Degree Bounds for Positivstellens\"atze of general semialgebraic sets
Abstract
Let denote the minimum of a polynomial over a (general) compact semialgebraic set . A standard way to approximate is via hierarchies built from Positivstellens\"atze, which certify nonnegativity of polynomials on using sums of squares or other classes of globally nonnegative polynomials. As the degree of the certificate grows, the values generated by these hierarchies converge asymptotically to . A natural question is, then, to determine explicit bounds on the certificate's degree needed to obtain a prescribed -approximation to , or equivalently certify the positivity of on . We improve the current best degree bounds for Putinar's and Schm\"udgen's SOS-Positivstellensatz over . Also, we obtain degree bounds for Krivine--Stengle's and the recently introduced extended-Handelman's -Positivstellens\"atze over ; providing the first explicit degree bounds for linear optimization-based hierarchies over general compact semialgebraic sets. Our approach is based on a lift-and-project construction in which we add new variables to construct an algebraic representation of the distance to the set using {\L}ojasiewicz's inequality. This lets us lift the problem of certifying the positivity of on the (complex) set to the problem of certifying the positivity of a related polynomial on a higher-dimensional hypercube. By projecting out the added variables, non-negativity certificates for on the hypercube become non-negativity certificates for on . Our approach offers a unified methodology to obtain degree bounds for several Positivstellensatz-based hierarchies over general compact sets, narrowing the gap between results for the hypercube (or other simple sets) and more general semialgebraic sets.
Keywords
Cite
@article{arxiv.2605.15821,
title = {Degree Bounds for Positivstellens\"atze of general semialgebraic sets},
author = {Olga Heijmans-Kuryatnikova and Juan C. Vera and Luis F. Zuluaga},
journal= {arXiv preprint arXiv:2605.15821},
year = {2026}
}