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We study market-to-book ratios of stocks in the context of Stochastic Portfolio Theory. Functionally generated portfolios that depend on auxiliary economic variables other than relative capitalizations ("sizes") are developed in two ways,…

Mathematical Finance · Quantitative Finance 2022-06-09 Donghan Kim

We first review existing sequential methods for estimating a binomial proportion. Afterward, we propose a new family of group sequential sampling schemes for estimating a binomial proportion with prescribed margin of error and confidence…

Statistics Theory · Mathematics 2013-11-05 Zhengjia Chen , Xinjia Chen

We study a mathematical model motivated by the support/resistance line method in technical analysis where the underlying stock price transitions between three states of nature in a path-dependent manner. For optimal stopping problems with…

Trading and Market Microstructure · Quantitative Finance 2025-04-15 Vicky Henderson , Saul Jacka , Ruiqi Liu , Jun Maeda

The Shapley value is the prevalent solution for fair division problems in which a payout is to be divided among multiple agents. By adopting a game-theoretic view, the idea of fair division and the Shapley value can also be used in machine…

Computer Science and Game Theory · Computer Science 2026-05-13 Guilherme Dean Pelegrina , Patrick Kolpaczki , Eyke Hüllermeier

Often a non-linear mechanical problem is formulated as a non-linear differential equation. A new method is introduced to find out new solutions of non-linear differential equations if one of the solutions of a given non-linear differential…

Chaotic Dynamics · Physics 2007-05-23 C. Radhakrishnan Nair

The objective of this paper is to introduce and study a complicated nonlinear system, called coupled variational-hemivariational inequalities, which is described by a highly nonlinear coupled system of inequalities on Banach spaces. We…

Analysis of PDEs · Mathematics 2023-09-12 YR. Bai , S. Migorski , VT. Nguyen , JW. Peng

We test against two different sets of data an apparently new approach to the analysis of the variance of a numerical variable which depends on qualitative characters. We suggest that this approach be used to complement other existing…

The problem of stock hedging is reconsidered in this paper, where a put option is chosen from a set of available put options to hedge the market risk of a stock. A formula is proposed to determine the probability that the potential loss…

Risk Management · Quantitative Finance 2011-10-04 Guanghui Huang , Jing Xu , Wenting Xing

In this paper, we propose a general algorithmic framework for first-order methods in optimization in a broad sense, including minimization problems, saddle-point problems, and variational inequalities. This framework allows obtaining many…

We propose a pairs trading model that incorporates a time-varying volatility of the Constant Elasticity of Variance type. Our approach is based on stochastic control techniques; given a fixed time horizon and a portfolio of two…

Optimization and Control · Mathematics 2021-11-05 T. N. Li , A. Tourin

We create a time series model for annual returns of three asset classes: the USA Standard & Poor (S&P) stock index, the international stock index, and the USA Bank of America investment-grade corporate bond index. Using this, we made an…

Risk Management · Quantitative Finance 2025-12-29 Andrey Sarantsev , Angel Piotrowski , Ian Anderson

A new coupling argument is introduced to establish Driver's integration by parts formula and shift Harnack inequality. Unlike known coupling methods where two marginal processes with different starting points are constructed to move…

Probability · Mathematics 2014-04-01 Feng-Yu Wang

Financial markets are a source of non-stationary multidimensional time series which has been drawing attention for decades. Each financial instrument has its specific changing-over-time properties, making its analysis a complex task. Hence,…

Machine Learning · Computer Science 2022-05-10 Artur Sokolovsky , Luca Arnaboldi , Jaume Bacardit , Thomas Gross

We propose a novel algorithm for learning fair representations that can simultaneously mitigate two notions of disparity among different demographic subgroups in the classification setting. Two key components underpinning the design of our…

Machine Learning · Computer Science 2020-02-18 Han Zhao , Amanda Coston , Tameem Adel , Geoffrey J. Gordon

For Paley-Wiener functions on weighted combinatorial finite or infinite graphs we develop a weighted sampling theory in which samples are defined as inner products with weight functions (measuring devices). Three reconstruction methods are…

Functional Analysis · Mathematics 2019-06-11 Isaac Z. Pesenson

We consider evaluation methods for payoffs with an inherent financial risk as encountered for instance for portfolios held by pension funds and insurance companies. Pricing such payoffs in a way consistent to market prices typically…

Pricing of Securities · Quantitative Finance 2014-04-04 Mitja Stadje , Antoon Pelsser

Value at risk (VaR) is a risk measure that has been widely implemented by financial institutions. This paper measures the correlation among asset price changes implied from VaR calculation. Empirical results using US and UK equity indexes…

Risk Management · Quantitative Finance 2011-03-30 John Cotter , François Longin

This course is intended as an introduction to the analysis of elliptic partial differential equations. The objective is to provide a large overview of the different aspects of elliptic partial differential equations and their modern…

Analysis of PDEs · Mathematics 2019-12-16 Mourad Choulli

We introduce a new numerical approximation method for functionals of factor credit portfolio models based on the theory of mod-$\phi$ convergence and mod-$\phi$ approximation schemes. The method can be understood as providing correction…

Computational Finance · Quantitative Finance 2022-11-09 Pierre-Loïc Méliot , Ashkan Nikeghbali , Gabriele Visentin

We study the properties of Expected Shortfall from the point of view of financial risk management. This measure --- which emerges as a natural remedy in some cases where Value at Risk (VaR) is not able to distinguish portfolios which bear…

Statistical Mechanics · Physics 2008-12-02 Carlo Acerbi , Claudio Nordio , Carlo Sirtori
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