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This paper extends the classical dividend problem by incorporating a novel, path-dependent mechanism of firm default. In the traditional framework, ruin occurs when the surplus process first reaches zero. In contrast, default in our model…

Optimization and Control · Mathematics 2026-01-30 Andi Bodnariu , Nils Engler , Neofytos Rodosthenous

We study optimal dividend strategies for an insurance company facing natural catastrophe claims, anticipating the arrival of a climate tipping point after which the claim intensity and/or the claim size distribution of the underlying risks…

Risk Management · Quantitative Finance 2025-04-29 Hansjoerg Albrecher , Pablo Azcue , Nora Muler

We investigate a dividend maximization problem under stochastic interest rates with Ornstein-Uhlenbeck dynamics. This setup also takes negative rates into account. First a deterministic time is considered, where an explicit separating curve…

Optimization and Control · Mathematics 2021-08-03 Julia Eisenberg , Stefan Kremsner , Alexander Steinicke

We study a stochastic control problem where the underlying process follows a spectrally negative L\'{e}vy process. A controller can continuously increase the process but only decrease it at independent Poisson arrival times. We show the…

Optimization and Control · Mathematics 2025-05-30 Kazutoshi Yamazaki , Qingyuan Zhang

In this paper, we consider optimal control problems derived by stochastic systems with delay, where control domains are non-convex and the diffusion coefficients depend on control variables. By an estimate of the integral of…

Optimization and Control · Mathematics 2022-10-25 Qixia Zhang

This paper is concerned with the problem of finding the optimal of extraction policies of an oil field in light of various financial and economical restrictions and constraints. Taking into account the fact that the oil price in worldwide…

Optimization and Control · Mathematics 2016-11-07 Moustapha Pemy

We consider the classical optimal dividends problem under the Cram\'er-Lundberg model with exponential claim sizes subject to a constraint on the time of ruin. We introduce the dual problem and show that the complementary slackness…

Optimization and Control · Mathematics 2015-12-08 Camilo Hernandez , Mauricio Junca

A {log-optimal} portfolio is any portfolio that maximizes the expected logarithmic growth (ELG) of an investor's wealth. This maximization problem typically assumes that the information of the true distribution of returns is known to the…

Optimization and Control · Mathematics 2023-10-16 Chung-Han Hsieh

This paper studies the optimal multiple-stopping problem arising in the context of the timing option to withdraw from a project in stages. The profits are driven by a general spectrally negative Levy process. This allows the model to…

Optimization and Control · Mathematics 2014-09-23 Kazutoshi Yamazaki

We consider the problem of valuation of American options written on dividend-paying assets whose price dynamics follows a multidimensional exponential Levy model. We carefully examine the relation between the option prices, related partial…

Probability · Mathematics 2018-09-20 Tomasz Klimsiak , Andrzej Rozkosz

We provide, in a general setting, explicit solutions for optimal stopping problems that involve diffusion process and its running maximum. Our approach is to use the excursion theory for Levy processes. Since general diffusions are, in…

Optimization and Control · Mathematics 2016-09-13 Masahiko Egami , Tadao Oryu

Consider an insurance company for which the reserve process follows the Sparre Anderson model. In this paper, we study the optimal dividend problem for such a company as Bai, Ma and Xing [9] do. However, we remove the constant restriction…

Optimization and Control · Mathematics 2018-07-24 Linlin Tian , Lihua Bai , Junyi Guo

We consider controlling the paths of a spectrally negative L\'evy process by two means: the subtraction of `taxes' when the process is at an all-time maximum, and the addition of `bailouts' which keep the value of the process above zero. We…

Probability · Mathematics 2026-01-28 Dalal Al Ghanim , Ronnie Loeffen , Alexander R. Watson

The aim of this paper is to introduce an insurance model allowing reinsurance and dividend payment. Our model deals with several homogeneous contracts and takes into account the legislation regarding the provisions to be justified by the…

Pricing of Securities · Quantitative Finance 2008-12-10 D. Goreac

We consider the impulse control of Levy processes under the infinite horizon, discounted cost criterion. Our motivating example is the cash management problem in which a controller is charged a fixed plus proportional cost for adding to or…

Probability · Mathematics 2022-06-10 Peter Lakner , Josh Reed

We investigate a value-maximizing problem incorporating a human behavior pattern: present-biased-ness, for a firm which navigates strategic decisions encompassing earning retention/payout and capital injection policies, within the framework…

Optimization and Control · Mathematics 2024-01-30 Kaixin Yan , Wenyuan Wang , Jinxia Zhu

This study considers a continuous-review inventory model for a single item with two replenishment modes. Replenishments may occur continuously at any time with a higher unit cost, or at discrete times governed by Poisson arrivals with a…

Optimization and Control · Mathematics 2025-10-31 José Luis Pérez , Kazutoshi Yamazaki , Qingyuan Zhang

We study the problem of sampling from a probability distribution on $\mathbb R^p$ defined via a convex and smooth potential function. We consider a continuous-time diffusion-type process, termed Penalized Langevin dynamics (PLD), the drift…

Statistics Theory · Mathematics 2020-06-26 Avetik Karagulyan , Arnak S. Dalalyan

We consider a company that receives capital injections so as to avoid ruin. Differently from the classical bail-out settings where the underlying process is restricted to stay at or above zero, we study the case bail-out can only be made at…

Probability · Mathematics 2017-05-12 Florin Avram , José Luis Pérez , Kazutoshi Yamazaki

We construct Nash equilibria in feedback form for a class of two-person stochastic games of singular control with absorption, arising from a stylized model for corporate finance. More precisely, the paper focusses on a strategic dynamic…

Optimization and Control · Mathematics 2025-07-04 Tiziano De Angelis , Fabien Gensbittel , Stéphane Villeneuve