English

Guidelines for Empirical Studies in Software Engineering involving Large Language Models

Software Engineering 2026-05-25 v6

Abstract

Large Language Models (LLMs) are widely used in software engineering (SE) research and practice, yet their non-determinism, opaque training data, and rapidly evolving models threaten the reproducibility and replicability of empirical studies. We address this challenge through a collaborative effort of 22 researchers, presenting a taxonomy of seven study types that organizes how LLMs are used in SE research, together with eight guidelines for designing and reporting such studies. Each guideline distinguishes requirements (must) from recommended practices (should) and is contextualized by the study types it applies to. Our guidelines recommend that researchers: (1) declare LLM usage and role; (2) report model versions, configurations, and customizations; (3) document the tool architecture beyond the model; (4) disclose prompts, their development, and interaction logs; (5) validate LLM outputs with humans; (6) include an open LLM as a baseline; (7) use suitable baselines, benchmarks, and metrics; and (8) articulate limitations and mitigations. We complement the guidelines with an applicability matrix mapping guidelines to study types and a reporting checklist for authors and reviewers. We maintain the study types and guidelines online as a living resource for the community to use and shape (llm-guidelines..org).

Keywords

Cite

@article{arxiv.2508.15503,
  title  = {Guidelines for Empirical Studies in Software Engineering involving Large Language Models},
  author = {Sebastian Baltes and Florian Angermeir and Chetan Arora and Marvin Muñoz Barón and Chunyang Chen and Lukas Böhme and Fabio Calefato and Neil Ernst and Davide Falessi and Brian Fitzgerald and Davide Fucci and Junda He and Christoph Treude and Marcos Kalinowski and Stefano Lambiase and Daniel Russo and Mircea Lungu and Cristina Martinez Montes and Lutz Prechelt and Paul Ralph and Rijnard van Tonder and Stefan Wagner},
  journal= {arXiv preprint arXiv:2508.15503},
  year   = {2026}
}

Comments

84 pages, 4 tables, under review

R2 v1 2026-07-01T04:59:58.654Z