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Automated investment managers, or robo-advisors, have emerged as an alternative to traditional financial advisors. The viability of robo-advisors crucially depends on their ability to offer personalized financial advice. We introduce a…

Portfolio Management · Quantitative Finance 2020-11-25 Agostino Capponi , Sveinn Olafsson , Thaleia Zariphopoulou

Personalized LLM systems have advanced rapidly, yet most operate in domains where user preferences are stable and ground truth is either absent or subjective. We argue that individual investor decision-making presents a uniquely challenging…

Computation and Language · Computer Science 2026-04-07 Yash Ganpat Sawant

We model investor heterogeneity using different required returns on an investment and evaluate the impact on the valuation of an investment. By assuming no disagreement on the cash flows, we emphasize how risk preferences in particular, but…

General Finance · Quantitative Finance 2021-09-13 Carol Alexander , Xi Chen , Charles Ward

The long-term impact of algorithmic decision making is shaped by the dynamics between the deployed decision rule and individuals' response. Focusing on settings where each individual desires a positive classification---including many…

Computer Science and Game Theory · Computer Science 2019-10-10 Lydia T. Liu , Ashia Wilson , Nika Haghtalab , Adam Tauman Kalai , Christian Borgs , Jennifer Chayes

Statistical jump models have been recently introduced to detect persistent regimes by clustering temporal features and discouraging frequent regime changes. However, they are limited to hard clustering and thereby do not account for…

Methodology · Statistics 2025-10-01 Federico P. Cortese , Antonio Pievatolo , Elisa Maria Alessi

A fund manager invests both the fund's assets and own private wealth in separate but potentially correlated risky assets, aiming to maximize expected utility from private wealth in the long run. If relative risk aversion and investment…

Portfolio Management · Quantitative Finance 2014-10-28 Paolo Guasoni , Gu Wang

We reveal a geometric structure underlying both hedging and investment products. The structure follows from a simple formula expressing investment risks in terms of returns. This informs optimal product designs. Optimal pure hedging…

General Economics · Economics 2023-06-05 Andrei N. Soklakov

Managing stock efficiently remains a core issue in modern logistics, where companies must reconcile cost efficiency with dependable service despite unpredictable market conditions. Conventional models often overlook the direct connection…

Optimization and Control · Mathematics 2026-04-14 Tianxiao Sun , Noah Schwarzkopf

Investors usually resort to financial advisors to improve their investment process until the point of complete delegation on investment decisions. Surely, financial advice is potentially a correcting factor in investment decisions but, in…

Computational Finance · Quantitative Finance 2019-09-17 Loretta Mastroeni , Maurizio Naldi , Pierluigi Vellucci

The field of portfolio selection is an active research topic, which combines elements and methodologies from various fields, such as optimization, decision analysis, risk management, data science, forecasting, etc. The modeling and…

Portfolio Management · Quantitative Finance 2020-10-28 A. Georgantas

We study a robust portfolio optimization problem under model uncertainty for an investor with logarithmic or power utility. The uncertainty is specified by a set of possible L\'evy triplets; that is, possible instantaneous drift, volatility…

Mathematical Finance · Quantitative Finance 2016-03-23 Ariel Neufeld , Marcel Nutz

Information Retrieval systems can be improved by exploiting context information such as user and document features. This article presents a model based on overlapping probabilistic or fuzzy clusters for such features. The model is applied…

Human-Computer Interaction · Computer Science 2011-02-21 Thomas Mandl , Christa Womser-Hacker

Human decision-making in real-life deviates significantly from the optimal decisions made by fully rational agents, primarily due to computational limitations or psychological biases. While existing studies in behavioral finance have…

Artificial Intelligence · Computer Science 2024-03-12 Penghang Liu , Kshama Dwarakanath , Svitlana S Vyetrenko , Tucker Balch

Collocations are important for many tasks of Natural language processing such as information retrieval, machine translation, computational lexicography etc. So far many statistical methods have been used for collocation extraction. Almost…

Computation and Language · Computer Science 2008-11-11 Raj Kishor Bisht , H. S. Dhami

In this paper, we are trying to examine trade offs between fuzzy logic and certain Bayesian networks and we propose to combine their respective advantages into fuzzy certain Bayesian networks (FCBN), a certain Bayesian networks of fuzzy…

Artificial Intelligence · Computer Science 2012-06-07 Abdelkader Heni , Mohamed Nazih Omri , Adel Alimi

Artificial intelligence systems often address fairness concerns by evaluating and mitigating measures of group discrimination, for example that indicate biases against certain genders or races. However, what constitutes group fairness…

Artificial Intelligence · Computer Science 2024-06-28 Emmanouil Krasanakis , Symeon Papadopoulos

This paper introduces a novel stochastic control framework to enhance the capabilities of automated investment managers, or robo-advisors, by accurately inferring clients' investment preferences from past activities. Our approach leverages…

Optimization and Control · Mathematics 2024-06-05 Haoyang Cao , Zhengqi Wu , Renyuan Xu

This paper investigates fuzzy nonlinear system equations using an optimization approach. Here, the inner-outer direct search technique is used with fuzzy coefficients and vectors to quantify the uncertain solution. The fuzzy nonlinear…

Optimization and Control · Mathematics 2022-06-02 Paresh Kumar Panigrahi , Sukanta Nayak , Sudipta Priyadarshini

We study how to assess the potential benefit of diversifying an equity portfolio by investing within and across equity sectors. We analyse 20 years of US stock price data, which includes the global financial crisis (GFC) and the COVID-19…

Portfolio Management · Quantitative Finance 2022-06-22 Nick James , Max Menzies , Georg A. Gottwald

Within the framework proposed in this paper, we address the issue of extending the certain networks to a fuzzy certain networks in order to cope with a vagueness and limitations of existing models for decision under imprecise and uncertain…

Artificial Intelligence · Computer Science 2012-06-06 Abdelkader Heni , Mohamed Nazih Omri , Adel Alimi
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