English

Degree Bounds for Positivstellens\"atze of general semialgebraic sets

Optimization and Control 2026-05-21 v2

Abstract

Let pminp_{\min} denote the minimum of a polynomial pp over a (general) compact semialgebraic set SRnS \subseteq \mathbb{R}^n. A standard way to approximate pminp_{\min} is via hierarchies built from Positivstellens\"atze, which certify nonnegativity of polynomials on SS using sums of squares or other classes of globally nonnegative polynomials. As the degree of the certificate grows, the values generated by these hierarchies converge asymptotically to pminp_{\min}. A natural question is, then, to determine explicit bounds on the certificate's degree needed to obtain a prescribed ε\varepsilon-approximation to pminp_{\min}, or equivalently certify the positivity of f:=ppmin+εf:=p - p_{\min} + \varepsilon on SS. We improve the current best degree bounds for Putinar's and Schm\"udgen's SOS-Positivstellensatz over SS. Also, we obtain degree bounds for Krivine--Stengle's and the recently introduced extended-Handelman's R+\mathbb{R}_+-Positivstellens\"atze over SS; providing the first explicit degree bounds for linear optimization-based hierarchies over general compact semialgebraic sets. Our approach is based on a lift-and-project construction in which we add new variables to construct an algebraic representation of the distance to the set SS using {\L}ojasiewicz's inequality. This lets us lift the problem of certifying the positivity of ff on the (complex) set SS to the problem of certifying the positivity of a related polynomial FF on a higher-dimensional hypercube. By projecting out the added variables, non-negativity certificates for FF on the hypercube become non-negativity certificates for ff on SS. Our approach offers a unified methodology to obtain degree bounds for several Positivstellensatz-based hierarchies over general compact sets, narrowing the gap between results for the hypercube (or other simple sets) and more general semialgebraic sets.

Keywords

Cite

@article{arxiv.2605.15821,
  title  = {Degree Bounds for Positivstellens\"atze of general semialgebraic sets},
  author = {Olga Heijmans-Kuryatnikova and Juan C. Vera and Luis F. Zuluaga},
  journal= {arXiv preprint arXiv:2605.15821},
  year   = {2026}
}