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We present a spectral-theoretic approach to time-average statistical mechanics for general, non-equilibrium initial conditions. We consider the statistics of bounded, local additive functionals of reversible as well as irreversible ergodic…

Statistical Mechanics · Physics 2020-10-21 Alessio Lapolla , David Hartich , Aljaž Godec

The mean-field theory of Kinetically-Constrained-Models is developed by considering the Fredrickson-Andersen model on the Bethe lattice. Using certain properties of the dynamics observed in actual numerical experiments we derive asymptotic…

Disordered Systems and Neural Networks · Physics 2025-01-20 Gianmarco Perrupato , Tommaso Rizzo

We revisit the problem of determining the real-frequency density response in quantum fluids via analytical continuation of imaginary-time quantum Monte Carlo data. We demonstrate that the average spectrum method (ASM) is capable of…

Other Condensed Matter · Physics 2015-05-13 David R. Reichman , Eran Rabani

We propose a unifying framework for the pricing of debt securities under general time-inhomogeneous short-rate diffusion processes. The pricing of bonds, bond options, callable/putable bonds, and convertible bonds (CBs) is covered. Using…

Pricing of Securities · Quantitative Finance 2025-01-22 Marie-Claude Vachon , Anne Mackay

In this paper we give sufficient conditions guaranteeing the validity of the well-known minimax theorem for the lower Snell envelope with respect to a family of absolutely continuous probability measures. Such minimax results play an…

Probability · Mathematics 2017-08-30 Denis Belomestny , Volker Kraetschmer

Statistical fluctuation problems are faced by all quantum key distribution (QKD) protocols under finite-key condition. Most of the current statistical fluctuation analysis methods work based on independent random samples, however, the…

Quantum Physics · Physics 2016-01-06 Hongxin Li , Haodong Jiang , Ming Gao , Zhi Ma , Chuangui Ma , Wei Wang

Under proportional transaction costs, a price process is said to have a consistent price system, if there is a semimartingale with an equivalent martingale measure that evolves within the bid-ask spread. We show that a continuous,…

Pricing of Securities · Quantitative Finance 2015-09-16 Christian Bender , Mikko S. Pakkanen , Hasanjan Sayit

Stochastic contraction analysis is a recently developed tool for studying the global stability properties of nonlinear stochastic systems, based on a differential analysis of convergence in an appropriate metric. To date, stochastic…

Optimization and Control · Mathematics 2013-04-02 Quang-Cuong Pham , Jean-Jacques Slotine

We prove the Fundamental Theorem of Asset Pricing for a discrete time financial market where trading is subject to proportional transaction cost and the asset price dynamic is modeled by a family of probability measures, possibly…

Probability · Mathematics 2015-09-01 Erhan Bayraktar , Yuchong Zhang

No-arbitrage models of term structure have the feature that the return on zero-coupon bonds is the sum of the short rate and the product of volatility and market price of risk. Well known models restrict the behavior of the market price of…

Pricing of Securities · Quantitative Finance 2010-05-21 Hassan Allouba , Victor Goodman

In this paper, we study term structure movements in the spirit of Heath, Jarrow, and Morton [Econometrica 60(1), 77-105] under volatility uncertainty. We model the instantaneous forward rate as a diffusion process driven by a G-Brownian…

Mathematical Finance · Quantitative Finance 2021-09-06 Julian Hölzermann

In this paper we provide the characterization of all finite-dimensional Heath--Jarrow--Morton models that admit arbitrary initial yield curves. It is well known that affine term structure models with time-dependent coefficients (such as the…

Probability · Mathematics 2007-05-23 Damir Filipovic , Josef Teichmann

This paper offers a new class of models of the term structure of interest rates. We allow each instantaneous forward rate to be driven by a different stochastic shock, constrained in such a way as to keep the forward rate curve continuous.…

Statistical Mechanics · Physics 2008-12-02 P. Santa-Clara , D. Sornette

This paper presents an axiomatic scheme for interest rate models in discrete time. We take a pricing kernel approach, which builds in the arbitrage-free property and provides a link to equilibrium economics. We require that the pricing…

Pricing of Securities · Quantitative Finance 2009-11-05 Lane P. Hughston , Andrea Macrina

The adiabatic theorem provides sufficient conditions for the time needed to prepare a target ground state. While it is possible to prepare a target state much faster with more general quantum annealing protocols, rigorous results beyond the…

Quantum Physics · Physics 2023-11-28 Luis Pedro García-Pintos , Lucas T. Brady , Jacob Bringewatt , Yi-Kai Liu

In a finite system driven out of equilibrium by a constant external force the thermodynamic uncertainty relation (TUR) bounds the variance of the conjugate current variable by the thermodynamic cost of maintaining the non-equilibrium…

Statistical Mechanics · Physics 2021-08-17 David Hartich , Aljaz Godec

We formulate a local picture of strongly correlated systems as a Feynman sum over atomic configurations. The hopping amplitudes between these atomic configurations are identified as the renormalization group charges, which describe the…

Condensed Matter · Physics 2015-06-25 Gabriel Kotliar , Qimiao Si

We investigate connections between SAT (the propositional satisfiability problem) and combinatorics, around the minimum degree (number of occurrences) of variables in various forms of redundancy-free boolean conjunctive normal forms…

Combinatorics · Mathematics 2017-01-24 Oliver Kullmann , Xishun Zhao

The purpose of this paper is to study the generalized Fong--Vasicek two-factor interest rate model with stochastic volatility. In this model the dispersion of the stochastic short rate (square of volatility) is assumed to be stochastic as…

Statistical Finance · Quantitative Finance 2008-12-10 B. Stehlikova , D. Sevcovic

We develop a recursive approach for deriving closed-form solutions to both conditional and unconditional moments of affine jump diffusions with state-independent jump intensities. Using these moment solutions, we construct closed-form…

Mathematical Finance · Quantitative Finance 2025-04-10 Yan-Feng Wu , Jian-Qiang Hu