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Options on baskets (linear combinations) of assets are notoriously challenging to price using even the simplest log-normal continuous-time stochastic models for the individual assets. The paper [5] gives a closed form approximation formula…

Pricing of Securities · Quantitative Finance 2023-02-20 Dongdong Hu , Hasanjan Sayit , Frederi Viens

Reversibility is a key concept in Markov models and Master-equation models of molecular kinetics. The analysis and interpretation of the transition matrix encoding the kinetic properties of the model relies heavily on the reversibility…

Chemical Physics · Physics 2015-09-23 Benjamin Trendelkamp-Schroer , Hao Wu , Fabian Paul , Frank Noé

We propose a vector auto-regressive (VAR) model with a low-rank constraint on the transition matrix. This new model is well suited to predict high-dimensional series that are highly correlated, or that are driven by a small number of hidden…

Statistics Theory · Mathematics 2022-01-17 Pierre Alquier , Karine Bertin , Paul Doukhan , Rémy Garnier

Over the last decade, nonparametric methods have gained increasing attention for modeling complex data structures due to their flexibility and minimal structural assumptions. In this paper, we study a general multivariate nonparametric…

Methodology · Statistics 2026-03-18 Kunal Rai , Archi Roy , Itai Dattner , Soudeep Deb

We give unique recovery guarantees for matrices of bounded rank that have undergone permutations of their entries. We even do this for a more general matrix structure that we call ladder matrices. We use methods and results of commutative…

Information Theory · Computer Science 2022-07-25 Manolis C. Tsakiris

We generalize the Arbitrage Pricing Theory (APT) to include the contribution of virtual arbitrage opportunities. We model the arbitrage return by a stochastic process. The latter is incorporated in the APT framework to calculate the…

Statistical Mechanics · Physics 2008-12-10 Kirill Ilinski

This paper defines theoretical lower bounds of uncertainty of observations of macroeconomic variables that depend on statistical moments and correlations of random values and volumes of market trades. Any econometric assessments of…

General Economics · Economics 2024-10-08 Victor Olkhov

We show that the mixed causal-noncausal Vector Autoregressive (VAR) processes satisfy the Markov property in both calendar and reverse time. Based on that property, we introduce closed-form formulas of forward and backward predictive…

Econometrics · Economics 2025-07-18 Christian Gourieroux , Joann Jasiak

This study develops a multi-factor framework where not only market risk is considered but also potential changes in the investment opportunity set. Although previous studies find no clear evidence about a positive and significant relation…

Statistical Finance · Quantitative Finance 2014-10-23 John Cotter , Enrique Salvador

Consider an $n \times n$ non-Hermitian random matrix $M_n$ whose entries are independent real random variables. Under suitable conditions on the entries, we study the fluctuations of the entries of $f(M_n)$ as $n$ tends to infinity, where…

Probability · Mathematics 2014-08-18 Sean O'Rourke

We present a simple dynamical model of stock index returns which is grounded on the ability of the Cyclically Adjusted Price Earning (CAPE) valuation ratio devised by Robert Shiller to predict long-horizon performances of the market. More…

General Finance · Quantitative Finance 2013-07-16 Natascia Angelini , Giacomo Bormetti , Stefano Marmi , Franco Nardini

The goal of a next basket recommendation (NBR) system is to recommend items for the next basket for a user, based on the sequence of their prior baskets. Recently, a number of methods with complex modules have been proposed that claim…

Information Retrieval · Computer Science 2023-03-10 Ming Li , Sami Jullien , Mozhdeh Ariannezhad , Maarten de Rijke

Different approaches to defining dynamic market risk measures are available in the literature. Most are focused or derived from probability theory, economic behavior or dynamic programming. Here, we propose an approach to define and…

Risk Management · Quantitative Finance 2013-06-25 Babacar Seck , Robert J. Elliott , Jean-Pierre Gueyie

Correlations between asset returns are important in many financial applications. In recent years, multivariate volatility models have been used to describe the time-varying feature of the correlations. However, the curse of dimensionality…

Statistics Theory · Mathematics 2008-12-02 Ruey S. Tsay

Matrix syntax is a formal model of syntactic relations in language. The purpose of this paper is to explain its mathematical foundations, for an audience with some formal background. We make an axiomatic presentation, motivating each axiom…

Computation and Language · Computer Science 2019-03-12 Roman Orus , Roger Martin , Juan Uriagereka

We construct ensembles of random integrable matrices with any prescribed number of nontrivial integrals and formulate integrable matrix theory (IMT) -- a counterpart of random matrix theory (RMT) for quantum integrable models. A type-M…

Mesoscale and Nanoscale Physics · Physics 2016-05-20 Emil A. Yuzbashyan , B. Sriram Shastry , Jasen A. Scaramazza

In a recent paper, an algorithm has been presented for determining implications between a particular kind of category theoretic property represented by matrices -- the so called `matrix properties'. In this paper we extend this algorithm to…

Category Theory · Mathematics 2022-08-23 Michael Hoefnagel , Pierre-Alain Jacqmin

We discuss the applications of Random Matrix Theory in the context of financial markets and econometric models, a topic about which a considerable number of papers have been devoted to in the last decade. This mini-review is intended to…

Statistical Finance · Quantitative Finance 2009-10-08 J. P. Bouchaud , M. Potters

Fundamental variables in financial market are not only price and return but a very important role is also played by trading volumes. Here we propose a new multivariate model that takes into account price returns, logarithmic variation of…

Statistical Finance · Quantitative Finance 2020-07-14 Guglielmo D'Amico , Filippo Petroni

A procedure is described for estimating evolutionary rate matrices from observed site frequency data. The procedure assumes (1) that the data are obtained from a constant size population evolving according to a stationary Wright-Fisher…

Populations and Evolution · Quantitative Biology 2016-07-18 Conrad J. Burden , Yurong Tang
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