English

Activation Saturation and Floquet Spectrum Collapse in Neural ODEs

Dynamical Systems 2026-04-02 v1 Machine Learning

Abstract

We prove that activation saturation imposes a structural dynamical limitation on autonomous Neural ODEs h˙=fθ(h)\dot{h}=f_\theta(h) with saturating activations (tanh\tanh, sigmoid, etc.): if qq hidden layers of the MLP fθf_\theta satisfy σδ|\sigma'|\le\delta on a region~UU, the input Jacobian is attenuated as \normDfθ(x)C(U)\norm{Df_\theta(x)}\le C(U) (for activations with supxσ(x)1\sup_{x}|\sigma'(x)|\le 1, e.g.\ tanh\tanh and sigmoid, this reduces to CWδqC_W\delta^q), forcing every Floquet (Lyapunov) exponen along any TT-periodic orbit γU\gamma\subset U into the interval [C(U),  C(U)][-C(U),\;C(U)]. This is a collapse of the Floquet spectrum: as saturation deepens (δ0\delta\to 0), all exponents are driven to zero, limiting both strong contraction and chaotic sensitivity. The obstruction is structural -- it constrains the learned vector field at inference time, independent of training quality. As a secondary contribution, for activations with σ>0\sigma'>0, a saturation-weighted spectral factorisation yields a refined bound C~(U)C(U)\widetilde{C}(U)\le C(U) whose improvement is amplified exponentially in~TT at the flow level. All results are numerically illustrated on the Stuart--Landau oscillator; the bounds provide a theoretical explanation for the empirically observed failure of tanh\tanh-NODEs on the Morris--Lecar neuron model.

Cite

@article{arxiv.2604.00543,
  title  = {Activation Saturation and Floquet Spectrum Collapse in Neural ODEs},
  author = {Nikolaos M. Matzakos},
  journal= {arXiv preprint arXiv:2604.00543},
  year   = {2026}
}

Comments

21 pages, 5 figures

R2 v1 2026-07-01T11:47:43.756Z