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We review some methods recently used in the literature to detect the existence of a certain degree of common behavior of stock returns belonging to the same economic sector. Specifically, we discuss methods based on random matrix theory and…

Physics and Society · Physics 2021-08-25 C. Coronnello , M. Tumminello , F. Lillo , S. Micciche` , R. N. Mantegna

The imbalance of buying and selling functions profoundly in the formation of market trends, however, a fine-granularity investigation of the imbalance is still missing. This paper investigates a unique transaction dataset that enables us to…

Computational Finance · Quantitative Finance 2018-02-06 Shan Lu , Jichang Zhao , Huiwen Wang

Margin trading in which investors purchase shares with money borrowed from brokers is blamed to be a major cause of the 2015 Chinese stock market crash. We propose a cascading failure model and examine how an increase in margin trading…

General Finance · Quantitative Finance 2018-04-23 Ya-Chun Gao , Huai-Lin Tang , Shi-Min Cai , Jing-Jing Gao , H. Eugene Stanley

Volatility, fitting with first order Landau expansion, stationarity, and causality of the Taiwan stock market (TAIEX) are investigated based on daily records. Instead of consensuses that consider stock market index change as a random time…

Statistical Mechanics · Physics 2009-11-10 Juhi-Lian Julian Ting

Technical trading rules have been widely used by practitioners in financial markets for a long time. The profitability remains controversial and few consider the stationarity of technical indicators used in trading rules. We convert MA, KDJ…

Statistical Finance · Quantitative Finance 2018-01-17 Jing-Chao Chen , Yu Zhou , Xi Wang

The distribution of intertrade durations, defined as the waiting times between two consecutive transactions, is investigated based upon the limit order book data of 23 liquid Chinese stocks listed on the Shenzhen Stock Exchange in the whole…

Statistical Finance · Quantitative Finance 2008-12-02 Zhi-Qiang Jiang , Wei Chen , Wei-Xing Zhou

We pose the estimation and predictability of stock market performance. Three cases are taken: US, Japan, Germany, the monthly index of the value of realized investment in stocks, prices plus the value of dividend payments (OECD data). Once…

General Economics · Economics 2023-05-11 Ignacio Escanuela Romana , Clara Escanuela Nieves

This research evaluates the performance of an Artificial Neural Network based prediction system that was employed on the Shanghai Stock Exchange for the period 21-Sep-2016 to 11-Oct-2016. It is a follow-up to a previous paper in which the…

Statistical Finance · Quantitative Finance 2016-12-09 Barack Wamkaya Wanjawa

This article studies the financial integration between the six main Latin American markets and the US market in a nonlinear framework. Using the threshold cointegration techniques of Hansen and Seo (2002), we show significant threshold…

Statistical Finance · Quantitative Finance 2009-06-02 Fredj Jawadi , Nicolas Million , Mohamed El Hedi Arouri

Markets efficiency implies that the stock returns are intrinsically unpredictable, a property that makes markets comparable to random number generators. We present a novel methodology to investigate ultra-high frequency financial data and…

Statistical Finance · Quantitative Finance 2025-11-24 Silvia Onofri , Andrey Shternshis , Stefano Marmi

The asymptotic properties of the variances of the spatial autoregressive model $X_{k,\ell}=\alpha X_{k-1,\ell}+\beta X_{k,\ell-1}+\gamma X_{k-1,\ell-1}+\epsilon_{k,\ell}$ are investigated in the unit root case, that is when the parameters…

Statistics Theory · Mathematics 2014-04-09 Sándor Baran

We investigate sets of financial non-redundant and nonsynchronously recorded time series. The sets are composed by a number of stock market indices located all over the world in five continents. By properly selecting the time horizon of…

Statistical Mechanics · Physics 2009-10-31 Giovanni Bonanno , Nicolas Vandewalle , Rosario N. Mantegna

The presence of log-periodic structures before and after stock market crashes is considered to be an imprint of an intrinsic discrete scale invariance (DSI) in this complex system. The fractal framework of the theory leaves open the…

Other Condensed Matter · Physics 2009-11-11 M. Bartolozzi , S. Drozdz , D. B. Leinweber , J. Speth , A. W. Thomas

This study investigates the relationship between bank efficiency and stock market valuation using an unbalanced panel dataset of 42 listed banks in China from 2006 to 2023. We employ a non-radial and non-oriented slack based…

Pricing of Securities · Quantitative Finance 2024-07-23 Yun Liao

The empirical results have shown that firstly, with one-week holding period and reinvesting, for SSE Composite Index stocks, the highest p-ratio investment strategy produces the largest annualized rate of return; and for NYSE Composite…

Portfolio Management · Quantitative Finance 2025-10-14 Jing Li , Bowei Guo , Xinqi Xie , Kuo-Ping Chang

We study the statistical properties of the recurrence intervals $\tau$ between successive trading volumes exceeding a certain threshold $q$. The recurrence interval analysis is carried out for the 20 liquid Chinese stocks covering a period…

Statistical Finance · Quantitative Finance 2010-07-08 Fei Ren , Wei-Xing Zhou

This paper investigates event-triggered consensus tracking in nonlinear semi-strict-feedback multi-agent systems involving one leader and multiple followers. We first employ radial basis function neural networks and backstepping techniques…

Systems and Control · Electrical Eng. & Systems 2025-05-09 Ziming Wang , Yun Gao , Apostolos I. Rikos , Ning Pang , Yiding Ji

Several works have observed heavy-tailed behavior in the distributions of returns in different markets, which are observable indicators of underlying complex dynamics. Such prior works study return distributions that are marginalized across…

Statistical Mechanics · Physics 2024-01-11 Hideyuki Miyahara , Hai Qian , Pavan Holur , Vwani Roychowdhury

A unit root test is proposed for time series with a general nonlinear deterministic trend component. It is shown that asymptotically the pooled OLS estimator of overlapping blocks filters out any trend component that satisfies some…

Econometrics · Economics 2020-09-15 Sven Otto

This research shows that under certain mathematical conditions, a threshold autoregressive model (TAR) can represent the leverage effect based on its conditional variance function. Furthermore, the analytical expressions for the third and…

Statistical Finance · Quantitative Finance 2020-02-19 Oscar Espinosa , Fabio Nieto