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This article studies deep neural network expression rates for optimal stopping problems of discrete-time Markov processes on high-dimensional state spaces. A general framework is established in which the value function and continuation…

Probability · Mathematics 2022-10-20 Lukas Gonon

This paper is concerned with optimal switching over multiple modes in continuous time and on a finite horizon. The performance index includes a running reward, terminal reward and switching costs that can belong to a large class of…

Optimization and Control · Mathematics 2016-10-17 Randall Martyr

In \cite{cheung2019optimally}, the authors presented two finite element methods for approximating second order boundary value problems on polytopial meshes with optimal accuracy without having to utilize curvilinear mappings. This was done…

Numerical Analysis · Mathematics 2023-01-11 James Cheung

We introduce a price impact model which accounts for finite market depth, tightness and resilience. Its coupled bid- and ask-price dynamics induce convex liquidity costs. We provide existence of an optimal solution to the classical problem…

Mathematical Finance · Quantitative Finance 2018-04-23 Peter Bank , Moritz Voß

In the first part of this thesis, we focus on American options in the Heston model. We first give an analytical characterization of the value function of an American option as the unique solution of the associated (degenerate) parabolic…

Probability · Mathematics 2019-11-13 Giulia Terenzi

This paper starts by defining the criteria where the early-exercise of an American option is never optimal, under positive, or negative rates. It follows with a short analysis of the various shapes of the exercise region under negative…

Pricing of Securities · Quantitative Finance 2021-10-01 Jherek Healy

The most recent update of financial option models is American options under stochastic volatility models with jumps in returns (SVJ) and stochastic volatility models with jumps in returns and volatility (SVCJ). To evaluate these options,…

Computational Engineering, Finance, and Science · Computer Science 2014-12-19 Jamal Amani Rad , Kourosh Parand

In this paper, we study the dual representation for generalized multiple stopping problems, hence the pricing problem of general multiple exercise options. We derive a dual representation which allows for cashflows which are subject to…

Computational Finance · Quantitative Finance 2011-12-13 Christian Bender , John Schoenmakers , Jianing Zhang

We prove a robust super-hedging duality result for path-dependent options on assets with jumps, in a continuous time setting. It requires that the collection of martingale measures is rich enough and that the payoff function satisfies some…

Optimization and Control · Mathematics 2020-04-24 Bruno Bouchard , Xiaolu Tan

In this paper we present a MATLAB version of a non-standard finite difference scheme for the numerical solution of the perpetual American put option models of financial markets. These models can be derived from the celebrated Black-Scholes…

Numerical Analysis · Mathematics 2014-12-05 Riccardo Fazio

The Nelson-Siegel framework is employed to model the term structure of commodity futures prices. Exploiting the information embedded in the level, slope and curvature parameters, we develop novel investment strategies that assume short-term…

General Finance · Quantitative Finance 2023-08-02 Robert J Bianchi , John Hua Fan , Joelle Miffre , Tingxi Zhang

We study an optimal execution problem in a continuous-time market model that considers market impact. We formulate the problem as a stochastic control problem and investigate properties of the corresponding value function. We find that…

Trading and Market Microstructure · Quantitative Finance 2014-12-16 Takashi Kato

In an $L_\infty$-framework, we present a few extension theorems for linear operators. We focus the attention on majorant preserving and sandwich preserving types of extensions. These results are then applied to the study of price systems…

Probability · Mathematics 2011-03-01 Jocelyne Bion-Nadal , Giulia Di Nunno

We prove limit theorems for the super-replication cost of European options in a Binomial model with friction. The examples covered are markets with proportional transaction costs and the illiquid markets. The dual representation for the…

Computational Finance · Quantitative Finance 2011-06-13 Yan Dolinsky , Halil Mete Soner

This papers addresses the stock option pricing problem in a continuous time market model where there are two stochastic tradable assets, and one of them is selected as a num\'eraire. It is shown that the presence of arbitrarily small…

Pricing of Securities · Quantitative Finance 2014-10-01 Nikolai Dokuchaev

We establish a super-replication duality in a continuous-time financial model where an investor's trades adversely affect bid- and ask-prices for a risky asset and where market resilience drives the resulting spread back towards zero at an…

Pricing of Securities · Quantitative Finance 2019-05-20 Peter Bank , Yan Dolinsky

This paper is concerned with the solution of the optimal stopping problem associated to the valuation of Perpetual American options driven by continuous time Markov chains. We introduce a new dynamic approach for the numerical pricing of…

Probability · Mathematics 2019-04-25 Laurent Miclo , Stéphane Villeneuve

For a converging sequence of exponential L\'evy models, we give conditions under which the associated sequence of option prices converges. We also study the behaviour of the prices when no such convergence holds. We then consider two…

Probability · Mathematics 2018-04-20 S. Cawston , L. Vostrikova

We consider a discrete-time incomplete multi-asset market model with continuous price jumps. For a wide class of contingent claims, including European basket call options, we compute the bounds of the interval containing the no-arbitrage…

Mathematical Finance · Quantitative Finance 2023-01-13 Jarek Kędra , Assaf Libman , Victoria Steblovskaya

We solve the problem of pricing and optimal exercise of American call-type options in markets which do not necessarily admit an equivalent local martingale measure. This resolves an open question proposed by Fernholz and Karatzas…

Pricing of Securities · Quantitative Finance 2009-12-21 Erhan Bayraktar , Constantinos Kardaras , Hao Xing
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