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The present study deals with the analysis and mapping of Swiss franc interest rates. Interest rates depend on time and maturity, defining term structure of the interest rate curves (IRC). In the present study IRC are considered in a…

Statistical Finance · Quantitative Finance 2009-11-13 M. Kanevski , M. Maignan , A. Pozdnoukhov , V. Timonin

The paper uses functional auto-regression to predict the dynamics of interest rate curve. It estimates the auto-regressive operator by extending methods of the reduced-rank auto-regression to the functional data. Such an estimation…

Statistics Theory · Mathematics 2007-06-13 Vladislav Kargin , Alexei Onatski

The aim of this paper is to propose a new methodology that allows forecasting, through Vasicek and CIR models, of future expected interest rates (for each maturity) based on rolling windows from observed financial market data. The novelty,…

Computational Finance · Quantitative Finance 2019-01-16 Giuseppe Orlando , Rosa Maria Mininni , Michele Bufalo

It is well known that the Cox-Ingersoll-Ross (CIR) stochastic model to study the term structure of interest rates, as introduced in 1985, is inadequate for modelling the current market environment with negative short interest rates.…

Computational Finance · Quantitative Finance 2018-06-12 Giuseppe Orlando , Rosa Maria Mininni , Michele Bufalo

We present a family of models for the term structure of interest rates which describe the interest rate curve as a stochastic process in a Hilbert space. We start by decomposing the deformations of the term structure into the variations of…

Statistical Mechanics · Physics 2012-05-17 Rama Cont

In traditional financial markets, yield curves are widely available for countries (and, by extension, currencies), financial institutions, and large corporates. These curves are used to calibrate stochastic interest rate models, discount…

General Finance · Quantitative Finance 2025-12-18 Philippe Bergault , Sébastien Bieber , Olivier Guéant , Wenkai Zhang

In this paper we study empirically the Forward Rate Curve (FRC) of 5 different currencies. We confirm and extend the findings of our previous investigation of the U.S. Forward Rate Curve. In particular, the average FRC follows a square-root…

Condensed Matter · Physics 2007-05-23 Andrew Matacz , Jean-Philippe Bouchaud

The Convolution and Master equations governing the time behavior of the term structure of Interest Rates are set up both for continuous variables and for their discretised forms. The notion of Seed is introduced. The discretised theoretical…

Other Condensed Matter · Physics 2007-05-23 Thomas Alderweireld , Jean Nuyts

An empirical analysis of interest rates in money and capital markets is performed. We investigate a set of 34 different weekly interest rate time series during a time period of 16 years between 1982 and 1997. Our study is focused on the…

Statistical Mechanics · Physics 2009-11-10 T. Di Matteo , T. Aste , R. N. Mantegna

Many countries impose regulatory restrictions on lending rates known as interest rate caps. In most cases, these restrictions apply to the effective (rather than nominal) interest rate, a measure which incorporates all commissions and fees…

General Economics · Economics 2026-04-14 Mikhail V. Sokolov

Cross-sectional "Information Coefficient" (IC) is a widely and deeply accepted measure in portfolio management. The paper gives an insight into IC in view of high-dimensional directional statistics: IC is a linear operator on the components…

Applications · Statistics 2020-08-17 Yijian Chuan , Lan Wu

Learning curves are a concept from social sciences that has been adopted in the context of machine learning to assess the performance of a learning algorithm with respect to a certain resource, e.g., the number of training examples or the…

Machine Learning · Computer Science 2025-01-29 Felix Mohr , Jan N. van Rijn

This paper offers a new class of models of the term structure of interest rates. We allow each instantaneous forward rate to be driven by a different stochastic shock, constrained in such a way as to keep the forward rate curve continuous.…

Statistical Mechanics · Physics 2008-12-02 P. Santa-Clara , D. Sornette

In fixed income sector, the yield curve is probably the most observed indicator by the market for trading and fifinancing purposes. A yield curve plots interest rates across different contract maturities from short end to as long as 30…

Mathematical Finance · Quantitative Finance 2018-08-13 Jian Sun

This paper proposes schemes for automated and weighted Self-Organizing Time Maps (SOTMs). The SOTM provides means for a visual approach to evolutionary clustering, which aims at producing a sequence of clustering solutions. This task we…

Neural and Evolutionary Computing · Computer Science 2013-11-25 Peter Sarlin

Classification and Regression Trees (CARTs) are off-the-shelf techniques in modern Statistics and Machine Learning. CARTs are traditionally built by means of a greedy procedure, sequentially deciding the splitting predictor variable(s) and…

Machine Learning · Statistics 2021-10-25 Rafael Blanquero , Emilio Carrizosa , Cristina Molero-Río , Dolores Romero Morales

The crisis that affected financial markets in the last years leaded market practitioners to revise well known basic concepts like the ones of discount factors and forward rates. A single yield curve is not sufficient any longer to describe…

Pricing of Securities · Quantitative Finance 2010-06-25 Andrea Pallavicini , Marco Tarenghi

Sovereign credit ratings summarize the creditworthiness of countries. These ratings have a large influence on the economy and the yields at which governments can issue new debt. This paper investigates the use of a Multilayer Perceptron…

Statistical Finance · Quantitative Finance 2021-07-16 Bart H. L. Overes , Michel van der Wel

This paper contains a phenomenological description of the whole U.S. forward rate curve (FRC), based on an data in the period 1990-1996. We find that the average FRC (measured from the spot rate) grows as the square-root of the maturity,…

Statistical Mechanics · Physics 2016-08-31 J. -P. Bouchaud , N. Sagna , R. Cont , N. El-Karoui , M. Potters

Risk classification plays an important role in many regulations and standards. However, a general method that provides an optimal classification has not been proposed yet. Also, the criteria of optimality are not defined in these…

Discrete Mathematics · Computer Science 2020-12-29 Daniel Zentai
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