English

Strengthened upper bound on the third eigenvalue of graphs

Combinatorics 2025-01-14 v1

Abstract

Let GG be a graph on n3n \ge 3 vertices, whose adjacency matrix has eigenvalues λ1λ2λn\lambda_1 \ge \lambda_2 \ge \dots \ge \lambda_n. The problem of bounding λk\lambda_k in terms of nn was first proposed by Hong and was studied by Nikiforov, who demonstrated strong upper and lower bounds for arbitrary kk. Nikiforov also claimed a strengthened upper bound for k3k \ge 3, namely that λkn<12k1εk\frac{\lambda_k}{n} < \frac{1}{2\sqrt{k-1}} - \varepsilon_k for some positive εk\varepsilon_k, but omitted the proof due to its length. In this paper, we give a proof of this bound for k=3k = 3. We achieve this by instead looking at λn1+λn\lambda_{n-1} + \lambda_n and introducing a new graph operation which provides structure to minimising graphs, including ω3\omega \le 3 and χ4\chi \le 4. Then we reduce the hypothetical worst case to a graph that is n/2n/2-regular and invariant under said operation. By considering a series of inequalities on the restricted eigenvector components, we prove that a sequence of graphs with λn1+λnn\frac{\lambda_{n-1} + \lambda_n}{n} converging to 22-\frac{\sqrt{2}}{2} cannot exist.

Keywords

Cite

@article{arxiv.2501.07494,
  title  = {Strengthened upper bound on the third eigenvalue of graphs},
  author = {Sida Li},
  journal= {arXiv preprint arXiv:2501.07494},
  year   = {2025}
}
R2 v1 2026-06-28T21:04:54.642Z