always reduce error and projection variances from those of maximum likelihood estimation. Many variables that actuaries use are on numerical scales, like age or year, which require parameters at…

Applications · Statistics 2020-12-22 Gary Venter , Şule Şahin

Factor Analysis has traditionally been utilized across diverse disciplines to extrapolate latent traits that influence the behavior of multivariate observed variables. Historically, the focus has been on analyzing data from a single study,…

Methodology · Statistics 2026-01-22 Elena Bortolato , Antonio Canale

Estimating the covariance of asset returns, i.e., the risk model, is a key component of financial portfolio construction and evaluation. Most risk modeling approaches produce a factor model that decomposes the asset variability into two…

Topic models can provide us with an insight into the underlying latent structure of a large corpus of documents. A range of methods have been proposed in the literature, including probabilistic topic models and techniques based on matrix…

Information Retrieval · Computer Science 2017-09-12 Mark Belford , Brian Mac Namee , Derek Greene

Linear model prediction with a large number of potential predictors is both statistically and computationally challenging. The traditional approaches are largely based on shrinkage selection/estimation methods, which are applicable even…

Methodology · Statistics 2024-09-17 Hanmei Sun , Jiangshan Zhang , Jiming Jiang