English

Relationship between doping-induced in-gap states and spin excitations in Kitaev-Hubbard models

Strongly Correlated Electrons 2026-05-13 v1

Abstract

We investigate the connection between doping-induced in-gap states and underlying spin excitations in Mott insulators by employing cluster perturbation theory on one-dimensional (1D) and quasi-1D Kitaev-Hubbard models. By manipulating Kitaev-like hopping terms (tt^{\prime}) that selectively control spin anisotropies in the strong-coupling limit, we establish a direct correspondence between the kinetic dispersion of the in-gap states and the spin excitation spectra. Specifically, in the Z chain, in-gap states evolve from a gapless dispersion to a gapped flat band as the system transitions from the Heisenberg to the Ising model, exhibiting a gap scaling of 2t2/U2t^{\prime 2}/U that matches the Ising spin gap. In the XY chain, the in-gap states split into a dispersive and a flat branch at the Kitaev limit, perfectly mirroring the Jordan-Wigner fermionic spectrum. For the two-leg ladder, we observe an emergent broad continuum of in-gap states that reflects the fractionalization of spin excitations, accompanied by a gap manifesting the presence of topological Z2Z_2 visons. Our results establish a robust correspondence between charge and spin dynamics in doped Mott insulators and demonstrate that in-gap states can serve as a probe of exotic quantum spin phenomena, including fractionalization and topological excitations, offering a new pathway to investigate spin liquids via spectroscopic probes of charge excitations.

Cite

@article{arxiv.2605.11830,
  title  = {Relationship between doping-induced in-gap states and spin excitations in Kitaev-Hubbard models},
  author = {Si-Qi Hou and Shun-Li Yu and Zhao-Yang Dong and Jian-Xin Li},
  journal= {arXiv preprint arXiv:2605.11830},
  year   = {2026}
}