English

Asymptotic Universal Alignment: A New Alignment Framework via Test-Time Scaling

Machine Learning 2026-01-14 v1 Artificial Intelligence Computation and Language Computer Science and Game Theory

Abstract

Aligning large language models (LLMs) to serve users with heterogeneous and potentially conflicting preferences is a central challenge for personalized and trustworthy AI. We formalize an ideal notion of universal alignment through test-time scaling: for each prompt, the model produces k1k\ge 1 candidate responses and a user selects their preferred one. We introduce (k,f(k))(k,f(k))-robust alignment, which requires the kk-output model to have win rate f(k)f(k) against any other single-output model, and asymptotic universal alignment (U-alignment), which requires f(k)1f(k)\to 1 as kk\to\infty. Our main result characterizes the optimal convergence rate: there exists a family of single-output policies whose kk-sample product policies achieve U-alignment at rate f(k)=kk+1f(k)=\frac{k}{k+1}, and no method can achieve a faster rate in general. We show that popular post-training methods, including Nash learning from human feedback (NLHF), can fundamentally underutilize the benefits of test-time scaling. Even though NLHF is optimal for k=1k=1, sampling from the resulting (often deterministic) policy cannot guarantee win rates above 12\tfrac{1}{2} except for an arbitrarily small slack. This stems from a lack of output diversity: existing alignment methods can collapse to a single majority-preferred response, making additional samples redundant. In contrast, our approach preserves output diversity and achieves the optimal test-time scaling rate. In particular, we propose a family of symmetric multi-player alignment games and prove that any symmetric Nash equilibrium policy of the (k+1)(k+1)-player alignment game achieves the optimal (k,kk+1)(k,\frac{k}{k+1})-robust alignment. Finally, we provide theoretical convergence guarantees for self-play learning dynamics in these games and extend the framework to opponents that also generate multiple responses.

Keywords

Cite

@article{arxiv.2601.08777,
  title  = {Asymptotic Universal Alignment: A New Alignment Framework via Test-Time Scaling},
  author = {Yang Cai and Weiqiang Zheng},
  journal= {arXiv preprint arXiv:2601.08777},
  year   = {2026}
}
R2 v1 2026-07-01T09:03:09.398Z