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Discovering the complete set of causal relations among a group of variables is a challenging unsupervised learning problem. Often, this challenge is compounded by the fact that there are latent or hidden confounders. When only observational…

Machine Learning · Computer Science 2021-01-19 Anqi Liu , Hao Liu , Tongxin Li , Saeed Karimi-Bidhendi , Yisong Yue , Anima Anandkumar

In stochastic multi-factor commodity models, it is often the case that futures prices are explained by two latent state variables which represent the short and long term stochastic factors. In this work, we develop the family of stochastic…

Statistical Finance · Quantitative Finance 2024-10-01 Peilun He , Nino Kordzakhia , Gareth W. Peters , Pavel V. Shevchenko

Factor modeling of asset returns has been a dominant practice in investment science since the introduction of the Capital Asset Pricing Model (CAPM) and the Arbitrage Pricing Theory (APT). The factors, which account for the systematic risk,…

Statistical Finance · Quantitative Finance 2020-11-30 Zhipu Zhou , Alexander Shkolnik , Sang-Yun Oh

In this paper we provide a theoretical analysis of Variable Annuities with a focus on the holder's right to an early termination of the contract. We obtain a rigorous pricing formula and the optimal exercise boundary for the surrender…

Mathematical Finance · Quantitative Finance 2024-05-06 Tiziano De Angelis , Alessandro Milazzo , Gabriele Stabile

Incentive-based coordination mechanisms for distributed energy consumption have shown promise in aligning individual user objectives with social welfare, especially under privacy constraints. Our prior work proposed a two-timescale adaptive…

Systems and Control · Electrical Eng. & Systems 2025-04-02 Jiayi Li , Jiale Wei , Matthew Motoki , Yan Jiang , Baosen Zhang

This paper studies semiparametric identification of substitution and complementarity patterns between two goods using a panel multinomial choice model with bundles. The model allows the two goods to be either substitutes or complements and…

Econometrics · Economics 2023-04-04 Rui Wang

(R-channel) TBA is elaborated to find the effective central charge dependence on the boundary parameters for the massless boundary sine-Gordon model with the coupling constant $(8\pi) /\beta^2 = 1+ \lambda $ with $\lambda$ a positive…

High Energy Physics - Theory · Physics 2010-04-05 Taejun Lee , Chaiho Rim

This paper studies identification and estimation of a dynamic discrete choice model of demand for differentiated product using consumer-level panel data with few purchase events per consumer (i.e., short panel). Consumers are…

Econometrics · Economics 2022-08-19 Victor Aguirregabiria

This work establishes the exact exponents for the soft-covering phenomenon of a memoryless channel under the total variation metric when random (i.i.d. and constant-composition) channel codes are used. The exponents, established herein, are…

Information Theory · Computer Science 2019-06-26 Semih Yagli , Paul Cuff

We study factor models augmented by observed covariates that have explanatory powers on the unknown factors. In financial factor models, the unknown factors can be reasonably well explained by a few observable proxies, such as the…

Methodology · Statistics 2018-09-18 Jianqing Fan , Yuan Ke , Yuan Liao

We construct a statistical indicator for the detection of short-term asset price bubbles based on the information content of bid and ask market quotes for plain vanilla put and call options. Our construction makes use of the martingale…

Pricing of Securities · Quantitative Finance 2018-07-17 Petteri Piiroinen , Lassi Roininen , Tobias Schoden , Martin Simon

The determination of acceptability prices of contingent claims requires the choice of a stochastic model for the underlying asset price dynamics. Given this model, optimal bid and ask prices can be found by stochastic optimization. However,…

Pricing of Securities · Quantitative Finance 2019-01-31 Martin Glanzer , Georg Ch. Pflug , Alois Pichler

We study finite probability theory through a category of finite probability schemes and probability-preserving maps, called \emph{bundles}. A bundle simultaneously records a quotient of a sample space, an algebra of random variables, and…

Probability · Mathematics 2026-05-20 Wai Yan Pong

Proving the existence of speculative financial bubbles even a posteriori has proven exceedingly difficult so anticipating a speculative bubble ex ante would at first seem an impossible task. Still as illustrated by the recent turmoil in…

Trading and Market Microstructure · Quantitative Finance 2008-12-02 Magda Roszczynska , Andrzej Nowak , Daniel Kamieniarz , Sorin Solomon , Jorgen Vitting Andersen

We study network revenue management problems motivated by applications such as railway ticket sales and hotel room bookings. Requests, each requiring a resource for a consecutive stay, arrive sequentially with known arrival probabilities.…

Theoretical Economics · Economics 2026-01-07 Ming Hu , Tongwen Wu

In this paper we study the evolution of asset price bubbles driven by contagion effects spreading among investors via a random matching mechanism in a discrete-time version of the liquidity based model of [25]. To this scope, we extend the…

Mathematical Finance · Quantitative Finance 2022-11-03 Francesca Biagini , Andrea Mazzon , Thilo Meyer-Brandis , Katharina Oberpriller

We consider linear structural equation models with explicitly modelled latent variables. In such models, observed and latent variables solve linear equations including stochastic noise terms. The goal of our work is to identify the direct…

Methodology · Statistics 2026-05-28 Tom Hochsprung , Nils Sturma , Jakob Runge , Mathias Drton , Andreas Gerhardus

We consider a sequential decision making problem where the agent faces the environment characterized by the stochastic discrete events and seeks an optimal intervention policy such that its long-term reward is maximized. This problem exists…

Machine Learning · Computer Science 2022-12-29 Chao Qu , Xiaoyu Tan , Siqiao Xue , Xiaoming Shi , James Zhang , Hongyuan Mei

The valuation process that economic agents undergo for investments with uncertain payoff typically depends on their statistical views on possible future outcomes, their attitudes toward risk, and, of course, the payoff structure itself.…

Pricing of Securities · Quantitative Finance 2010-01-11 Constantinos Kardaras

Commodity price time series possess interesting features, such as heavy-tailedness, skewness, heteroskedasticity, and non-linear dependence structures. These features pose challenges for modeling and forecasting. In this work, we explore…

Applications · Statistics 2023-01-10 Sven Pappert , Antonia Arsova
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