English

Noncommutative polynomials describing convex sets

Functional Analysis 2021-06-03 v2 Optimization and Control

Abstract

The free closed semialgebraic set DfD_f determined by a hermitian noncommutative polynomial ff is the closure of the connected component of {(X,X)f(X,X)>0}\{(X,X^*)\mid f(X,X^*)>0\} containing the origin. When LL is a hermitian monic linear pencil, the free closed semialgebraic set DLD_L is the feasible set of the linear matrix inequality L(X,X)0L(X,X^*)\geq 0 and is known as a free spectrahedron. Evidently these are convex and it is well-known that a free closed semialgebraic set is convex if and only it is a free spectrahedron. The main result of this paper solves the basic problem of determining those ff for which DfD_f is convex. The solution leads to an efficient algorithm that not only determines if DfD_f is convex, but if so, produces a minimal hermitian monic pencil LL such that Df=DLD_f=D_L. Of independent interest is a subalgorithm based on a Nichtsingul\"arstellensatz presented here: given a linear pencil LL' and a hermitian monic pencil LL, it determines if LL' takes invertible values on the interior of DLD_L. Finally, it is shown that if DfD_f is convex for an irreducible hermitian polynomial ff, then ff has degree at most two, and arises as the Schur complement of an LL such that Df=DLD_f=D_L.

Keywords

Cite

@article{arxiv.1808.06669,
  title  = {Noncommutative polynomials describing convex sets},
  author = {J. W. Helton and I. Klep and S. McCullough and J. Volčič},
  journal= {arXiv preprint arXiv:1808.06669},
  year   = {2021}
}

Comments

v2: 37 pages, algorithm is now deterministic; v1: 36 pages, includes table of contents and index

R2 v1 2026-06-23T03:38:53.971Z