English

Polynomial Wolff axioms and Kakeya-type estimates in $\mathbb{R}^4$

Classical Analysis and ODEs 2019-04-23 v3

Abstract

We establish new linear and trilinear bounds for collections of tubes in R4\mathbb{R}^4 that satisfy the polynomial Wolff axioms. In brief, a collection of δ\delta-tubes satisfies the Wolff axioms if not too many tubes can be contained in the δ\delta-neighborhood of a plane. A collection of tubes satisfies the polynomial Wolff axioms if not too many tubes can be contained in the δ\delta-neighborhood of a low degree algebraic variety. First, we prove that if a set of δ3\delta^{-3} tubes in R4\mathbb{R}^4 satisfies the polynomial Wolff axioms, then the union of the tubes must have volume at least δ11/40\delta^{1-1/40}. We also prove a more technical statement which is analogous to a maximal function estimate at dimension 3+1/403+1/40. Second, we prove that if a collection of δ3\delta^{-3} tubes in R4\mathbb{R}^4 satisfies the polynomial Wolff axioms, and if most triples of intersecting tubes point in three linearly independent directions, then the union of the tubes must have volume at least δ3/4\delta^{3/4}. Again, we also prove a slightly more technical statement which is analogous to a maximal function estimate at dimension 3+1/43+1/4. We conjecture that every Kakeya set satisfies the polynomial Wolff axioms, but we are unable to prove this. If our conjecture is correct, it implies a Kakeya maximal function estimate at dimension 3+1/403+1/40, and in particular this implies that every Kakeya set in R4\mathbb{R}^4 must have Hausdorff dimension at least 3+1/403+1/40. This would be an improvement over the current best bound of 3, which was established by Wolff in 1995.

Cite

@article{arxiv.1701.07045,
  title  = {Polynomial Wolff axioms and Kakeya-type estimates in $\mathbb{R}^4$},
  author = {Larry Guth and Joshua Zahl},
  journal= {arXiv preprint arXiv:1701.07045},
  year   = {2019}
}

Comments

30 pages, 0 figures. v3: An error has been corrected, which weakens the dimension of our maximal function estimate to 3 + 1/40. Previously, a bound of 3 + 1/28 was claimed. See the addendum following the statement of Theorem 1.1 for details

R2 v1 2026-06-22T17:59:11.505Z