English

Nested Extremum Seeking Converges to Stackelberg Equilibrium

Optimization and Control 2026-04-02 v2

Abstract

The nested Extremum Seeking (nES) algorithm is a model-free optimization method that has been shown to converge to a neighborhood of a Nash equilibrium. In this work, we demonstrate that the same nES dynamics can instead be made to converge to a neighborhood of a Stackelberg (leader--follower) equilibrium by imposing a different scaling law on the algorithm's design parameters. For the two--level nested case, using Lie--bracket averaging and singular perturbation arguments, we provide a rigorous stability proof showing semi-global practical asymptotic convergence to a Stackelberg equilibrium under appropriate time-scale separation. The results reveal that equilibrium selection, Nash versus Stackelberg, depends not on modifying the closed-loop dynamics, but on the hierarchical scaling of design parameters and the induced time-scale structure. We demonstrate this effect using a simple quadratic example and the canonical Fish War game. The Stackelberg variant of nES provides a model-free framework for hierarchical optimization in multi-time-scale systems, with potential applications in power grids, networked dynamical systems, and tuning of particle accelerators.

Keywords

Cite

@article{arxiv.2603.24756,
  title  = {Nested Extremum Seeking Converges to Stackelberg Equilibrium},
  author = {Brad Ratto and Alan Williams and Miroslav Krstić and Tamer Başar and Alexander Scheinker},
  journal= {arXiv preprint arXiv:2603.24756},
  year   = {2026}
}
R2 v1 2026-07-01T11:38:00.979Z