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While Value Iteration (VI) is one of the most fundamental algorithms in Reinforcement Learning, its theoretical convergence guarantees still exhibit a persistent mismatch with empirical behavior. In the discounted-reward case, classical…

Machine Learning · Computer Science 2026-03-12 Arsenii Mustafin , Xinyi Sheng , Dominik Baumann

The aim of this research is to give a simple framework to evaluate/quantize the "transparency" of a firm. We assume that the process of the firm value is only observable once in a while but is strongly correlated with the stock price which…

Risk Management · Quantitative Finance 2009-10-27 Jirô Akahori , Yuuki Kanishi , Yuichi Morimura

The most dangerous effects of anthropogenic climate change can be mitigated by using emissions taxes or other regulatory interventions to reduce greenhouse gas (GHG) emissions. This paper takes a regulatory viewpoint and describes the…

Optimization and Control · Mathematics 2018-04-19 Daniel J. Olsen , Yury Dvorkin , Ricardo Fernández-Blanco , Miguel A. Ortega-Vazquez

Wealth taxes are a frequently proposed policy within the post-growth literature, but evaluations of their alignment with post-growth goals, and empirical estimates of their potential effects, are lacking. We contribute to this literature by…

General Economics · Economics 2026-03-19 Thomas Webb , Arthur Apostel , Milena Büchs , Richard Bärnthaler

This paper provides a comprehensive analysis of welfare measures when oligopolistic firms face multiple policy interventions and external changes under general forms of market demands, production costs, and imperfect competition. We present…

Economics · Quantitative Finance 2018-12-11 Takanori Adachi , Michal Fabinger

We propose an evolutionary model to study the transition toward green technology under the influence of innovation. Clean and dirty technologies are selected according to their profitability under an environmental tax, which depends on the…

Physics and Society · Physics 2025-10-01 Fausto Cavalli , Alessandra Mainini , Enrico Moretto , Ahmad Naimzada

We introduce the Cut-Based Valuation (CBV), a unified framework for consolidated value in equity/flow networks. The central idea is that economic value is never absolute: it is always defined relative to an observer Omega, which fixes…

General Economics · Economics 2025-09-08 Omar Di Marzio

It is a common misconception that in order to make consistent profits as a trader, one needs to posses some extra information leading to an asset value estimation more accurate than that reflected by the current market price. While the idea…

Computational Engineering, Finance, and Science · Computer Science 2020-10-26 Ondřej Hubáček , Gustav Šír

Investment returns naturally reside on irregular domains, however, standard multivariate portfolio optimization methods are agnostic to data structure. To this end, we investigate ways for domain knowledge to be conveniently incorporated…

Signal Processing · Electrical Eng. & Systems 2019-10-17 Bruno Scalzo Dees , Ljubisa Stankovic , Anthony G. Constantinides , Danilo P. Mandic

Carbon pricing has become a central pillar of modern climate policy, with carbon taxes and emissions trading systems (ETS) serving as the two dominant approaches. Although economic theory suggests these instruments are equivalent under…

General Economics · Economics 2025-10-21 Stéphane Crépey , Samuel Drapeau , Mekonnen Tadese

We describe an optimization-based tax-aware portfolio construction method that adds tax liability to standard Markowitz-based portfolio construction. Our method produces a trade list that specifies the number of shares to buy of each asset…

Optimization and Control · Mathematics 2021-02-23 Nicholas Moehle , Mykel J. Kochenderfer , Stephen Boyd , Andrew Ang

The rate-distortion curve captures the fundamental tradeoff between compression length and resolution in lossy data compression. However, it conceals the underlying dynamics of optimal source encodings or test channels. We argue that these…

Information Theory · Computer Science 2023-07-03 Shlomi Agmon

In the aftermath of the 2007 global financial crisis, banks started reflecting into derivative pricing the cost of capital and collateral funding through XVA metrics. Here XVA is a catch-all acronym whereby X is replaced by a letter such as…

Computational Finance · Quantitative Finance 2016-03-10 Claudio Albanese , Simone Caenazzo , Stéphane Crépey

We hypothesize that portfolio sorts based on the V/P ratio generate excess returns and consist of companies that are undervalued for prolonged periods. Results, for the US market show that high V/P portfolios outperform low V/P portfolios…

Econometrics · Economics 2025-06-03 Ahmad Haboub , Aris Kartsaklas , Vasilis Sarafidis

We propose two general equilibrium models, quota equilibrium and emission tax equilibrium. The government specifies quotas or taxes on emissions, then refrains from further action. Quota equilibrium exists; the allocation of emission…

Theoretical Economics · Economics 2023-10-06 Robert M. Anderson , Haosui Duanmu

We consider large scale cost allocation problems and consensus seeking problems for multiple agents, in which agents are suggested to collaborate in a distributed algorithm to find a solution. If agents are strategic to minimize their own…

Optimization and Control · Mathematics 2013-04-11 Takashi Tanaka , Farhad Farokhi , Cédric Langbort

In this paper we present a rigorously motivated pricing equation for derivatives, including general cash collateralization schemes, which is consistent with quoted market bond prices. Traditionally, there have been differences in how…

Pricing of Securities · Quantitative Finance 2014-09-22 Johan Gunnesson , Alberto Fernández Muñoz de Morales

Hedge funds have long been viewed as a veritable "black box" of investing since outsiders may never view the exact composition of portfolio holdings. Therefore, the ability to estimate an informative set of asset weights is highly desirable…

Applications · Statistics 2013-06-06 Laszlo F. Korsos

We develop a model of tax evasion based on the Ising model. We augment the model using an appropriate enforcement mechanism that may allow policy makers to curb tax evasion. With a certain probability tax evaders are subject to an audit. If…

General Finance · Quantitative Finance 2008-12-02 Georg Zaklan , Frank Westerhoff , Dietrich Stauffer

Market economy closely connects aspects to all walks of life. The stock forecast is one of task among studies on the market economy. However, information on markets economy contains a lot of noise and uncertainties, which lead economy…

Machine Learning · Computer Science 2019-09-23 Jialin Liu , Chih-Min Lin , Fei Chao
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