English

Lowest eigenvalues and formally self-adjoint fourth order elliptic differential operators

Analysis of PDEs 2026-04-07 v4

Abstract

Let (M,g)(M,g) be a closed, smooth, Riemannian manifold of dimension m1m \geq 1. Let η\eta be a smooth (0,1)(0,1)-tensor field on MM. The divergence of η\eta is defined as divg(η):=gij(η)ij\text{div}_g(\eta):=g^{ij}(\nabla \eta)_{ij}. Now let Δg\Delta_g be a differential operator on MM that is given on functions by Δgu=divgu\Delta_g u = \text{div}_g \nabla u. We will call Δg\Delta_g the Laplace-Beltrami operator. With this definition in place, it is not difficult to produce an example of a formally self-adjoint elliptic differential operator on MM that has a sign-changing eigenfunction that is associated with the operator's lowest eigenvalue. Indeed, let λ2\lambda_2 be the second lowest eigenvalue of Δg-\Delta_g, and let LgL_g be a differential operator on MM that is given on functions by Lgu=Δg2u+λ2ΔuL_g u = \Delta^2_g u + \lambda_2 \Delta u. Then LgL_g will possess a sign-changing eigenfunction that is associated with LgL_g's lowest eigenvalue.. The question that remains is given a smooth, closed manifold MM of dimension m1m \geq 1, how rare are formally self-adjoint elliptic differential operators on MM that have sign-changing eigenfunctions that are associated with the operators' lowest eigenvalues. In this paper, we will see that if A=TλgA = T -\lambda g, where TT is a smooth, symmetric, negative semi-definite (0,2)(0,2)-tensor field on MM, then PgP_g, the differential operator on MM given on functions by Pgu=,Δg2divg(A(u))P_gu=,\Delta_g^2 - \text{div}_g(A(\nabla u)^\sharp), will have the property that it possesses a sign-changing eigenfunction that is associated with the lowest eigenvalue of the operator. This suggests that on any smooth, closed manifold of dimension m1m \geq 1 there exists a lot of formally self-adjoint fourth order elliptic differential operators on the manifold that possess sign-changing eigenfunctions that are associated with the lowest eigenvalues of the operators.

Keywords

Cite

@article{arxiv.2601.11882,
  title  = {Lowest eigenvalues and formally self-adjoint fourth order elliptic differential operators},
  author = {David Raske},
  journal= {arXiv preprint arXiv:2601.11882},
  year   = {2026}
}

Comments

7 pages. This paper is the fourth version of the paper that was originally called "Lowest eigenvalues and higher order elliptic differential operators". It differs from the third version in that the differential operators used in the fourth version are defined differently than those used in the third version

R2 v1 2026-07-01T09:08:37.444Z