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Spectral flow inside essential spectrum III: coupling resonances near essential spectrum

Spectral Theory 2021-09-13 v1 Mathematical Physics math.MP

Abstract

Given a self-adjoint operator H0H_0 and a relatively H0H_0-compact self-adjoint operator V,V, the functions rj(z)=σj1(z),r_j(z) = - \sigma_j^{-1}(z), where σj(z)\sigma_j(z) are eigenvalues of the compact operator (H0z)1V,(H_0-z)^{-1}V, bear a lot of important information about the pair H0H_0 and V.V. We call them coupling resonances. In case of rank one (and positive) perturbation V,V, there is only one coupling resonance function, which is a Herglotz function. This case has been studied in depth in the literature, and appears in different situations, such as Sturm-Liouville theory, random Schr\"odinger operators, harnomic and spectral analyses, etc. The general case is complicated by the fact that the resonance functions are no longer single valued holomorphic functions, and potentially can have quite an erratic behaviour, typical for infinitely-valued holomorphic functions. Of special interest are those coupling resonance functions rzr_z which approach a real number rλ+i0r_{\lambda+i0} from the interval [0,1][0,1] as the spectral parameter z=λ+iyz=\lambda+iy approaches a point λ\lambda of the essential spectrum, since they are responsible for spectral flow through λ\lambda inside essential spectrum when H0H_0 gets deformed to H1=H0+VH_1 = H_0+V via the path H0+rV,r[0,1].H_0 + rV, r \in [0,1]. In this paper it is shown that if the pair H0,H_0, VV satisfies the limiting absorption principle, then the coupling resonance functions are well-behaved near the essential spectrum in the following sense. Let II be an open interval inside the essential spectrum of H0H_0 and ϵ>0.\epsilon>0. Then there exists a compact subset~KK of~II such that IK<ϵ,| I \setminus K | < \epsilon, and KK has a "non-tangential" neighbourhood in the upper complex half-plane, such that any coupling resonance function is either single-valued in the neighbourhood, or does not take a real value in the interval [0,1].[0,1].

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Cite

@article{arxiv.2109.04675,
  title  = {Spectral flow inside essential spectrum III: coupling resonances near essential spectrum},
  author = {Nurulla Azamov},
  journal= {arXiv preprint arXiv:2109.04675},
  year   = {2021}
}

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7 pages