English

Generalizing Koopman Theory to allow for inputs and control

Optimization and Control 2016-02-25 v1

Abstract

We develop a new generalization of Koopman operator theory that incorporates the effects of inputs and control. Koopman spectral analysis is a theoretical tool for the analysis of nonlinear dynamical systems. Moreover, Koopman is intimately connected to Dynamic Mode Decomposition (DMD), a method that discovers spatial-temporal coherent modes from data, connects local-linear analysis to nonlinear operator theory, and importantly creates an equation-free architecture allowing investigation of complex systems. In actuated systems, standard Koopman analysis and DMD are incapable of producing input-output models; moreover, the dynamics and the modes will be corrupted by external forcing. Our new theoretical developments extend Koopman operator theory to allow for systems with nonlinear input-output characteristics. We show how this generalization is rigorously connected and generalizes a recent development called Dynamic Mode Decomposition with control (DMDc). We demonstrate this new theory on nonlinear dynamical systems, including a standard Susceptible-Infectious-Recovered model with relevance to the analysis of infectious disease data with mass vaccination (actuation).

Keywords

Cite

@article{arxiv.1602.07647,
  title  = {Generalizing Koopman Theory to allow for inputs and control},
  author = {Joshua L. Proctor and Steven L. Brunton and J. Nathan Kutz},
  journal= {arXiv preprint arXiv:1602.07647},
  year   = {2016}
}

Comments

21 pages, 3 figures

R2 v1 2026-06-22T12:57:05.396Z