English

Extreme-Strike Comparisons and Structural Bounds for SPX and VIX Options

Pricing of Securities 2021-03-04 v2

Abstract

This article explores the relationship between the SPX and VIX options markets. High-strike VIX call options are used to hedge tail risk in the SPX, which means that SPX options are a reflection of the extreme-strike asymptotics of VIX options, and vice versa. This relationship can be quantified using moment formulas in a model-free way. Comparisons are made between VIX and SPX implied volatilities along with various examples of stochastic volatility models.

Cite

@article{arxiv.2101.00299,
  title  = {Extreme-Strike Comparisons and Structural Bounds for SPX and VIX Options},
  author = {Andrew Papanicolaou},
  journal= {arXiv preprint arXiv:2101.00299},
  year   = {2021}
}

Comments

Special Thank You to Roger Lee for your help in this paper

R2 v1 2026-06-23T21:41:31.442Z