English

A Short Report on Importance Sampling for Rare Event Simulation in Diffusions

Numerical Analysis 2025-12-22 v1 Numerical Analysis Probability

Abstract

In this manuscript, we investigate importance sampling methods for rare-event simulation in diffusion processes. We show, from a large-deviation perspective, that the resulting importance sampling estimator is log-efficient. This connection is established via a stochastic optimal control formulation, and the associated Hamilton--Jacobi--Bellman (HJB) equation is derived using dynamic programming. To approximate the optimal control, we adopt a spectral parameterization and employ the cross-entropy method to estimate the parameters by solving a least-squares problem. Finally, we present a numerical example to validate the effectiveness of the cross-entropy approach and the efficiency of the resulting importance sampling estimator.

Keywords

Cite

@article{arxiv.2512.17766,
  title  = {A Short Report on Importance Sampling for Rare Event Simulation in Diffusions},
  author = {Zhiwei Gao},
  journal= {arXiv preprint arXiv:2512.17766},
  year   = {2025}
}
R2 v1 2026-07-01T08:33:48.694Z