English

Consistent Polyhedral Surrogates for Top-$k$ Classification and Variants

Machine Learning 2022-07-20 v1

Abstract

Top-kk classification is a generalization of multiclass classification used widely in information retrieval, image classification, and other extreme classification settings. Several hinge-like (piecewise-linear) surrogates have been proposed for the problem, yet all are either non-convex or inconsistent. For the proposed hinge-like surrogates that are convex (i.e., polyhedral), we apply the recent embedding framework of Finocchiaro et al. (2019; 2022) to determine the prediction problem for which the surrogate is consistent. These problems can all be interpreted as variants of top-kk classification, which may be better aligned with some applications. We leverage this analysis to derive constraints on the conditional label distributions under which these proposed surrogates become consistent for top-kk. It has been further suggested that every convex hinge-like surrogate must be inconsistent for top-kk. Yet, we use the same embedding framework to give the first consistent polyhedral surrogate for this problem.

Keywords

Cite

@article{arxiv.2207.08873,
  title  = {Consistent Polyhedral Surrogates for Top-$k$ Classification and Variants},
  author = {Jessie Finocchiaro and Rafael Frongillo and Emma Goodwill and Anish Thilagar},
  journal= {arXiv preprint arXiv:2207.08873},
  year   = {2022}
}
R2 v1 2026-06-25T01:01:47.391Z