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We propose a microscopic model to describe the dynamics of the fundamental events in the limit order book (LOB): order arrivals and cancellations. It is based on an operator algebra for individual orders and describes their effect on the…

Trading and Market Microstructure · Quantitative Finance 2021-05-06 Johannes Bleher , Michael Bleher , Thomas Dimpfl

We model the behavior of three agent classes acting dynamically in a limit order book of a financial asset. Namely, we consider market makers (MM), high-frequency trading (HFT) firms, and institutional brokers (IB). Given a prior dynamic of…

Trading and Market Microstructure · Quantitative Finance 2018-11-12 Nicolas Baradel , Bruno Bouchard , David Evangelista , Othmane Mounjid

We study a double-ended queue where buyers and sellers arrive to conduct trades. When there is a pair of buyer and seller in the system, they immediately transact a trade and leave. Thus there cannot be non-zero number of buyers and sellers…

Probability · Mathematics 2014-01-22 Xin Liu , Qi Gong , Vidyadhar G. Kulkarni

We introduce a model for limit order book of a certain security with two main features: First, both the limit orders and market orders for the given asset are allowed to appear and interact with each other. Second, the high frequency…

Pricing of Securities · Quantitative Finance 2024-12-24 Yun Chen-Shue , Yukun Li , Jiongmin Yong

We develop an empirical behavioural order-driven (EBOD) model, which consists of an order placement process and an order cancellation process. Price limit rules are introduced in the definition of relative price. The order placement process…

Computational Finance · Quantitative Finance 2022-08-23 Gao-Feng Gu , Xiong Xiong , Hai-Chuan Xu , Wei Zhang , Yong-Jie Zhang , Wei Chen , Wei-Xing Zhou

Small-to-medium size enterprises (SMEs), including many startup firms, need to manage interrelated flows of cash and inventories of goods. In this paper, we model a firm that can finance its inventory (ordered or manufactured) with loans in…

Optimization and Control · Mathematics 2015-09-23 Michael N. Katehakis , Benjamin Melamed , Jim Shi

We consider a simplified model of the continuous double auction where prices are integers varying from $1$ to $N$ with limit orders and market orders, but quantity per order limited to a single share. For this model, the order process is…

Probability · Mathematics 2017-06-28 Enrico Scalas , Fabio Rapallo , Tijana Radivojević

In financial markets, liquidity is not constant over time but exhibits strong seasonal patterns. In this article we consider a limit order book model that allows for time-dependent, deterministic depth and resilience of the book and…

Trading and Market Microstructure · Quantitative Finance 2011-09-14 Antje Fruth , Torsten Schoeneborn , Mikhail Urusov

This paper introduces a discrete limit order book model where new orders are placed with a fixed displacement from the mid-price. Further, the trade event occurs whenever the mid-price hits the price level on which there is some volume.…

Probability · Mathematics 2020-07-16 Friedrich Hubalek , Dragana Radojicic

An agent-based model for financial markets has to incorporate two aspects: decision making and price formation. We introduce a simple decision model and consider its implications in two different pricing schemes. First, we study its…

Trading and Market Microstructure · Quantitative Finance 2015-06-19 Daniel C. Wagner , Thilo A. Schmitt , Rudi Schäfer , Thomas Guhr , Dietrich E. Wolf

Motivated by the practical challenge in monitoring the performance of a large number of algorithmic trading orders, this paper provides a methodology that leads to automatic discovery of the causes that lie behind a poor trading…

Trading and Market Microstructure · Quantitative Finance 2013-03-04 Robert Azencott , Arjun Beri , Yutheeka Gadhyan , Nicolas Joseph , Charles-Albert Lehalle , Matthew Rowley

It is known that the impact of transactions on stock price (market impact) is a concave function of the size of the order, but there exists little quantitative theory that suggests why this is so. I develop a quantitative theory for the…

Statistical Finance · Quantitative Finance 2008-12-02 Austin Gerig

Limit order book (LOB) is a dynamic, event-driven system that records real-time market demand and supply for a financial asset in a stream flow. Event stream prediction in LOB refers to forecasting both the timing and the type of events.…

Statistical Finance · Quantitative Finance 2024-12-16 Zetao Zheng , Guoan Li , Deqiang Ouyang , Decui Liang , Jie Shao

We propose a simple stochastic model for the dynamics of a limit order book, extending the recent work of Cont and de Larrard (2013), where the price dynamics are endogenous, resulting from market transactions. We also show that the…

Trading and Market Microstructure · Quantitative Finance 2017-04-24 Jonathan A. Chávez-Casillas , Robert J. Elliott , Bruno Rémillard , Anatoliy V. Swishchuk

A limit order book provides information on available limit order prices and their volumes. Based on these quantities, we give an empirical result on the relationship between the bid-ask liquidity balance and trade sign and we show that…

Trading and Market Microstructure · Quantitative Finance 2012-04-09 Ban Zheng , Eric Moulines , Frédéric Abergel

The modeling of the limit order book is directly related to the assumptions on the behavior of real market participants. This paper is twofold. We first present empirical findings that lay the ground for two improvements to these models.The…

Trading and Market Microstructure · Quantitative Finance 2020-09-08 Mouhamad Drame

Conventional models of matching markets assume that monetary transfers can clear markets by compensating for utility differentials. However, empirical patterns show that such transfers often fail to close structural preference gaps. This…

Trading and Market Microstructure · Quantitative Finance 2025-11-27 Yao Wu

In order-driven markets, limit-order book (LOB) resiliency is an important microscopic indicator of market quality when the order book is hit by a liquidity shock and plays an essential role in the design of optimal submission strategies of…

Trading and Market Microstructure · Quantitative Finance 2018-02-27 Hai-Chuan Xu , Wei Chen , Xiong Xiong , Wei Zhang , Wei-Xing Zhou , H Eugene Stanley

We show that multivariate Hawkes processes coupled with the nonparametric estimation procedure first proposed in Bacry and Muzy (2015) can be successfully used to study complex interactions between the time of arrival of orders and their…

Trading and Market Microstructure · Quantitative Finance 2018-07-10 Marcello Rambaldi , Emmanuel Bacry , Fabrizio Lillo

In this article we revisit the classic problem of tatonnement in price formation from a microstructure point of view, reviewing a recent body of theoretical and empirical work explaining how fluctuations in supply and demand are slowly…

Trading and Market Microstructure · Quantitative Finance 2008-12-02 Jean-Philippe Bouchaud , J. Doyne Farmer , Fabrizio Lillo
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